Director Louis Goldberg awarded 13,979 options at Goosehead (NASDAQ: GSHD)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Goosehead Insurance, Inc. director Louis Goldberg received a grant of stock options covering 13,979 shares of Class A common stock. The options have an exercise price of $42.46 per share and were awarded as compensation, not purchased in the open market.

These options vest in 12 equal quarterly installments over three years, contingent on continued service. All 13,979 options will fully vest and become exercisable if there is a qualifying change in control under the company’s Amended and Restated Omnibus Incentive Plan.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Goldberg Louis

Role null

Type	Security	Shares	Price	Value
Grant/Award	Director Stock Options (right to buy)	13,979	$0.00	--

Holdings After Transaction: Director Stock Options (right to buy) — 13,979 shares (Direct, null)

Footnotes (1)

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Key Figures

Options granted: 13,979 options Exercise price: $42.46 per share Expiration date: May 5, 2036 +1 more

4 metrics

Options granted 13,979 options Director stock options awarded to Louis Goldberg

Exercise price $42.46 per share Strike price for Class A common stock under options

Expiration date May 5, 2036 Options expire if not exercised by this date

Total options after grant 13,979 options Total derivative holdings following this transaction

Key Terms

Director Stock Options, change in control, Amended and Restated Omnibus Incentive Plan, vesting

4 terms

Director Stock Options financial

"Director Stock Options (right to buy)"

change in control financial

"will vest and become exercisable upon a "change in control""

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

Amended and Restated Omnibus Incentive Plan financial

"as defined in the Issuer's Amended and Restated Omnibus Incentive Plan"

vesting financial

"shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Form 4 Insider Transactions: What Each Field Means →

05/07/2026 - 07:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Louis

(Last)

(First)

(Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE

TEXAS

76262

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Goosehead Insurance, Inc. [ GSHD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Director Stock Options (right to buy)	$42.46	05/05/2026		A		13,979		⁽¹⁾	05/05/2036	Class A Common Stock	13,979	$0	13,979	D

Explanation of Responses:

1. The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the Issuer's Amended and Restated Omnibus Incentive Plan).

Remarks:

	/s/ Martin Thornthwaite, as Attorney-in-Fact for Louis Goldberg	05/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Louis Goldberg acquire in this Goosehead Insurance (GSHD) Form 4 filing?

Louis Goldberg received a grant of 13,979 director stock options, not common shares. These options allow him to buy Goosehead Insurance Class A common stock at $42.46 per share if they vest and he chooses to exercise them in the future.

What is the exercise price of Louis Goldberg’s Goosehead Insurance (GSHD) stock options?

The director stock options have an exercise price of $42.46 per share. This means Goldberg can buy Goosehead Insurance Class A common stock at $42.46 once the options vest and remain exercisable, regardless of the market price at that time.

How do Louis Goldberg’s Goosehead Insurance (GSHD) options vest over time?

The 13,979 options vest in 12 equal quarterly installments over three years, subject to continued service. Each quarter, one-twelfth of the grant becomes exercisable, gradually increasing the number of options Goldberg can use to buy shares at $42.46.

What happens to Louis Goldberg’s Goosehead Insurance (GSHD) options upon a change in control?

All 13,979 options will fully vest and become exercisable if a change in control occurs, as defined in Goosehead Insurance’s Amended and Restated Omnibus Incentive Plan. This accelerates the vesting schedule so Goldberg can exercise the full grant after such an event.

Are Louis Goldberg’s Goosehead Insurance (GSHD) option grants open-market purchases?

No, the Form 4 shows a compensation-related grant, coded as an award acquisition. Goldberg did not buy shares on the open market; instead, he received options giving him the right to purchase 13,979 shares later at a fixed $42.46 exercise price.