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Gran Tierra Energy (GTE) EVP adds 478 shares through employee stock plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gran Tierra Energy Inc. executive Phillip D. Abraham, EVP, Legal and Land, acquired additional common shares of the company. On January 19, 2026, he acquired 478 shares of common stock at a price of $5.01 per share through the Gran Tierra Inc. Employee Stock Purchase Plan. After this transaction, he beneficially owns 39,912 common shares, held directly.

The purchase was made under the employee stock purchase plan in a transaction that was exempt under Rule 16b-3(d) and Rule 16b-3(c). The purchase price was originally transacted in Canadian dollars and then converted into U.S. dollars for reporting.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Abraham Phillip D

(Last) (First) (Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET SE

(Street)
CALGARY A0 T2G 1A6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Legal and Land
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/19/2026 A(1) 478 A $5.01(2) 39,912 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were acquired on January 19, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
/s/ Phillip Abraham 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Gran Tierra Energy (GTE) report for Phillip D. Abraham?

Gran Tierra Energy Inc. reported that Phillip D. Abraham, EVP, Legal and Land, acquired 478 shares of common stock on January 19, 2026 through the company’s Employee Stock Purchase Plan.

At what price were the new Gran Tierra Energy (GTE) shares acquired?

The 478 common shares were acquired at a price of $5.01 per share, with the purchase price originally in Canadian currency and converted to U.S. dollars for reporting.

How many Gran Tierra Energy shares does Phillip D. Abraham own after this transaction?

Following the reported transaction, Phillip D. Abraham beneficially owns 39,912 shares of Gran Tierra Energy Inc. common stock, held directly.

What type of plan was used for this Gran Tierra Energy (GTE) share purchase?

The shares were acquired through the Gran Tierra Inc. Employee Stock Purchase Plan, which allows eligible employees to purchase company stock.

Was the Gran Tierra Energy insider share purchase exempt under SEC rules?

Yes. The acquisition was reported as a transaction exempt under Rule 16b-3(d) and Rule 16b-3(c), which provide exemptions for certain employee benefit and compensation-related transactions.

Is this Gran Tierra Energy insider holding reported as direct or indirect ownership?

The 39,912 shares held by Phillip D. Abraham after the transaction are reported as direct ownership of Gran Tierra Energy Inc. common stock.

Gran Tierra Energy

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