Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to an unequally weighted 43‑stock basket. The notes have a $1,000 face amount per note, trade date June 23, 2026, original issue date June 26, 2026 and a stated maturity of June 29, 2027 (determination date initially June 24, 2027).
Payments at maturity depend solely on the basket return from the initial level of 100 to the final basket level: positive returns participate at 150% up to a capped settlement of $1,130 per $1,000; declines up to 10% return the face amount; declines beyond 10% expose holders to losses pro rata below principal. The estimated value at pricing was approximately $988 per $1,000 face amount.
GS Finance Corp. offers autocallable index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and pay no interest. They may be automatically called on quarterly observation dates; if not called, final cash payment at maturity depends solely on the performance of the lesser performing underlier.
The notes use a trigger buffer level equal to 70% of each underlier's initial level; the maturity date premium amount is 51.15%. The product is credit-sensitive to GS Finance Corp. and Goldman Sachs and may result in the loss of all principal if the lesser performing underlier falls below its trigger buffer.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and returns at maturity depend on the S&P 500 performance from the trade date to the determination date, subject to a 15% buffer (buffer level 85%) and a capped maximum settlement amount of $1,195. The trade date is July 10, 2026, original issue date July 15, 2026, determination date January 10, 2028 and stated maturity January 13, 2028. The notes pay no interest, are cash-settled, are not bank deposits or FDIC-insured, and are subject to issuer and guarantor credit risk. The pricing supplement and listed supplements govern final terms.
GS Finance Corp. offers callable S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes are non‑interest bearing, trade date expected July 6, 2026, original issue date expected July 9, 2026, and stated maturity expected July 10, 2031. At maturity the cash payment per $1,000 face amount depends on S&P 500 performance: 200% upside participation if the final level exceeds the initial level; full return of principal if the final level is ≥75% of the initial level; and a downside formula using a buffer rate of approximately 133.33% and a 25% buffer amount if the final level is below 75% of the initial level. The issuer may redeem the notes on scheduled monthly call payment dates from July 2027 through July 2028 at specified capped call premium amounts. The estimated value at pricing is between $885 and $925 per $1,000 face amount. Investors bear credit risk of the issuer and guarantor and could lose their entire investment.
GS Finance Corp. is offering leveraged, buffered, basket-linked notes due April 27, 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note returns 1.5× the basket return (S&P 500 50%, MSCI EAFE 30%, MSCI Emerging Markets 20%) subject to a cap and a 15% downside buffer. If the final basket level exceeds the initial level, holders receive $1,000 plus 150% of the basket return up to a maximum settlement of $1,244 per $1,000. If the final basket level falls by 15% or less, holders receive the $1,000 face amount; if it falls by more than 15%, holders suffer a pro rata loss equal to the basket return plus 15%, potentially losing a substantial portion of principal. The notes pay no interest, carry issuer and guarantor credit risk, an estimated value of approximately $988 per $1,000 on the trade date, and are subject to market‑disruption, index‑modification and U.S. tax uncertainties.
The issuer provides an index supplement describing the Dow Jones Industrial Average Futures Excess Return Index (Bloomberg: DJIAFP) and its construction, historical performance and risks. The supplement lists annualized returns and volatilities through June 1, 2026, index history back to June 14, 2002, and launch date April 8, 2015.
The document explains the index tracks the nearest maturing quarterly E-mini Dow ($5) futures contract, notes sources (Bloomberg, S&P Dow Jones Indices LLC) and highlights selected risk factors including negative roll yield, credit risk of the issuer/guarantor, absence of dividend capture and that past performance is not indicative of future results.
GS Finance Corp. is offering medium-term contingent monthly coupon notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $493,000. The notes pay a monthly contingent coupon of $12.042 per $1,000 if each referenced stock closes at or above 75% of its initial level on a coupon observation date. The notes are subject to an automatic call on any call observation date if each underlier closes at or above its initial underlier level; a called note pays $1,000 plus any coupon then due. Trade date is June 23, 2026 and stated maturity is June 26, 2031. Initial underlier levels are $519.85 (AMD), $132.28 (Intel) and $200.04 (NVIDIA). GS&Co. estimated the notes' value on the trade date at $946 per $1,000 and included an additional amount of $17.75 that declines to zero on September 22, 2026. Investors remain exposed to issuer/guarantor credit risk and to the market performance and volatility of the underliers.
GS Finance Corp. priced a structured, autocallable note linked to three State Street sector ETFs with a stated maturity of June 27, 2030. The notes pay no interest, may be automatically called beginning on June 23, 2027 if all three ETFs are at or above their initial levels, and have a capped maturity upside.
If not called, the cash payoff at maturity is based on the performance of the lesser performing ETF: at or above 70% of initial level the holder receives $1,440 per $1,000 face amount (reflecting a 44% maturity premium); below 70% the payoff declines pro rata with the lesser performing ETF and can result in a total loss of principal.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due January 4, 2028, linked to the Class A common stock of Meta Platforms, Inc. ("META"). The notes pay contingent quarterly coupons of up to $28.50 per $1,000 face amount per observation when the underlier is at or above a 60% coupon trigger level, and will be automatically called if the underlier is at or above the initial level on a call observation date. If not called, principal at maturity is cash-settled: holders receive $1,000 if the final underlier level is at or above the 60% trigger buffer level; otherwise the cash settlement equals $1,000 plus $1,000 times the underlier return, meaning investors may lose up to 100% of their investment if the final level falls to zero. Trade date: June 30, 2026; original issue date: July 6, 2026. Underwriting discount: 1.5%; original issue price: 100% of face.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the S&P 500® Index. The aggregate face amount shown is $1,500,000 with a $1,000 face amount per note. The notes pay no interest; at maturity you will receive either the face amount or, if the final index level is above the initial level, $1,000 + ($1,000 × underlier return) subject to a maximum settlement amount of $1,258. Trade date is June 23, 2026, original issue date June 26, 2026, determination date June 25, 2029 and stated maturity date June 28, 2029 (subject to adjustment). The pricing shows an underwriting discount of 0.45% and net proceeds of 99.55% of face amount. For U.S. federal income tax purposes GS has computed a comparable yield of 4.78% per annum and a projected payment at maturity of $1,154.95. Investors remain exposed to the credit risk of the issuer and guarantor and to limited upside because of the capped settlement amount.