Goosehead Insurance GC files initial Form 3

Goosehead Insurance, Inc. filed an initial Form 3 for Thornthwaite Martin Ellis, who serves as General Counsel.

Accepted by SEC EDGAR 04/07/2026 - 04:27 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Goosehead Insurance, Inc. filed an initial Form 3 for Thornthwaite Martin Ellis, who serves as General Counsel. The filing lists no transactions, no derivative positions, and no current holdings, functioning as a baseline disclosure of insider status without reporting any share activity.

Key Terms

Form 3, reporting person, General Counsel

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Thornthwaite Martin Ellis""

General Counsel financial

""officer_title": "General Counsel""

A general counsel is the chief lawyer of an organization, responsible for overseeing all legal matters and ensuring the company complies with laws and regulations. Think of them as the organization's legal advisor or navigator, helping to prevent legal problems before they happen. Their role matters to investors because they help protect the company from legal risks that could impact its success and value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Goosehead Insurance (GSHD) disclose in this Form 3?

The Form 3 identifies Thornthwaite Martin Ellis as General Counsel of Goosehead Insurance and establishes him as a reporting person. It shows no stock transactions, derivative positions, or holdings, serving purely as an initial baseline ownership disclosure for SEC reporting purposes.

Who is the reporting person in Goosehead Insurance (GSHD)’s Form 3?

The reporting person is Thornthwaite Martin Ellis, listed as an officer of Goosehead Insurance with the title General Counsel. The filing formally designates him as an insider subject to SEC reporting rules, but it does not show any transactions or current holdings.

Does the Goosehead Insurance (GSHD) Form 3 show any insider trades?

No trades are shown in this Form 3. The transaction summary reports zero purchases, zero sales, and zero derivative exercises, meaning there is no buy, sell, or other transaction activity disclosed for Thornthwaite Martin Ellis in this initial statement.

Does Thornthwaite Martin Ellis report any Goosehead (GSHD) share holdings on this Form 3?

The filing reports no holdings for Thornthwaite Martin Ellis. The holding entries count is zero and there are no derivative positions listed, indicating this Form 3 serves only to establish reporting status, not to detail an existing equity position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Thornthwaite Martin Ellis

(Last) (First) (Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE TEXAS 76262

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/30/2026

3. Issuer Name and Ticker or Trading Symbol
Goosehead Insurance, Inc. [ GSHD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Martin Thornthwaite	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)