The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing structured Medium-Term Notes, Series F, with an aggregate face amount of $394,000. The notes are linked to the Nasdaq-100 Index, the S&P 500 Index and the VanEck Gold Miners ETF.
Investors receive a contingent monthly coupon of $10.625 per $1,000 (1.0625% monthly, up to 12.75% per annum) only if each underlier is at or above its coupon trigger level of 75% of its initial level on the observation date; otherwise the coupon is zero. The notes are automatically called at $1,000 per note plus any due coupon if, on a call observation date, each underlier is at or above its initial level.
If not called, principal repayment at maturity in 2030 depends solely on the lesser performing underlier. Full principal is repaid if each final level is at or above its buffer level of 60% of its initial level. Below that, principal is reduced dollar-for-dollar with losses beyond the 40% buffer, so investors can lose a substantial portion of capital. The notes are unsecured and subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is lower than the 100% original issue price due to fees, hedging and structuring costs.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering buffered S&P 500® Index-linked notes due 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and pays no interest.
At maturity, investors receive cash based on S&P 500® performance from trade date to August 14, 2028. Upside is 1:1 with the index but capped at a maximum settlement of at least $1,173.50 per $1,000. If the index declines but stays within the 25% buffer, returns match the index loss in absolute value (e.g., -12% index gives +12% note return). Below the 75% buffer level, losses are leveraged: investors lose about 1.3333% per 1% additional index drop and can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent. The original issue price is 100% of face, with an underwriting discount of 1.5% and net proceeds of 98.5%. The estimated value at pricing is lower than the issue price, secondary liquidity is uncertain, and the U.S. tax treatment as a pre-paid derivative contract is uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Oracle, Tesla and Palantir Technologies. The notes have an aggregate face amount of $400,000, trade on July 27, 2026, and mature on July 31, 2031, unless automatically called.
Each $1,000 note pays a monthly coupon that depends on all three stocks. If, on a coupon observation date, the closing price of each stock is at least 75% of its initial price ($119.90 ORCL, $309.22 TSLA, $131.53 PLTR), investors receive the maximum coupon of $5.417 (0.5417% monthly). Otherwise they receive the minimum coupon of $0.834 (0.0834% monthly).
The notes are automatically called if, on any call observation date from July 2027 through June 2031, all three stocks are at or above 75% of their initial prices; investors then receive $1,000 plus the applicable coupon. The original issue price is 100% of face, with a 4.55% underwriting discount and 95.45% net proceeds to the issuer. The estimated value is approximately $935 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Bearish Autocallable Absolute Return S&P 500® Index-Linked Notes maturing on an expected date of August 9, 2029. The notes pay no interest and return depends on S&P 500® performance from the expected trade date of August 6, 2026 to the determination date.
The notes are automatically called in whole if on any call observation date the S&P 500® closes at less than 70% of its initial level; investors then receive only the $1,000 face amount per note. If not called and the index return on the determination date is at least 0%, investors receive a fixed $1,155 per $1,000 (a 15.5% contingent return.
If not called and the index is below its initial level but at or above 70%, investors receive the face amount plus the absolute underlier return, up to a maximum of 30%, or $1,300 per $1,000. If the index ends below 70% of its initial level, investors receive only the $1,000 face amount. The issuer expects the initial estimated value to be $925–$955 per $1,000, lower than the issue price, and highlights credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. as well as complex tax treatment as contingent payment debt instruments.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged buffered S&P 500 Index-linked notes due June 1, 2029 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500 Index and are unsecured senior debt, not bank deposits and not insured by any governmental agency.
For each $1,000 note, investors receive at maturity: if the S&P 500 final level is above the initial level, 200% of the index gain but no more than the maximum settlement amount of $1,252.50; if the index is between 85% and 100% of its initial level, $1,000 (principal returned); if below 85%, investors lose 1% of principal for each 1% the index finishes below the 85% buffer level, potentially down to 15% of face amount. The notes pay no interest.
The issuer discloses that the model-based estimated value on the trade date will be less than the original issue price, reflecting underwriting discount, structuring and hedging costs. Market value before maturity may be volatile and influenced by S&P 500 performance, interest rates, volatility, dividends and the creditworthiness of GS Finance Corp. and its parent. The U.S. federal income tax treatment is uncertain; Sidley Austin LLP opines it is reasonable to treat the notes as pre-paid derivative contracts, with capital gain or loss at sale or maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering autocallable index-linked notes due 2028 linked to the Russell 2000® Index and the S&P 500® Index. The notes pay no interest and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes may be automatically called on August 31, 2027 if each index is at or above its initial level, in which case investors receive at least $1,127.50 per $1,000 face amount on September 8, 2027. If not called, at maturity investors receive a cash amount based on the lesser performing index, with a 200% upside participation rate on gains. A 15% buffer (buffer level 85% of initial) provides limited downside protection; if the lesser index falls below its buffer level, principal is reduced one-for-one beyond the 15% buffer and investors may lose a substantial portion of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any exchange, may have limited liquidity, and have an estimated value on the trade date that is less than the original issue price. U.S. federal income tax treatment is uncertain and expected to follow a pre-paid derivative contract characterization.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs Group as guarantor, is offering equity-linked, unsecured notes tied to an equally weighted basket of six large-cap stocks (Alphabet, Broadcom, Coherent, Eaton, RTX and Vistra). The notes pay no interest and are scheduled to mature on July 27, 2028, unless automatically called on August 6, 2027.
The initial basket level is 100, with each stock weighted at approximately 16.667%. If on the call observation date the basket is at or above 100, the notes are automatically redeemed for $1,202 per $1,000 face amount. If not called, at maturity investors receive: (i) $1,000 plus 150% of any positive basket return; (ii) $1,000 if the basket decline is up to 20%; or (iii) a loss with 125% participation in declines beyond the 20% buffer. The estimated value on the trade date is approximately $947 per $1,000, versus a 100% issue price, reflecting fees, hedging and model assumptions.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering $4,000,000 of Autocallable Contingent Coupon ETF-Linked Notes due July 29, 2030, linked to the iShares Semiconductor ETF (SOXX). The notes pay a contingent coupon of $79.5 per $1,000 (7.95% quarterly, up to 31.8% per year) when SOXX is at or above 75% of the initial level of $527.01 on quarterly observation dates.
The notes are automatically called at par plus coupon if SOXX is at or above its initial level on any call observation date from January 2027 through April 2030. If held to maturity and not called, principal is fully returned only if SOXX is at or above a 65% trigger buffer of the initial level; below this, repayment falls one-for-one with the ETF’s decline, and investors can lose their entire investment.
The initial issue price is 100% of face, while the issuer’s estimated value is about $989 per $1,000, reflecting structuring costs and margins. Payments depend entirely on the credit of GS Finance Corp. and the guarantee of Goldman Sachs Group Inc., and investors do not receive SOXX dividends.
GOLDMAN SACHS GROUP INC (GS), through issuer GS Finance Corp and with a guarantee from The Goldman Sachs Group, Inc., is offering medium-term structured notes linked to an equally weighted basket of Bank of America, Capital One, Morgan Stanley and Wells Fargo common stocks. The basket has an initial level of 100, with each stock given a 25% weight and initial weighted value of 25.
The notes pay no interest and mature on July 27, 2028, but may be automatically called on August 5, 2027 if the basket level is at least its initial level, in which case investors receive $1,166.9 per $1,000 face amount. If not called, at maturity investors get: (i) leveraged upside of 125% of any positive basket return; (ii) full principal repayment if the basket decline is up to 15%; or (iii) a loss, calculated using a buffer rate of approximately 117.65%, if the basket falls more than 15%. The aggregate initial face amount is $875,000; issue price is 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds. The estimated value on the trade date is approximately $967 per $1,000, below the issue price.
Goldman Sachs Group Inc. (GS), via issuer GS Finance Corp., is offering auto-callable contingent coupon notes linked to the common stock of NVIDIA, Oracle and Western Digital. The notes are issued at 100% of face amount, with aggregate face amount of $705,000 and are guaranteed by Goldman Sachs Group Inc.
Notes pay a 2% monthly contingent coupon (potentially up to 24% per year) only if on a monthly observation date each stock closes at or above 50% of its initial price. If any stock is below that 50% “coupon trigger,” no coupon is paid for that month.
Beginning July 2027, the notes are automatically called if on any call observation date all three stocks are at or above their initial prices; in that case holders receive par plus the applicable coupon. If not called, at July 27, 2029 maturity principal repayment depends on a trigger event: if all three final prices are below initial, losses follow the worst-performing stock and can reach 100% of principal once it falls below 50% of its initial level; otherwise principal is repaid. The estimated value is about $925 per $1,000 at pricing, below issue price, and payments are subject to the unsecured credit of GS Finance Corp. and the guarantee of Goldman Sachs Group Inc., with limited liquidity and complex anti-dilution and market disruption provisions.