Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering leveraged, non‑interest notes linked to the iShares® MSCI USA Quality Factor ETF (QUAL), with payment at maturity determined by the ETF return from the trade date to a determination date expected 23–26 months after the trade date. For each $1,000 face amount, holders receive cash equal to principal plus participation on any positive ETF return at a 300% upside participation rate, capped at a $1,232.5–$1,273 maximum settlement amount per $1,000. If the ETF return is zero or negative, payment equals principal plus the ETF return (which can result in partial or total loss of principal). The estimated value at pricing is between $950 and $980 per $1,000, and payments are subject to the issuer’s and guarantor’s credit risk and various market, tax and structural risks, including limited upside beyond the cap and potential unfavorable tax treatment.
The Goldman Sachs Group, Inc. is offering $65,000,000 of floating rate notes due March 19, 2029. The notes pay interest at compounded SOFR plus a 1.00% spread, floored at a 0.00% minimum, with quarterly payments beginning June 19, 2026.
Key commercial terms: trade date March 13, 2026, original issue date March 19, 2026, original issue price 100%, underwriting discount 0.1% and net proceeds to issuer 99.9%. GS&Co. is calculation agent and may make binding benchmark determinations; issuer may sell additional notes at different terms.
GS Finance Corp. is offering non‑interest bearing notes linked to the MSCI ACWI Index with a $1,000 face amount per note and an aggregate original face amount of $10,050,000. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity is March 16, 2029.
The notes pay at maturity based on the index return and whether a reset event occurs during the observation period ending September 14, 2026. The upside participation rate is 105%. Maximum settlement amounts are $1,400 per $1,000 if no reset event and $1,557.50 if a reset event occurs. If the final index level falls more than 15% from the initial level, the return is negative and you could lose your entire investment. The estimated value on the trade date was approximately $953 per $1,000. The issue price was 100% of face amount with an underwriting discount of 2.85%.
GS Finance Corp. offers indexed, non‑interest-bearing notes linked to the S&P 500® Index. The offering has an aggregate face amount of $1,208,000 and a per‑note face amount of $1,000. If the final index level on the September 13, 2030 determination date exceeds the initial level, each note will pay $1,000 plus the underlier return, capped at a $1,410 maximum settlement amount. If the final index level is equal to or below the initial level, holders receive the face amount only. The notes pay no periodic interest, are guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk.
Key dates include trade date March 13, 2026, original issue date March 18, 2026, determination date September 13, 2030, and stated maturity date September 18, 2030. For U.S. federal income tax purposes the issuer’s comparable yield is 4.71% with a projected payment at maturity of $1,237.00 on a $1,000 investment.
GS Finance Corp. is offering non‑interest structured notes linked to an equally weighted basket of seven stocks with a trade date of March 13, 2026, an original issue date of March 18, 2026, a call observation date of March 22, 2027 and a stated maturity of March 16, 2029.
If the basket closing level on the call observation date is ≥ the initial level (100), the notes are automatically called and pay $1,142.50 per $1,000 face amount on the call payment date. If not called, maturity payoffs depend on the basket return: positive returns pay $1,000 + $1,000×1.25×basket return; small negative returns (no worse than -35%) pay $1,000 + $1,000×|basket return|; returns below -35% produce $1,000 + $1,000×basket return, potentially reducing principal below 65% of face amount.
The estimated value at pricing was approximately $914 per $1,000 face amount. Original issue price is 100%, underwriting discount 2% (plus up to 0.8% structuring fee), and aggregate face amount offered was $2,028,000.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon notes with an aggregate face amount of $2,824,000. The notes pay a quarterly coupon of $17 per $1,000 face amount (1.7% quarterly, 6.8% annualized) only if each underlier closes at or above 55% of its initial level on the related coupon observation date.
At maturity (stated maturity March 18, 2031, determination date March 13, 2031), if not earlier redeemed, the cash settlement per $1,000 depends solely on the lesser performing underlier. If that underlier is below its trigger buffer level (55% of initial), the investor suffers a loss equal to the lesser performing underlier return times the face amount and could lose the entire investment. The company may redeem the notes, in whole but not in part, on coupon payment dates commencing September 18, 2026 through December 18, 2030. The original issue price is 100% of face amount; underwriting discount is 1.5% plus a structuring fee up to 0.6%, yielding net proceeds of 98.5% of face amount.
GS Finance Corp. priced $1,300,000 of Contingent Income Auto-Callable Securities linked to NVIDIA Corporation common stock. The securities pay a contingent quarterly coupon only if the underlying closing price on each coupon observation date is at or above a downside threshold of $90.125 (50.00% of the initial share price of $180.25), and they are automatically called if the underlying closing price on any call observation date is at or above the initial share price. At maturity, if the final share price is below the downside threshold, payment equals $1,000 × (final share price / $180.25), exposing investors to significant principal loss; if at or above the threshold, payment is $1,000 plus any final contingent coupon. Estimated value per security was $962 and the underwriter discount was 2.50%.
GS Finance Corp. offers capped, dual-index buffered notes guaranteed by The Goldman Sachs Group, Inc. The pricing supplement covers an aggregate face amount of $1,236,000 with a 125% upside participation rate, a $1,245 maximum settlement per $1,000 face amount, and a 75% buffer level. The notes reference the Dow Jones Industrial Average and the S&P 500, pay no interest, and settle in cash at maturity based on the lesser performing underlier. Trade date: March 13, 2026; original issue date: March 18, 2026; determination date: March 13, 2028; stated maturity date: March 16, 2028.
GS Finance Corp. is offering $7,500,000 aggregate face amount of buffered notes linked to the iShares® Expanded Tech-Software Sector ETF due April 14, 2027. The notes do not pay interest; payoff is determined by the ETF’s closing level from the initial level of $84.99 (set March 12, 2026) to the determination date.
If the final ETF level is ≥ 85% of the initial level you receive a capped $1,153.50 per $1,000 face amount. If the final level is below that threshold, losses apply with a buffer mechanic using a buffer rate of approximately 117.65%, and you could lose your entire investment. Estimated value on the trade date was approximately $977 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering $18,165,000 of Callable Fixed Rate Notes due 2030. The notes pay interest at $4.30% per annum from March 18, 2026 to March 18, 2030, payable each March 18 and September 18, beginning September 18, 2026.
The issuer may redeem the notes in whole, not in part, on each quarterly redemption date on or after March 18, 2028, at 100% of principal plus accrued interest with at least five business days’ prior notice. The initial price to public is 100% and underwriting discount is 0.997%, producing proceeds before expenses of $17,983,894.95. Settlement is scheduled in New York through DTC on March 18, 2026. Book-entry interests will be held through DTC. The notes are new securities with no established trading market and are not FDIC insured.