Gran Tierra (GTE) EVP Jim Evans acquires 209 shares through employee stock plan

Rhea-AI Filing Summary

Gran Tierra Energy executive vice president of corporate services Jim Evans acquired 209 shares of common stock on March 3, 2026 through the company’s Employee Stock Purchase Plan at $6.56 per share, bringing his directly held stake to 48,216 shares. An additional 3,200 shares are reported as indirectly owned by his spouse. The purchase price was transacted in Canadian dollars and converted to U.S. currency.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jim

(Last) (First) (Middle)

C/O GRAN TIERRA ENERGY INC.

500 CENTRE STREET SE

(Street)

CALGARY A0 T2G 1A6

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Corporate Services

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		A(1)		209	A	$6.56(2)	48,216	D
Common Stock								3,200	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired on March 3, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

	/s/ Phillip Abraham, Attorney-In Fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Gran Tierra Energy (GTE) executive Jim Evans report in this Form 4?

Jim Evans reported acquiring 209 shares of Gran Tierra Energy common stock. The shares were obtained through the company’s Employee Stock Purchase Plan, a program that lets employees buy stock, and increased his directly held ownership to 48,216 shares.

How many Gran Tierra Energy shares does Jim Evans own after the reported transaction?

After the transaction, Jim Evans directly owns 48,216 shares of Gran Tierra Energy common stock. The filing also shows 3,200 additional shares held indirectly by his spouse, reflecting both his personal and related household economic exposure to the company’s equity.

What type of transaction is reported for Jim Evans in this Gran Tierra (GTE) Form 4?

The Form 4 reports a grant or award acquisition of 209 common shares. These were acquired through Gran Tierra’s Employee Stock Purchase Plan in a transaction exempt under Rule 16b‑3, which typically governs insider participation in company equity plans.

At what price were Jim Evans’s Gran Tierra Energy shares acquired in this filing?

The 209 shares were acquired at a price of $6.56 per share. The filing notes that the purchase price was originally transacted in Canadian currency and then converted into U.S. dollars for reporting and disclosure purposes.

Does the Form 4 show any indirect ownership for Jim Evans in Gran Tierra Energy?

Yes. In addition to his direct holdings, the Form 4 reports 3,200 Gran Tierra common shares as indirectly owned by Jim Evans through his spouse. This indirect line reflects shares beneficially associated with him but not held in his own name.

Was Jim Evans’s share acquisition under Gran Tierra’s plan treated as an exempt transaction?

Yes. The filing states the shares were acquired through the Employee Stock Purchase Plan in a transaction exempt under Rule 16b‑3(d) and Rule 16b‑3(c). These rules generally cover board‑approved, plan‑based insider equity acquisitions.