Director at Goosehead (NASDAQ: GSHD) receives 13,979 stock options grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Reid James reported acquisition or exercise transactions in this Form 4 filing.

Goosehead Insurance, Inc. director James Reid received a grant of 13,979 director stock options to buy Class A common stock at $42.46 per share. These options vest in 12 equal quarterly installments over three years, with all options vesting upon a defined change in control. Following the grant, he holds 13,979 options directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Reid James

Role null

Type	Security	Shares	Price	Value
Grant/Award	Director Stock Options (right to buy)	13,979	$0.00	--

Holdings After Transaction: Director Stock Options (right to buy) — 13,979 shares (Direct, null)

Footnotes (1)

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Key Figures

Options granted: 13,979 options Exercise price: $42.46 per share Vesting period: 3 years +2 more

5 metrics

Options granted 13,979 options Director stock options grant to James Reid

Exercise price $42.46 per share Strike price for director stock options

Vesting period 3 years 12 equal quarterly installments from grant date

Expiration date May 5, 2036 Option expiration for director grant

Options held after grant 13,979 options Total options held directly following transaction

Key Terms

Director Stock Options (right to buy), Class A Common Stock, change in control, Amended and Restated Omnibus Incentive Plan, +1 more

5 terms

Director Stock Options (right to buy) financial

"security_title: Director Stock Options (right to buy)"

Class A Common Stock financial

"underlying_security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

change in control financial

"all shares subject to the option will vest and become exercisable upon a "change in control""

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

Amended and Restated Omnibus Incentive Plan financial

"as defined in the Issuer's Amended and Restated Omnibus Incentive Plan"

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

05/07/2026 - 07:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reid James

(Last)

(First)

(Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE

TEXAS

76262

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Goosehead Insurance, Inc. [ GSHD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Director Stock Options (right to buy)	$42.46	05/05/2026		A		13,979		⁽¹⁾	05/05/2036	Class A Common Stock	13,979	$0	13,979	D

Explanation of Responses:

1. The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the Issuer's Amended and Restated Omnibus Incentive Plan).

Remarks:

	/s/ Martin Thornthwaite, as Attorney-in-Fact for James Reid	05/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Goosehead Insurance (GSHD) report for James Reid?

Goosehead Insurance reported that director James Reid received a grant of 13,979 director stock options. These options give him the right to buy Class A common stock at a fixed exercise price as part of his compensation package.

How many Goosehead Insurance (GSHD) options were granted to James Reid?

James Reid was granted 13,979 director stock options. This entire amount represents new derivative awards, and after the transaction he holds 13,979 options directly, linked to the company’s Class A common stock under its incentive plan.

What is the exercise price of James Reid’s Goosehead (GSHD) stock options?

The options granted to James Reid have an exercise price of $42.46 per share. This means he can purchase Goosehead Insurance Class A common stock at $42.46 once options vest and are exercised, regardless of the market price then.

How do James Reid’s Goosehead (GSHD) options vest over time?

James Reid’s options vest in 12 equal quarterly installments over three years. Vesting is conditioned on continued service, so portions of the 13,979 options become exercisable every quarter during that three-year period.

What happens to James Reid’s Goosehead (GSHD) options if there is a change in control?

If a change in control occurs, all of James Reid’s unvested options will fully vest and become exercisable. The filing states this acceleration follows the definition of “change in control” in Goosehead’s Amended and Restated Omnibus Incentive Plan.

Are James Reid’s Goosehead (GSHD) options held directly or indirectly?

The filing shows James Reid holds the 13,979 director stock options directly. Ownership type is listed as direct, and there is no indication that the options are held through a separate entity or trust.