Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering Trigger Autocallable Contingent Yield Notes guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the least performing of the S&P 500® Index, Russell 2000® Index and Nasdaq-100® Index and pay a quarterly contingent coupon of $0.27125 per $10 (up to 10.85% per annum) if each index is at or above its coupon barrier on an observation date.
Key mechanics: the strike date is March 23, 2026, trade date expected March 24, 2026, automatic calls commence on observation dates beginning September 23, 2026, and stated maturity is March 28, 2029. The downside threshold and coupon barrier equal 70.00% of each index’s initial level; if any index is below the threshold at maturity, payment is reduced pro rata to the lesser performing index and investors could lose most or all principal. The pricing models estimated value at time of pricing is between $9.55 and $9.85 per $10 face amount.
GS Finance Corp. offers contingent quarterly coupon notes linked to Netflix, Inc. (underlier). Each $1,000 note pays quarterly contingent coupons if the underlier is at or above 70% of the initial level on observation dates, is subject to an automatic call if the underlier reaches the initial level on any call observation date, and settles in cash at maturity on March 25, 2030 based on the underlier return. The notes pay principal in full only if the final underlier level is at or above the trigger buffer level (70%); otherwise investors suffer a loss equal to the underlier return times $1,000. The issue is guaranteed by The Goldman Sachs Group, Inc., priced at 100% of face with a 2.5% underwriting discount and net proceeds to issuer of 97.5%.
GS Finance Corp. is offering structured, callable medium-term notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $5,424,000 on original issue. The notes mature on March 27, 2031 but are subject to automatic call if, on any call observation date (commencing March 2027), the closing price of each reference stock is at or above its initial price.
Coupons pay monthly based on four reference stocks (AMD, MU, UNH, TSLA) with initial index prices of $201.33, $422.90, $275.59 and $367.96, respectively. If each stock on a coupon observation date is ≥ 80% of its initial price, holders receive the formula-based maximum coupon (up to ~7.7% per annum equivalent); otherwise holders receive a minimum coupon of $0.209 per $1,000 face amount. The estimated value at pricing was approximately $940 per $1,000 face amount; original issue price was 100% of face amount with a 4% underwriting discount.
GS Finance Corp. is offering Index-Linked Notes due March 25, 2031 guaranteed by The Goldman Sachs Group, Inc. The notes link payout to the lesser performing of the S&P 500® Futures Excess Return Index and the Nasdaq-100 Futures Excess Return™ Index measured from the trade date March 20, 2026 to the determination date March 20, 2031. Key economics: aggregate face amount $375,000, issue price 100%, underwriting discount 1.25%, net proceeds 98.75%, upside participation rate 242%, trigger buffer 70% of initial underlier levels (initials: S&P futures 526.41; Nasdaq futures 635.8176). Estimated value at pricing was approximately $925 per $1,000 face amount. The notes pay no interest and principal repayment at maturity can be zero if the lesser performing underlier declines below its trigger buffer; payments are subject to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes with a principal amount of $2,000,000. The notes bear interest at 4.625% per annum from the original issue date March 24, 2026 and mature on March 24, 2033.
They will be issued at 100% of principal (original issue price) with an underwriting discount of 0.9% and net proceeds to the issuer of 99.1%. Interest is payable semiannually on March 24 and September 24 beginning September 24, 2026. The notes will not be listed on any exchange and will be issued in book-entry form through DTC.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is tied to the S&P 500 performance from March 27, 2026 (trade date) to April 9, 2027 (determination date).
If the final underlier level is ≥ the buffer level (90%), the holder receives a capped maximum settlement amount of at least $1,104.50 per $1,000 face amount. If the final level is below 90%, losses apply: holders lose approximately 1.1111% of face amount for each 1% decline below the buffer, and could lose the entire investment. The notes are issued at 100% of face amount with a 1% underwriting discount and are subject to issuer and guarantor credit risk, limited liquidity, tax uncertainty, and other structural risks described in the supplement.
GS Finance Corp. is offering $1,000 face-amount autocallable, index-linked notes due April 1, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return depends on the Goldman Sachs Momentum Builder Focus ER Index (Bloomberg: GSMBFC5 Index). The notes have a 100% upside participation rate and a multi-year automatic call feature with staged call levels and call premiums that rise by year. If not called, maturity payment equals principal plus participation in positive index returns; if the final index level is equal to or below the initial level, you would receive the face amount only. The index is subject to a 0.65% per annum deduction, daily accruals, and may allocate heavily to hypothetical cash positions. GS&Co. estimated the notes' value on the trade date at $885 to $925 per $1,000 face amount. Trade date is March 27, 2026 and original issue date is April 1, 2026. These notes expose holders to issuer and guarantor credit risk, potential limited secondary market liquidity, and tax rules treating the notes as contingent payment debt instruments.
GS Finance Corp. launches a structured note linked to an equally weighted basket of BAC, COF, MS and WFC with expected trade date March 27, 2026. The notes mature on the stated maturity date (expected March 30, 2028) unless automatically called (call observation date expected April 9, 2027).
Key economic terms set on the trade date include an initial basket level of 100, an upside participation rate of 125%, a buffer amount of 15% (buffer level = 85%), a buffer rate of approximately 117.65%, an automatic call cash payment of at least $1,191 per $1,000 if the basket closing level on the call observation date is >= initial level, and an estimated value on the trade date of $900 to $930 per $1,000 face amount. Payments at maturity depend solely on the final basket level on the determination date and may result in loss of principal below the buffer level.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due April 14, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes mature on April 14, 2027 with a determination date of April 9, 2027 and an original issue date of April 1, 2026.
The notes pay no interest and return at maturity is linked to the S&P 500® Index. They provide a 15% buffer (buffer level = 85% of the initial level) and a buffer rate of approximately 117.65%. If the final underlier level is greater than or equal to the buffer level, holders receive a capped maximum settlement amount of at least $1,087.50 per $1,000 face amount. If the final underlier level is below the buffer level, losses accrue at approximately 1.1765% of face amount for each 1% decline below the buffer and investors could lose their entire investment. The original issue price is 100% of face amount with a 1% underwriting discount (net proceeds 99%).
GS Finance Corp. is offering conditioned, non‑interest bearing structured notes linked to the common stock of NVIDIA Corporation. The notes have an expected stated maturity date of March 30, 2028 and an expected call observation date of April 9, 2027. If the closing price of the index stock on the call observation date is greater than or equal to the initial index stock price, the notes will be automatically redeemed for at least $1,243 per $1,000 face amount on the call payment date. If not called, maturity payment depends on the index stock return to the determination date, with a threshold settlement amount of $1,486, a buffer level of 80% and a buffer rate of 125%. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry issuer/guarantor credit risk. The estimated value at pricing is expected to be between $900 and $930 per $1,000 face amount.