The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027 linked to the common stock of NVIDIA Corporation. Each note has a $1,000 face amount and an original issue price of 100% of face amount.
The notes pay a contingent monthly coupon of $9.917 per $1,000 face amount, accruing over up to 13 coupon observation dates, but only if on each relevant observation date NVIDIA’s share price is at or above a coupon trigger level of 61% of the initial level. If the underlying closes below this level on an observation date, no coupon is paid for that month.
The notes are autocallable: beginning February 10, 2027, if on any call observation date NVIDIA’s price is at or above the initial underlier level, the notes are automatically redeemed at $1,000 plus the due coupon, ending the investment early. If the notes are not called, then at maturity on September 15, 2027, investors receive $1,000 per note only if the final NVIDIA level is at or above the trigger buffer level of 61%. If the final level is below 61%, principal is exposed one-for-one to NVIDIA’s decline, and investors can lose up to their entire investment. Upside is capped at par plus coupons; investors do not participate in any share price increase beyond principal return.
GS Finance Corp is issuing $5,387,000 of unsecured Autocallable Buffered Notes linked to the iShares Semiconductor ETF (SOXX), guaranteed by The Goldman Sachs Group, Inc. The notes are sold at 100% of face amount, with a 1.75% underwriting discount and 98.25% net proceeds to the issuer.
The notes pay no interest and mature on July 27, 2028, but may be automatically called on July 30, 2027 if SOXX’s closing level is at least the initial level of $551.24, in which case investors receive $1,300 per $1,000 note on August 4, 2027. If not called, maturity payoff per $1,000 depends on SOXX’s final level on July 24, 2028: upside gains are leveraged at a 125% participation rate; losses are buffered up to 20%, with full principal returned if the ETF is down 20% or less, but losses beyond 20% reduce principal dollar-for-dollar.
The notes’ estimated value at pricing is about $969 per $1,000, below issue price, reflecting structuring costs and dealer compensation. Secondary market values will reflect GS&Co. pricing models, a temporary additional amount of $26 per $1,000 that amortizes to zero by October 22, 2026, market conditions, and the credit risk of both GS Finance Corp and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to a Class A subordinate voting share of Shopify Inc. Each note has a $1,000 face amount, with an aggregate initial face amount of $665,000, and an initial index stock price of $112.00.
The notes pay a contingent quarterly coupon of $49.375 per $1,000 (4.9375%, up to 19.75% per annum) only if on the related observation date Shopify’s closing price is at least 50% of the initial price. The notes are subject to an automatic call from January 2027 through April 2029 if the stock closes at or above the initial price, in which case investors receive $1,000 plus the coupon.
If not called, the notes mature on July 26, 2029. At maturity, if the final stock price is at least 50% of the initial price, investors receive $1,000 plus any final coupon. If it is below 50%, repayment is reduced one-for-one with the stock’s decline and can be as low as zero, with no coupon. The estimated value on the trade date is approximately $964 per $1,000, and payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing notes linked to three underliers: the Russell 2000® Index, the S&P 500® Index and the State Street® Consumer Staples Select Sector SPDR® ETF. The notes are expected to trade from a July 30, 2026 trade date to an August 2, 2030 stated maturity, unless automatically called starting in October 2026.
For each $1,000 face amount, investors may receive a fixed monthly coupon of $8.667 (0.8667% monthly, about 10.4% per annum) on any observation date where each underlier is at least 70% of its initial level. The issuer will automatically redeem the notes at par plus the due coupon if, on any call observation date, each underlier is at or above its initial level. If held to maturity and not called, principal repayment depends solely on the worst-performing underlier: full principal is returned if each final level is at least 60% of its initial level; below that “trigger buffer level,” repayment is reduced one-for-one with the lesser performing underlier, potentially resulting in a loss of the entire investment and no coupon. The estimated value on the trade date is expected between $905 and $945 per $1,000, reflecting embedded fees and hedging costs.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Digital Equity-Linked Notes linked to Alphabet Inc. Class A stock. The notes pay no interest and return a cash amount at maturity based on Alphabet’s performance from trade date to a determination date about 13–15 months later.
For each $1,000 note, if the final Alphabet level is at or above the 80% buffer level, investors receive a capped maximum settlement amount, expected between $1,121.40 and $1,142.40. If the final level is below 80% of the initial level, principal is reduced by 1.25% for every 1% decline below the buffer, up to a total loss. The structure entails credit risk of both GS Finance Corp. and its parent, limited upside, potential illiquidity, and uncertain tax treatment, with the notes characterized as a pre‑paid derivative contract for U.S. federal income tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, zero-coupon notes linked to the capital stock of International Business Machines Corporation. Each note has a $1,000 face amount and is scheduled to mature on July 27, 2028, unless automatically called.
The notes are automatically redeemed in whole if on a call observation date (starting August 2, 2027 and January 24, 2028) IBM’s closing price is at least 75% of the initial index stock price of $214.19, paying $1,000 plus a call premium of 21.25% or 31.875%, respectively. If not called and IBM’s final price on the July 24, 2028 determination date is at least 75% of the initial price, investors receive a capped maximum settlement of $1,425 per $1,000 (a 42.5% maturity premium). If IBM falls more than 25% (below the trigger buffer price), repayment is $1,000 plus $1,000 times the index stock return, so investors participate fully in downside and can lose their entire principal.
The notes do not pay interest, their return is capped, and payments depend solely on prices on specified observation and determination dates. They are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. Estimated value on the trade date is $925–$955 per $1,000, below issue price.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes with an aggregate face amount of $628,000 linked to the common stock of Snowflake Inc. The notes pay a contingent monthly coupon of $17.625 per $1,000 (1.7625% monthly, up to 21.15% per annum) when Snowflake’s closing level on the observation date is at or above 50% of the initial level.
The notes are subject to an automatic call if the underlier is at or above the initial level of $265.13 on any call observation date, in which case investors receive $1,000 per note plus the coupon then due. At maturity, if the notes are not called, investors receive $1,000 per note only if the final underlier level is at or above the 50% trigger buffer level; otherwise, repayment of principal is reduced one-for-one with the underlier return and investors may lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and may trade at prices below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F that are equity ETF-linked, principal-at-risk securities maturing on August 3, 2028. The notes are linked to an equally weighted basket of the State Street Energy Select Sector SPDR ETF and the State Street Technology Select Sector SPDR ETF.
Each $1,000 note offers 125% leveraged upside on any basket gain, subject to a maximum return of at least 28.40%, giving a maximum maturity payment of at least $1,284. If the basket decline is within a 15% buffer, investors receive $1,000. For declines beyond 15%, losses are 1-for-1, with up to 85% loss of principal.
The notes pay no interest or dividends, are designed to be held to maturity, and carry the credit risk of GS Finance Corp. and its guarantor. The original offering price is $1,000 per note, while the estimated value at pricing is expected to be $900–$930 per $1,000, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent income notes linked to the S&P 500® Index, Russell 2000® Index and State Street® Consumer Staples Select Sector SPDR® ETF. The notes are expected to trade from an August 5, 2026 trade date to an expected August 9, 2029 maturity, unless automatically called starting in February 2027.
Investors receive a monthly coupon of $9.042 per $1,000 (0.9042%, about 10.85% per annum) only if on each observation date all three underliers are at or above 70% of their initial levels; otherwise the coupon for that month is zero. At maturity, if not called and each underlier is at or above 70% of its initial level, holders receive $1,000 plus the final coupon. If any underlier is below 70%, principal is reduced one-for-one with the worst performer, with losses that can reach 100% of principal and no coupon.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value on the trade date is $925–$955 per $1,000, below the 100% issue price, reflecting fees, hedging costs and model assumptions, and secondary market prices may be lower.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon notes linked to four large-cap technology stocks: Alphabet Class C, Meta Class A, NVIDIA, and Tesla. The notes have a stated maturity expected on August 12, 2031, but can be automatically called starting in August 2027 if on a call observation date the closing price of each index stock is at or above its initial price.
Investors receive a monthly contingent coupon of $10.417 per $1,000 face amount (1.0417% monthly, up to about 12.5% per year) only if on the relevant observation date every stock closes at or above 80% of its initial price; otherwise the coupon for that month is $0. If the notes are called, holders receive face amount plus the due coupon; if not called, at maturity they receive face amount plus any final coupon, subject to issuer and guarantor credit risk.
The notes are unsecured obligations of GS Finance Corp. with no principal downside linked to stock performance, but investors face the credit risk of both the issuer and guarantor. The estimated value on the trade date is expected between $885 and $935 per $1,000, below the original issue price due to fees, hedging and structuring costs, and secondary market values may differ materially from face amount.