Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering equity index linked medium-term notes guaranteed by The Goldman Sachs Group, Inc., linked to an equally weighted basket of the S&P 500® and the EURO STOXX 50®. The notes have a $1,000 face amount, 100% upside participation subject to a maximum return of at least 29.5%, and repay the face amount at maturity on February 4, 2030.
The expected pricing date is July 30, 2026 with an original issue date of August 4, 2026. The estimated value on the pricing date is between $925 and $955 per $1,000 face amount; the original offering price is $1,000. Payments depend on the basket’s closing levels on the calculation day (January 30, 2030), and all payments remain subject to issuer and guarantor credit risk.
GS Finance Corp. is offering $450,000 aggregate face amount of index-linked notes due June 28, 2027, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and the cash payment at maturity is based on the performance of the lesser performing of the Nasdaq-100, Russell 2000 and S&P 500 indices from the trade date (June 24, 2026) to the determination date (June 23, 2027), subject to a cap level of 126.25% (maximum settlement amount $1,262.50 per $1,000) and a minimum settlement amount of $900 per $1,000. The estimated value at pricing is approximately $979 per $1,000; original issue price is 100% with an underwriting discount of 0.25%.
GS Finance Corp. is offering autocallable EURO STOXX 50® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on July 28, 2027 for a capped cash payment of $1,140 per $1,000 face amount if the underlier closes at or above the initial level on the call observation date. If not called, the maturity cash payment depends on the EURO STOXX 50® final level on the determination date and the disclosed 150% upside participation, 85% buffer and an approximately 117.65% buffer rate. The original issue price is 100% of face amount; underwriting discount is 1.5%. The trade date is July 15, 2026 and original issue date is July 20, 2026. The notes are subject to issuer and guarantor credit risk and may result in a total loss of principal.
GS Finance Corp. priced S&P 500 Daily Risk Control 5% USD Excess Return Index‑linked notes due August 2, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is based on the percentage change in the Excess Return index from the trade date (expected July 30, 2026) to the determination date (expected July 30, 2029). If the index finish is greater than or equal to its start, holders receive $1,000 plus $1,000 × index return × upside participation rate (at least 178%). If the index finish is lower, holders receive $1,000 plus $1,000 × absolute index decline subject to a maximum downside settlement amount of $2,000 per $1,000 face amount. The pricing supplement discloses an estimated value at issuance between $925 and $965 per $1,000 face amount and notes that payment depends on issuer and guarantor creditworthiness and index mechanics (SOFR-based borrowing cost).
Goldman Sachs published an index supplement addendum for the Goldman Sachs Momentum Builder® Focus ER Index describing its construction, controls and recent historical performance through June 1, 2026. The index shifts exposure between a multi-asset base index and non-interest bearing cash when realized volatility exceeds a 5% volatility control limit or when momentum is negative. The base index rebalances daily across up to nine underlying indices plus a return-based money market position, and the full index is subject to a 0.65% per annum deduction (accruing daily). As of June 1, 2026, the base index weight in the money market position was 71.10%, and historical annualized performance since January 2021 was 2.03% with annualized realized volatility of 3.54%. The addendum emphasizes that substantial allocations to cash-like positions have occurred and may recur and points readers to the Selected Risk Factors and accompanying prospectus materials.
GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return on each $1,000 face amount at maturity depends on the S&P 500 performance from the trade date to the determination date. If the final index level exceeds the initial level, holders receive $1,000 plus the index return capped at a maximum settlement amount of $1,155.50; if the final level is equal to or below the initial level, holders receive the $1,000 face amount. The trade date is June 26, 2026, original issue date July 1, 2026, determination date June 26, 2028, and stated maturity date June 29, 2028. The notes are issued in book-entry form and the calculation agent is Goldman Sachs & Co. LLC.
GS Finance Corp. is offering callable S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes (expected trade date July 9, 2026, original issue date July 14, 2026) mature on July 14, 2031 unless earlier redeemed.
Each $1,000 note does not pay interest and returns at maturity either (i) $1,000 plus the product of $1,000 times the upside participation rate (100%) times the index return if the final index level is greater than the initial level, or (ii) $1,000 if the index return is zero or negative. The issuer may redeem notes quarterly beginning July 14, 2027 at 100% plus a call premium (first listed at 9%).
GS Finance Corp. is offering leveraged basket-linked notes due expected August 3, 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes reference an unequally weighted basket: S&P 500 (40%), TOPIX (40%) and EURO STOXX 50 (20%), with an initial basket level of 100 set on the trade date expected July 31, 2026.
For each $1,000 face amount, if the final basket level exceeds 100 the holder receives $1,000 plus the product of $1,000, a participation rate (set on the trade date and at least 130%) and the basket return. If the final basket level is between 85.0 and 100.0, the holder receives $1,000. If the final basket level is below 85.0, the holder receives $1,000 multiplied by the final basket level divided by 100 and may lose most or all principal. The issuer discloses estimated values of the notes at pricing between $925 and $965 per $1,000 face amount.
GS Finance Corp. intends to offer callable, 10-year CMT rate-linked range accrual notes due July 10, 2029, guaranteed by The Goldman Sachs Group, Inc. Interest, if any, is paid monthly beginning August 10, 2026, and is calculated by multiplying an interest factor of 6.00% by the fraction of reference dates in each interest period on which the 10-year CMT rate is ≤ 4.80%. The notes may be redeemed at issuer option on or after July 10, 2027 at 100% of face amount. The estimated value at pricing is between $925 and $975 per $1,000 face amount. Proceeds are expected to be lent to The Goldman Sachs Group, Inc.; GS&Co. is calculation agent and may make discretionary determinations affecting payments.
GS Finance Corp. offers structured, autocallable medium‑term notes linked to an equally weighted basket of six stocks, guaranteed by The Goldman Sachs Group, Inc. The notes mature on July 14, 2027 unless automatically called on observation dates beginning in October 2026.
Key economic terms: initial basket level 100, coupon trigger/trigger buffer level 80% of initial basket level, coupon component $47.4 per $1,000 face amount per qualifying observation accrual, and an estimated value on the trade date of $900 to $930 per $1,000 face amount. If the final basket level is below 80%, principal is reduced pro rata by the basket return; if at or above 80%, principal payment equals $1,000 (plus any final coupon).