The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (as guarantor for GS Finance Corp.) is offering equity index-linked medium-term notes tied to the Russell 2000 Index with a $1,000 face amount per security. The notes pay no interest and return at maturity depends entirely on index performance on a single calculation day near August 31, 2028.
Holders receive 200% of any positive index return, capped at a maximum return of at least 26.20%, so the maximum maturity payment is at least $1,262 per $1,000. A 10% buffer protects against modest declines: if the index is down up to 10%, investors get back $1,000. Below that, losses are 1‑for‑1 beyond the buffer, with up to 90% loss of principal in a severe decline.
The securities are unsecured obligations of GS Finance Corp., fully guaranteed by Goldman Sachs, subject to their credit risk, and have no listing and no dividends. The estimated initial value is $900–$930 per $1,000, below the $1,000 issue price, reflecting dealer compensation and structuring costs, and secondary-market prices may be lower. The filing highlights complex tax and liquidity risks.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering basket-linked, auto-callable notes due August 2, 2028, whose return depends on an equally weighted basket of eight large-cap stocks. The notes pay no interest and are unsecured obligations guaranteed by Goldman Sachs Group Inc.
The initial basket level is 100, with each stock having a 12.5% weight and initial weighted value of 12.5. On August 4, 2027, if the basket’s closing level is at or above 100, the notes are automatically called and pay $1,300 per $1,000 face amount on August 9, 2027, capping return regardless of further basket gains.
If not called, the maturity payoff on each $1,000 depends on the basket return on July 28, 2028. For a non‑negative basket return, holders receive $1,000 plus 125% of the gain. If the basket declines but stays within a 10% buffer (final level between 90 and 100), repayment is $1,000. Below the 90% buffer, principal is reduced 1:1 beyond the 10% cushion, so substantial losses of principal are possible.
The aggregate initial face amount is $916,000, in $1,000 denominations, with an original issue price of 100% of face, a 1.75% underwriting discount and 98.25% net proceeds to GS Finance Corp. The estimated economic value is about $940 per $1,000, reflecting structuring costs and dealer compensation. Investors are exposed to basket performance, structural features such as market-disruption and anti-dilution adjustments, and the credit risk of both GS Finance Corp. and its guarantor.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering MSCI EAFE Index-linked Medium-Term Notes, Series F with an aggregate face amount of $1,250,000. For each $1,000 note at maturity, investors receive: $1,000 plus the MSCI EAFE return when the index is above its initial level of 3,111.56, capped at a maximum settlement amount of $1,539; or only the $1,000 face amount if the index is flat or lower.
The notes bear no interest and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor, The Goldman Sachs Group, Inc. Secondary market value may differ from issue price due to model-based valuation, credit spreads, interest rates, volatility and other factors, and there is no assurance of a liquid market.
The notes expose investors to risks tied to foreign equity markets, currency movements in the MSCI EAFE countries, and special U.S. tax rules for contingent payment debt instruments, under which U.S. holders must accrue ordinary income based on a 5.065% comparable yield and a projected maturity payment of $1,225.19 per $1,000 even though no cash is paid until maturity.
GOLDMAN SACHS GROUP INC, through GS Finance Corp., is offering unsecured, senior, structured notes linked to the S&P 500 Futures Excess Return Index, with an aggregate face amount of $677,000 and a stated maturity on February 1, 2029.
For each $1,000 note, if the final index level is at or above the initial level of 594.12, investors receive $1,000 plus 113% of the index return. If the index has fallen but remains at or above the 85% buffer level, investors receive the absolute index return (down moves up to 15% become positive). Below the 85% buffer, principal is reduced dollar-for-dollar with index losses beyond the 15% buffer, and investors can lose a substantial portion of principal.
The notes pay no interest, are issued at 100% of face with a 2.77% underwriting discount (net proceeds 97.23%), are not listed, and their estimated value at pricing is less than the issue price. Returns depend on the futures-based underlier, GS Finance Corp.’s and Goldman Sachs’ credit, market factors, and uncertain U.S. tax treatment as a pre-paid derivative contract.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $865,000 of leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest, are issued at 100% of face amount in $1,000 denominations, and mature on July 28, 2031, unless earlier redeemed at the issuer’s option on monthly call dates at 100% of face plus a specified call premium (starting at 20.0004% and rising to 98.3353%).
If not called, the maturity payment per $1,000 depends on index performance from July 23, 2026 to July 23, 2031: (i) for final levels at or above the initial 592.51, investors receive $1,000 plus 2.475× the index return; (ii) for declines down to a 60% trigger buffer, investors receive the absolute index return; (iii) below the trigger, losses match the index return and principal can be fully lost. The estimated value is about $979 per $1,000 at pricing, below the issue price, and payments are subject to the unsecured credit of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc. Tax treatment is intended as a pre-paid derivative contract, but the consequences are uncertain.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is issuing principal-protected, index-linked notes with an aggregate face amount of $4,135,000, tied to the Goldman Sachs Momentum Builder Focus ER Index. The notes may be automatically called annually if the index closing level is at or above the initial level of 113.24 on specified call observation dates; in that case holders receive $1,000 plus a fixed call premium (from 7.75% on the first call date up to 46.50% on the last) per $1,000 face amount.
If not called, at maturity in July 2033 investors receive: (i) $1,000 plus 100% participation in any positive index return, or (ii) only $1,000 if the index is flat or down, so downside is limited to foregone return. The notes pay no periodic interest, are unsecured obligations of GS Finance Corp. guaranteed by Goldman Sachs, and are subject to their credit risk. The original issue price is 100% of face, with a 4.375% underwriting discount and 95.625% net proceeds. Goldman’s own estimated value is $897 per $1,000 at trade date, below issue price due to fees and structuring. The underlying index is complex, uses daily rebalancing, volatility and momentum controls, and an annual 0.65% deduction, and is calculated on an excess return basis over the federal funds rate, which can materially drag index and note performance. For U.S. tax purposes the notes are treated as contingent payment debt instruments with a comparable yield of 5.3521%, requiring accrual of ordinary income over the term.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering medium-term auto-callable notes linked to the Goldman Sachs Momentum Builder Focus ER Index. The notes have an aggregate face amount of $619,000, a face amount of $1,000 per note and are issued at 100% of face value with a 4% underwriting discount.
The notes pay no interest. They are automatically called on August 2, 2027 if the index on July 28, 2027 is at or above the initial level of 113.24, in which case holders receive $1,146.50 per $1,000. If not called, at maturity in July 2031 investors receive at least the $1,000 face amount, plus upside equal to 300% of any positive index return.
The index uses daily rebalancing, a 5% volatility control, a momentum risk control overlay and deducts 0.65% per year (plus the federal funds rate on the base index), which can keep a large allocation in low-return cash. Goldman Sachs estimates the initial value of the notes at $900 per $1,000, below issue price, and the notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a comparable yield of 5.17%.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, index-linked notes with an aggregate face amount of $1,969,000. The notes pay no interest and mature on July 31, 2031, unless automatically called starting July 28, 2027 if the S&P 500® Futures Volatility Plus Daily Risk Control Index is at or above its initial level of 992.25.
On any call, holders receive $1,000 plus a call premium that starts at 10.1508% of face on the first call date and steps up to 49.9081% near maturity. At final maturity if not called, investors get full principal back if the index decline is within a 15% buffer; beyond that, losses are linear (index return plus 15%), so a large drop can cause substantial principal loss.
The upside participation rate is 100% of index gains. The original issue price is 100% of face, with a 3.75% underwriting discount and 96.25% net proceeds to GS Finance Corp. The bank estimates the economic value at about $935 per $1,000, initially marking notes for account statements at that value plus about $27.5, which amortizes to zero by October 27, 2026.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,037,000. Investors receive a cash payment at maturity based on S&P 500 performance from July 28, 2026 to January 29, 2029, with a 200% upside participation rate but a maximum settlement amount of $1,256.40 per $1,000 note.
The notes include a 10% buffer: if the index falls up to 10%, principal is repaid; below a 90% buffer level, principal is reduced 1% for each additional 1% decline, with hypothetical outcomes as low as 10% of face. The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs, are not listed on any exchange, and may have limited secondary market liquidity. Tax treatment is uncertain and contemplated as a pre-paid derivative contract on the S&P 500.