Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. filed an index supplement dated June 24, 2026 that describes the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP) for use with Medium-Term Notes, Series F guaranteed by The Goldman Sachs Group, Inc. The supplement explains the index methodology, shows historical performance from January 4, 2021 through June 1, 2026, and provides annualized return and volatility figures for multiple horizons.
The supplement lists key risks tied to securities linked to the index, including credit risk of GS Finance Corp. and Goldman Sachs, negative roll yield effects on futures-based indices, absence of dividend capture, and market-disruption exposures. The supplement may be used in initial sales and by GS&Co. in market-making transactions.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,000 face‑amount buffered S&P 500® index‑linked notes due July 27, 2028. Payment at maturity depends on the S&P 500 performance measured to the determination date July 24, 2028. The notes provide a 20% buffer: if the final underlier level declines up to 20% from the initial level, investors receive a positive return equal to the absolute underlier decline; declines beyond the buffer cause a pro rata loss of principal. The notes pay no interest and have a capped upside per $1,000 face amount at $1,226.50. The pricing terms (issue price, underwriting discount, net proceeds) and the initial underlier level will be set on the trade date July 24, 2026. Investors remain exposed to the credit risk of the issuer and guarantor, limited secondary‑market liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering Digital Equity-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc., with payoff linked to the common stock of Broadcom Inc. (Bloomberg: AVGO UW). The initial underlier level is $382.07 (close on June 24, 2026), the trigger buffer level is 70% of that initial level, and the maximum settlement amount is $1,349 per $1,000 face amount. If the final underlier level on the determination date is at or above the trigger buffer level, holders receive the capped maximum settlement amount; if below the trigger buffer level, holders incur losses equal to the underlier return times the face amount and may lose their entire investment. The determination date is December 27, 2027 and the stated maturity date is December 30, 2027.
This pricing supplement is subject to completion and supplements the referenced prospectus materials; it notes that the original issue price exceeds the notes’ estimated value as of the trade date and that the notes do not bear interest. The notes are unsecured debt of GS Finance Corp., are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. offers medium-term, equity-linked notes—auto-callable, contingent-coupon securities tied to the common stock of Marvell Technology, Inc. The securities pay monthly contingent coupons (at least $24.459 per $1,000, ~29.35% p.a. if conditions are met), may be automatically called from Dec 2026 through May 2029, and mature on June 29, 2029. If not called, principal at maturity depends on the ending stock price relative to a downside threshold equal to 50% of the starting price, exposing holders to >50% principal loss (and possible total loss) if the ending price is below that threshold. The estimated value at pricing is between $890 and $920 per $1,000, and the original offering price is $1,000.
GS Finance Corp. provides an index supplement dated June 24, 2026 for the S&P 500® Volatility Plus Daily Risk Control Index, which will be used with the prospectus and registration statement No. 333-284538. The supplement describes the index mechanics, hypothetical historical performance (pre-launch), daily rebalancing, and risks for securities linked to the index.
The index targets a dynamic volatility equal to the realized volatility of the S&P 500® Index plus 10%, with exposure constrained between 100% and 200%. The index launch date is March 21, 2022 and historical series extends back to December 31, 1991.
GS Finance Corp. offers autocallable contingent coupon equity-linked notes due 2028 linked to NVIDIA Corporation ("NVDA"). Each $1,000 note pays contingent quarterly coupons if the underlier meets a 60% coupon trigger and is subject to automatic early redemption if NVDA closes at or above the initial level on any call observation date. At maturity, if not called, principal payment depends on the final underlier level versus a 60% trigger buffer: investors may receive $1,000 or an amount equal to $1,000 × the underlier return, exposing holders to potential loss of their entire investment. Trade date is June 30, 2026, original issue date is July 6, 2026, and stated maturity is January 4, 2028. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., with Goldman Sachs & Co. LLC acting as calculation agent.
GS Finance Corp. / The Goldman Sachs Group, Inc. priced a June 2026 preliminary pricing supplement for principal‑at‑risk, auto‑callable jump securities linked to the worst‑performing of Marvell Technology, Inc., Micron Technology, Inc., and Intel Corporation, with expected original issue date June 30, 2026 and stated maturity June 29, 2028.
The securities pay fixed call premiums if, on any call observation date, each underlying stock closes at or above its initial share price; otherwise they remain outstanding and may pay a capped maturity premium of at least 160.00% or return an amount tied 1:1 to the worst performing underlying (risking a loss of more than 50.00% or full principal). Estimated value at issuance is in the range $900 to $960 per $1,000 principal amount; underwriting discount is 2.50%.
GS Finance Corp. priced Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and their maturity cash payment for each $1,000 face amount depends on S&P 500 performance from the trade date to the determination date. The notes provide a 10% buffer against underlier declines up to the buffer amount and convert declines beyond the buffer into pro rata losses; upside is capped at a maximum settlement of $1,227.50 per $1,000. Trade date is July 8, 2026, original issue date July 13, 2026, determination date July 10, 2028, and stated maturity July 13, 2028. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited secondary-market liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. and Goldman Sachs & Co. LLC published an index supplement for the S&P 500 Daily Risk Control 5% USD Excess Return Index dated June 24, 2026. The supplement describes the Excess Return index methodology, including that it measures the Risk Control index net of borrowing costs equal to SOFR + 0.02963% and that the Risk Control index seeks a 5% volatility target by dynamically adjusting exposure to the S&P 500 Total Return Index.
The supplement discloses historical annualized returns and volatilities through June 1, 2026, notes the discontinuation of overnight LIBOR on December 20, 2021, and lists selected risk factors including credit risk of GS Finance Corp. and Goldman Sachs Group, limits on dividend capture, potential mismatch with the Total Return Index, and that historical SOFR is not predictive of future SOFR levels.
Goldman Sachs published a June 2026 Nasdaq-100 Technology Sector Index Supplement dated June 24, 2026 describing the Nasdaq-100 Technology Sector Index (Bloomberg: NDXT). The supplement explains the index methodology (equal-weighted, price return), the base date February 22, 2006 and base value 1000.00, and provides historical performance through June 1, 2026.
The supplement lists annualized returns and volatilities for multiple horizons (for example, 1-year return 69.88% with volatility 23.64%, 3-year return 32.46% with volatility 26.40%), includes comparative data against the Nasdaq-100 Index and the S&P 500, and presents selected risk factors relevant to securities linked to the index, including credit risk of GS Finance Corp. and concentration in the technology industry.