Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers structured notes backed by a Goldman Sachs guarantee. The notes have a stated maturity of March 25, 2032, an aggregate face amount of $1,000,000 (issuer may increase), and monthly coupon features of $16 per $1,000 (1.6% monthly, 19.2% annually) payable only if each underlier is at least 75% of its initial level on an observation date.
The notes link to the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF (SMH). The company may redeem notes at 100% of face plus any coupon on monthly payment dates beginning September 2026. Principal at maturity depends on the lesser performing underlier with a trigger buffer at 60% of initial levels; breaches below that level produce proportionate losses. The estimated value at pricing was approximately $983 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering notes linked to the S&P 500® Futures Excess Return Index. Each note has a face amount of $1,000 and the aggregate face amount of the initial issue is $2,646,000. The notes pay no interest and return at maturity is cash-settled on March 25, 2031, based on the underlier performance measured from the trade date (March 20, 2026) to the determination date (March 20, 2031).
If the final underlier level is above the initial level, the cash payment equals $1,000 plus 128% participation of the underlier return; if equal or lower, holders receive the face amount only. Original issue price is 100% of face (underwriting discount 0.8%, net proceeds 99.2%); the notes are linked to E-mini S&P 500 futures, not the S&P 500® Index.
GS Finance Corp. offers $1,070,000 aggregate face amount of digital notes linked to the iShares® Semiconductor ETF (SOXX), due March 23, 2028, guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note pays no interest and returns either a capped positive payment of $1,310 (if the final ETF level is ≥ 70% of the initial level of $332.51) or a loss equal to the ETF return (holders can lose their entire investment if the ETF declines by more than 30%). The estimated value on the trade date is approximately $978 per $1,000 face amount; the original issue price is 100% with a 1% underwriting discount.
GS Finance Corp. is offering principal‑protected contingent‑return notes linked to the MSCI EAFE Index, with an aggregate face amount of $1,585,000 and a per‑note face amount of $1,000. The notes pay no interest and are fully guaranteed by The Goldman Sachs Group, Inc.
Returns at maturity (trade date March 20, 2026; original issue date March 25, 2026; determination date September 20, 2027; stated maturity September 23, 2027) depend on the underlier return, with a 150% upside participation capped at a $1,280.20 maximum settlement amount, a 10% buffer (buffer level = 90%), and potential principal loss if the final index level is below the buffer level. Terms are subject to adjustment as described in the general terms supplement.
GS Finance Corp. is offering indexed, principal-at-risk notes linked to the S&P 500® Index with an aggregate face amount of $42,616,000. The notes pay no interest and mature on April 7, 2027 (determination date April 2, 2027), and are fully guaranteed by The Goldman Sachs Group, Inc.
Payment at maturity is cash per $1,000 face amount: if the final underlier level is ≥ the buffer level (90% of the initial level) you receive the capped maximum settlement amount of $1,100.50. If the final underlier level is below the buffer level, losses apply at ~1.1111% of face amount per 1% decline below the buffer; you could lose your entire investment. The notes are subject to issuer/guarantor credit risk and limited liquidity; they are not interest-bearing deposit obligations.
GS Finance Corp. offers autocallable, buffered notes linked to the SPDR® Gold Trust (GLD) with The Goldman Sachs Group, Inc. as guarantor. The notes mature expected March 30, 2028 but may be automatically called on the call observation date expected April 9, 2027 if the closing level of the underlier is greater than or equal to the initial level set on the trade date expected March 27, 2026.
If called, each $1,000 face amount will pay at least $1,178 on the call payment date expected April 14, 2027. If not called, maturity payoff depends on the underlier return: a positive return pays 125% participation in gains; declines up to 10% return the principal; declines below the 90% buffer produce leveraged losses (buffer rate ~111.11%), and you could lose your entire investment. The estimated value at pricing is between $900 and $930 per $1,000 face amount. The notes are unsecured and expose holders to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering autocallable index-linked notes due March 27, 2029 guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $565,000 on the original issue date. The notes pay no interest, may be automatically called on March 22, 2027 for $1,160 per $1,000 face amount if the closing levels of the S&P 500®, Nasdaq-100® and Russell 2000® are each at or above initial levels, and otherwise pay at maturity an amount tied to the performance of the lesser performing index on the determination date (March 20, 2029), subject to a 125% upside participation rate and a 65% trigger buffer level.
The estimated value on the trade date was approximately $964 per $1,000 face amount and the original issue price equals 100% of face amount; underwriting discounts total 1%, yielding net proceeds of 99% of face amount. Payments are subject to issuer and guarantor credit risk and complex tax treatment.
GS Finance Corp. is offering $4,929,000 of Contingent Income Auto-Callable Securities due March 23, 2029, linked to an ADS of Taiwan Semiconductor Manufacturing Company Limited. The securities carry principal at risk, an initial share price of $329.24 and a downside threshold of $164.62 (50% of the initial share price).
The notes may pay a contingent quarterly coupon calculated using $29.50 increments and will be automatically called if the ADS closing price on any call observation date is at least the initial share price, in which case holders receive the principal plus the then-due coupon. If the final share price is below the downside threshold, payment at maturity equals the principal multiplied by the share performance factor and investors may lose a significant portion or all of their principal.
GS Finance Corp. offers principal-at-risk, non‑interest bearing notes linked to the S&P 500® Index, the Russell 2000® Index and the VanEck Semiconductor ETF (SMH). The notes have an original issue date of March 25, 2026, a stated maturity of March 27, 2031 and an aggregate face amount of $1,192,000 on the original issue date. The notes are subject to an automatic call feature beginning with the March 22, 2027 call observation date; if all three underliers close at or above their initial levels on a call observation date the notes will be redeemed and investors receive the face amount plus a call premium (call premiums: 23.7%, 47.4%, 71.1%, 94.8% on successive call dates). If not called, the maturity payoff depends on the performance of the lesser performing underlier, with a 60% trigger buffer; a final underlier level below 60% can produce losses and potentially recovery of substantially less than principal. The estimated value on the trade date was approximately $971 per $1,000 face amount, and the original issue price was 100% (underwriting discount 1.125%).
GS Finance Corp. is offering Trigger Autocallable Contingent Yield Notes guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the least performing of the S&P 500® Index, Russell 2000® Index and Nasdaq-100® Index and pay a quarterly contingent coupon of $0.27125 per $10 (up to 10.85% per annum) if each index is at or above its coupon barrier on an observation date.
Key mechanics: the strike date is March 23, 2026, trade date expected March 24, 2026, automatic calls commence on observation dates beginning September 23, 2026, and stated maturity is March 28, 2029. The downside threshold and coupon barrier equal 70.00% of each index’s initial level; if any index is below the threshold at maturity, payment is reduced pro rata to the lesser performing index and investors could lose most or all principal. The pricing models estimated value at time of pricing is between $9.55 and $9.85 per $10 face amount.