Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and pay a monthly contingent coupon of $9.167 per $1,000 if each underlier meets a 60% trigger on each observation date. Notes are automatically called if all three underliers are at or above their initial levels on a call observation date; if not called, the cash settlement at maturity is tied to the lesser performing underlier and can result in a total loss of principal. Trade date is March 31, 2026, original issue date April 3, 2026, and stated maturity is April 5, 2029.
The Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5) is a rules-based index that shifts exposure between a multi-asset "base index" and non-interest bearing cash when realized volatility exceeds a 5% limit or when negative price momentum is detected. The base index rebalances daily across equities, fixed income, commodities and a return-based money market position, subject to minimum/maximum weights and a realized-volatility constraint.
The index applies a 0.65% per annum deduction (accruing daily) and subtracts the federal funds rate from the base index return. As of March 2, 2026, the money market position represented 50.76% of the base index, and the index has shown lower realized volatility (annualized 3.48%) and a since‑launch annualized return of 2.18% (Jan 2021–Mar 2, 2026).
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index with a trade date of March 31, 2026, original issue date of April 6, 2026 and a stated maturity of April 5, 2029. Each note has a $1,000 face amount and does not pay interest.
Payment at maturity depends on the underlier return: if the final level exceeds the initial level the holder receives $1,000 plus the upside participation rate (at least 152%) times the underlier return; if the final level is between the initial level and the buffer level (set at 90% of the initial level) the holder receives the face amount; if the final level is below the buffer level the holder suffers a pro rata loss tied to the decline below the buffer, magnified by the buffer rate (100%), and could lose a substantial portion of principal.
GS Finance Corp. is offering contingent monthly‑coupon, auto‑callable notes linked to the MSCI EAFE Index that mature on March 28, 2030. Each $1,000 face amount may pay monthly coupons of $9.834 if the index stays at or above 90% of its initial level during each monthly measurement period through March 2027. The notes are automatically redeemed in March 2027 if the 90% condition is met on every trading day of the measurement periods; otherwise investors receive a cash settlement at maturity equal to $1,000 plus $1,000×multiplier×(index return + 10%). The multiplier is approximately 111.11%. The estimated value at pricing was approximately $982 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp. is offering callable notes due March 23, 2029 linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and, at maturity, provide for (i) participation of 175% if the final index level is at or above the initial level of 532.49, (ii) the absolute index return if the final level is between 65% and 100% of the initial level, or (iii) a downside payout using a 153.85% buffer rate and a 35% buffer amount if the final level is below 65% of the initial level. The issuer may redeem the notes on specified quarterly call payment dates; call premiums range from 11.5% to 31.625%. Trade date is March 23, 2026, original issue date March 26, 2026, and aggregate face amount on the original issue date is $18,250,000. The estimated value on the trade date is approximately $990 per $1,000 face amount and the original issue price is 100%. Payments are subject to issuer/guarantor credit risk and tax uncertainties.
GS Finance Corp. offers Buffered STOXX® Europe 600 Index-Linked Notes due 2029 guaranteed by The Goldman Sachs Group, Inc. The notes have a stated maturity of March 28, 2029 and pay at maturity based on the STOXX® Europe 600 closing level on the determination date. The notes provide an upside participation rate of 168.7% for positive index returns, a 10% buffer that preserves principal if the final index level falls by up to 10%, and full downside exposure beyond that buffer. The trade date is March 23, 2026; the initial index level is 576.78. The estimated value on the trade date is approximately $986 per $1,000 face amount, the original issue price is 100%, and the offering carries a 0.5% underwriting concession.
GS Finance Corp. priced contingent monthly coupon notes (aggregate face amount $1,000,000) guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of NVIDIA Corporation (ticker: NVDA UW). The notes pay a monthly contingent coupon of $9.667 per $1,000 face amount (0.9667% monthly, up to ~11.6% per annum) when the underlier closes at or above 50% of the initial level on observation dates. The notes feature an automatic call if the underlier closes at or above the initial level on any call observation date. If not called, maturity is March 28, 2028, and cash settlement depends on the final underlier level (full loss possible if the final level is below 50%). The initial underlier level is $175.64. The original issue price is 100% with a 2.35% underwriting discount.
GS Finance Corp. is offering indexed, principal-at-risk notes maturing March 27, 2031, linked to the Nasdaq-100 and S&P 500. The cash payment at maturity depends on the lesser performing underlier: investors receive upside participation (109.5%) of the lesser underlier return if both rise, full principal if declines remain >=85% (buffer), or a pro rata loss below the buffer. The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., and carry underwriting fees and credit risk of issuer and guarantor.
GS Finance Corp. is offering notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The index dynamically allocates among up to nine underlying indices and cash positions, rebalancing daily based on historical returns, volatility constraints and momentum rules. A 5% volatility control and a 0.65% per annum deduction (accruing daily) apply; allocations can shift heavily into cash, reducing index performance. Notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and their payments depend on the index methodology, specified pricing supplements and issuers’ creditworthiness.
GS Finance Corp. is offering callable, index‑linked medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The pricing supplement sets an $3,486,000 aggregate face amount of notes issued at 100% of face ($1,000 per note) with an underwriting discount of 4.125% and net proceeds of 95.875%. The notes pay a contingent monthly coupon of $7.084 per $1,000 (approximately 0.7084% monthly or up to about 8.5% per annum) when each underlier meets a 75% coupon trigger. They are automatically callable quarterly if each underlier is at or above its initial level on a call observation date. If not called, the cash payment at maturity (stated maturity March 31, 2031) depends on the performance of the lesser performing underlier (Nasdaq‑100, Russell 2000 or S&P 500), with principal at risk down to 0%.