Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering Trigger Autocallable Contingent Yield Notes due 2031 linked to the lesser performing of the Russell 2000® and EURO STOXX 50® indices. The aggregate face amount on the original issue date is $12,333,950. Quarterly contingent coupons of $0.2325 per $10 face amount (up to 9.30% per annum) are payable only if both indices meet coupon barriers on observation dates. Notes can be automatically called beginning September 2026 if both indices close at or above their initial levels, in which case holders receive principal plus the contingent coupon then due. At maturity, principal repayment is contingent: if the final level of either index is below its downside threshold (60% of initial), holders suffer a loss proportional to the lesser performing index return. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering leveraged S&P MidCap 400® index-linked notes due March 31, 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash at maturity based on the S&P MidCap 400 performance.
For each $1,000 face amount, if the final underlier level exceeds the initial level the payout equals $1,000 + ($1,000 × 129% × underlier return). If the final level is between 80% and 100% of the initial level the investor receives $1,000. If the final level is below 80%, investors lose 1% of face amount for every 1% decline; loss of principal is possible. Trade date: March 31, 2026; original issue date: April 6, 2026; determination date: March 26, 2031.
The pricing supplement describes Contingent Income Buffered Auto-Callable Securities issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to Freeport-McMoRan Inc. (initial share price $53.62). The notes pay a contingent monthly coupon if the underlying closes at or above a buffer price (70% of the initial share price) on observation dates, are automatically called if the underlying closes at or above the initial share price on any call observation date, and at maturity expose investors to downside beyond the buffer with a downside factor of approximately 1.4286.
GS Finance Corp. offers $ Buffered S&P 500® Index-Linked Notes due March 29, 2028. For each $1,000 face amount, payment at maturity depends on the S&P 500 performance from the trade date to the determination date. The notes: have a 15% buffer (buffer level = 85% of initial level), pay the absolute underlier return if the final level declines up to the buffer, and suffer losses (approximately 1.1765% per 1% decline past the buffer) if the final level is below the buffer. The notes have a capped upside (maximum settlement $1,267.50 per $1,000 face), do not bear interest, and are fully guaranteed by The Goldman Sachs Group, Inc. Trade date is March 24, 2026, original issue date is March 27, 2026, and determination date is March 24, 2028. Original issue price is 100% of face amount; underwriting discount 1.5%, net proceeds 98.5%. Payment terms and dates are subject to adjustment as described in the general terms supplement.
GS Finance Corp. offers Market Linked Securities that are auto-callable and linked to the lowest performing of NVIDIA, AMD and Tesla. Each security has a $1,000 face amount and original offering price of $1,000. The pricing date was March 18, 2026, the call date is March 23, 2027 and the stated maturity date is March 22, 2029. The securities have no periodic interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and have an estimated value at pricing of approximately $964 per $1,000 face amount. If automatically called, holders receive the face amount plus a 50.00% call premium ($500). If not called, maturity payoffs depend solely on the performance of the lowest performing underlying stock: upside participation is 438.00%, a buffer against losses exists up to a 40% decline, and losses may be up to 100% of face amount.
GS Finance Corp. prices equity-linked, auto-callable medium-term notes linked to Blackstone Inc. The securities have a $1,000 face amount and original offering price of $1,000 per security; the estimated model value at pricing is between $885 and $915 per $1,000 face amount. The notes pay no interest, may be automatically called on scheduled call dates if the underlying stock closes at or above a call threshold (90.00% of the starting price for the first 24 call dates; 60.00% for the final call date), and, if not called, provide 1-to-1 downside exposure with a downside threshold of 60.00% of the starting price. Investors may lose up to 100.00% of principal. Underwriting discounts are up to $2.00 per $1,000 and proceeds to issuer are approximately $998.00 per security. All payments are subject to issuer and guarantor credit risk; terms and call premiums are subject to determination on the pricing date and postponement for market disruption.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due March 28, 2028, fully guaranteed by The Goldman Sachs Group, Inc.. The notes reference the common stock of NVIDIA Corporation (ticker: NVDA) and pay a contingent monthly coupon of 0.9667% when the underlier is at or above a 50% coupon trigger on each observation date.
The notes include an automatic call if the underlier is at or above the initial level on any call observation date; in that event holders receive principal plus any coupon then due. If not called, maturity payoff is cash based on final underlier performance with a trigger buffer at 50% of the initial level. If the final underlier level is below that buffer, investors may lose up to their entire investment. Trade date is March 23, 2026 and original issue date is March 26, 2026.
GS Finance Corp. offers S&P 500®-linked medium-term notes, fully guaranteed by The Goldman Sachs Group, Inc. The notes (aggregate face amount $750,000) pay no interest and pay at maturity either the face amount or a capped upside tied to the S&P 500® Index.
For each $1,000 face amount, the cash settlement at the stated maturity (March 23, 2028) will equal $1,000 plus the underlier return if the final underlier level exceeds the initial level, subject to a $1,135 maximum settlement amount. If the final underlier level is equal to or below the initial level (initial level 6,624.70), you will receive the face amount. The notes were priced on March 18, 2026 with an original issue price of 100% and an underwriting discount of 0.8%. The issuer has determined a comparable yield of 4.425% and a projected payment at maturity of $1,092.93 for tax accrual purposes.
Key risks: upside is capped at the maximum settlement amount; investors bear issuer/guarantor credit risk; the notes may have limited liquidity and no periodic interest payments. Tax rules treat the notes as contingent payment debt instruments; accruals and withholding rules apply.
GS Finance Corp. offers Underlier-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return for each $1,000 face amount is either $1,000 (if any underlier return is zero or negative) or $1,000 plus the upside participation (130%) times the lesser performing underlier return, measured from the trade date March 25, 2026 to the determination date March 25, 2031, with stated maturity on March 28, 2031.
The underliers are the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF (EFA); the cash settlement is based solely on the lesser performing underlier. The notes are subject to issuer and guarantor credit risk, possible limited secondary-market liquidity, tax rules for contingent payment debt instruments, and foreign-market and currency risks described in the supplement.
GS Finance Corp. is offering $6,014,000 of Trigger Autocallable Contingent Yield Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2065 per $10 (up to 8.26% pa) only if both the Russell 2000 and S&P 500 close at or above their coupon barriers on each observation date. The notes are linked to the least performing index; coupon barrier = 70% of initial index levels and downside threshold = 60%. Commencing September 2026, the notes will be automatically called if both indices close at or above their initial levels on any quarterly call observation date; on call payment you would receive face amount plus the contingent coupon then due. If not called, repayment at maturity depends on the lesser performing index return and could result in loss of principal. Estimated value at pricing was approximately $9.77 per $10; original issue price = 100% of face (underwriting discount 2.25%, net proceeds 97.75%). All payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.