Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. filed a preliminary pricing supplement for Fixed Rate Notes due 2035 under its Medium‑Term Notes, Series N program. The notes pay a fixed 4.55% per annum, with interest paid each year on November 13, commencing November 13, 2026, until the stated maturity on November 13, 2035.
The notes are issued in $1,000 denominations (and integral multiples thereof), will not be listed on any exchange, and are issued in book‑entry form through DTC. The issuer cannot redeem the notes prior to maturity. The calculation agent is Goldman Sachs & Co. LLC, and interest uses the 30/360 (ISDA) day count with a following unadjusted business day convention. Both full and covenant defeasance are available.
Goldman Sachs & Co. LLC acts as underwriter and may make a market after the initial sale; this constitutes a FINRA Rule 5121 conflict of interest. The supplement includes FATCA tax treatment and standard EEA/UK/Hong Kong/Singapore/Japan/Switzerland selling restrictions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Buffer Autocallable GEARS linked to the S&P 500 Index. The notes may be automatically called if the index on the call observation date is at or above the autocall barrier (100% of the initial level), paying the face amount plus an 8% call return per $10 note.
If not called, at maturity investors receive upside at 1.20–1.40x the index return when the index finishes above its initial level; full return of face amount if the index is between the initial level and the 90% downside threshold; and losses beyond a 10% buffer if the index finishes below the threshold. The notes pay no coupons and carry the credit risk of GS Finance Corp. and its guarantor.
Key economics include an issue price 100% of face amount, underwriting discount 2.50%, and net proceeds 97.50%. The estimated value is
Goldman Sachs Group, Inc. delivered stronger results for the quarter ended September 30, 2025. Total net revenues rose to
Net earnings increased to
The balance sheet expanded, with total assets reaching
Goldman Sachs Group (GS) plans a primary debt offering of fixed rate notes due November 18, 2028 under its Medium‑Term Notes, Series N program. The notes carry a 3.85% per annum coupon, with interest paid on May 18 and November 18 of each year, beginning May 18, 2026. The notes are denominated in $1,000 increments and will be issued on November 18, 2025 following a November 14, 2025 trade date.
The notes will not be listed on any exchange, use the 30/360 (ISDA) day count, and follow a following unadjusted business day convention. No issuer redemption feature applies before maturity. Goldman Sachs & Co. LLC is the calculation agent and underwriter, and the offering will be conducted in compliance with FINRA Rule 5121 due to an affiliate conflict of interest.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering no‑interest structured notes linked to an equally weighted basket of eight large‑cap stocks. Each stock starts at a 12.5% weight and the initial basket level is 100. The notes may be automatically called if the basket on the call observation date is at or above the initial level, paying at least $1,164 per $1,000 on the expected call payment date.
If not called, holders receive at maturity: (i) $1,000 plus 150% upside participation if the basket is above the initial level; (ii) $1,000 if declines are within a 15% buffer; or (iii) a reduced amount if losses exceed the buffer, using a buffer rate of approximately 117.65%. The notes do not bear interest and are subject to the credit risk of GS Finance Corp. and the guarantor.
Key dates are expected to be: trade November 24, 2025, issue November 28, 2025, call observation December 7, 2026, call payment December 10, 2026, determination November 24, 2027, and maturity November 30, 2027. The estimated value at pricing is $900–$930 per $1,000. Authorized denominations start at $10,000, with $1,000 multiples; selling concession up to 1.5%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering preliminary Buffered S&P 500 Index-Linked Notes due on an expected December 1, 2027. The notes pay no interest and repay at maturity based on the S&P 500 Index level on the expected determination date of November 26, 2027.
Returns track the index: if the index return is positive or zero, you receive that return up to a maximum settlement amount of at least $1,140 per $1,000. If the index return is negative but not below -20%, you gain the absolute index move. If the index falls more than 20% (buffer to 80% of the initial level), losses equal the index return plus 20%, and you could receive significantly less than face value. The estimated value at pricing is expected between $925 and $965 per $1,000. The notes are unsecured obligations of GS Finance Corp. and subject to the credit risk of both the issuer and the guarantor.
Goldman Sachs (GS) filed a preliminary 424(b)(2) pricing supplement for Leveraged Buffered Notes linked to the S&P 500 Futures Excess Return Index. The notes pay no interest and return at maturity (expected June 1, 2028) depends on index performance from the trade date (expected November 26, 2025) to the determination date (expected May 26, 2028).
If the index return is positive or zero, holders gain the index return multiplied by a participation rate of at least 103%. If the index return is negative but no worse than -15%, holders receive the absolute value of the decline (a buffered outcome). If the decline exceeds 15%, losses reduce principal beyond the buffer. Payoff examples are shown per $1,000 face amount.
The notes are issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated value at pricing is expected between $925 and $965 per $1,000. The notes will not be listed; Goldman Sachs & Co. LLC may make a market but is not obligated to do so and is an affiliate involved in distribution, creating a FINRA Rule 5121 conflict of interest.
GS Finance Corp. filed a preliminary pricing supplement for Leveraged EURO STOXX 50 Index‑Linked Notes due 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes offer principal repayment at maturity and upside exposure to the EURO STOXX 50: for each $1,000 note, holders receive $1,000 + ($1,000 × the upside participation rate × index return) if the final index level exceeds the initial level; otherwise, $1,000. The notes do not bear interest.
Key terms: Upside participation rate at least 106%; trade date November 26, 2025; original issue date December 2, 2025; determination date November 26, 2029; maturity November 29, 2029. The notes are subject to the credit risk of the issuer and guarantor and will not be listed; any market‑making may be discontinued at any time. The estimated value at pricing will be less than the original issue price, and secondary prices may include dealer spreads. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield.
GS Finance Corp. filed a preliminary 424(b)(2) pricing supplement for two separate offerings of buffered index-linked notes, each tied to a single index: the S&P 500 or the Russell 2000. The notes pay no interest and return at maturity depends on index performance from the expected trade date on November 21, 2025 to the determination date on November 21, 2030, with the stated maturity expected on November 26, 2030.
Both notes feature a 100% participation rate, a 15% buffer (losses begin below 85% of the initial level), and a cap via a maximum settlement amount. For the S&P 500 note, the cap level is at least 149% of the initial level with a maximum settlement amount of at least $1,490 per $1,000 face amount. For the Russell 2000 note, the cap level is at least 162.15% with a maximum settlement amount of at least $1,621.5. The estimated value range is $885–$935 per $1,000 face amount. Repayment is subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., plans leveraged S&P 500 Futures Excess Return Index-linked notes due December 2, 2030. The notes do not pay interest and repay at maturity based on index performance from the trade date to the determination date.
If the final index level exceeds the initial level, holders receive a positive return equal to the upside participation rate (at least 193%) times the index return. If the final level is at or above the 70% trigger buffer level, investors receive the $1,000 face amount. If the final level falls below the trigger buffer level, repayment decreases one-for-one with the index decline, and investors could lose their entire investment.
Key dates include trade date November 26, 2025, original issue date December 2, 2025, determination date November 26, 2030, and maturity December 2, 2030. The underlier tracks E-mini S&P 500 futures, not the S&P 500 Index, and may be affected by financing costs and roll yields. The notes are not listed; market making may be limited and prices may differ from estimated value. Credit risk of the issuer and guarantor applies.
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