Gran Tierra EVP awarded 173 shares via ESPP

Gran Tierra Energy Inc. executive Jim Evans reported routine share acquisitions and holdings.

Rhea-AI Filing Summary

Gran Tierra Energy Inc. executive Jim Evans reported routine share acquisitions and holdings. He received 173 shares of common stock on June 1, 2026 at $7.81 per share as a grant under the Gran Tierra Inc. Employee Stock Purchase Plan, an acquisition classified as exempt under Rule 16b-3(d) and Rule 16b-3(c). After this award, he held 49,160 common shares directly. The filing also lists 3,200 common shares held indirectly through his spouse, reflecting his overall beneficial ownership position.

Insider Trade Summary

Grant/Award: 173 shares

Grant/Award 2 txns

Insider Evans Jim

Role EVP, Corporate Services

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	173	$7.81	$1K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 49,160 shares (Direct); Common Stock — 3,200 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. These shares were acquired on June 1, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Key Figures

ESPP shares acquired: 173 shares Grant price: $7.81 per share Direct holdings after transaction: 49,160 shares +3 more

6 metrics

ESPP shares acquired 173 shares Common Stock grant on June 1, 2026

Grant price $7.81 per share Employee Stock Purchase Plan acquisition

Direct holdings after transaction 49,160 shares Common Stock directly owned after June 1, 2026 award

Indirect holdings by spouse 3,200 shares Common Stock held indirectly through spouse

Buy transactions 0 Open-market buy count in transaction summary

Acquire transactions 1 Grant/award acquisition recorded in transaction summary

Key Terms

Employee Stock Purchase Plan, Rule 16b-3(d), Rule 16b-3(c), indirect ownership

4 terms

Employee Stock Purchase Plan financial

"These shares were acquired on June 1, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 16b-3(d) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Rule 16b-3(c) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

indirect ownership financial

"direct_or_indirect: "I", nature_of_ownership: "By Spouse""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gran Tierra Energy (GTE) report for Jim Evans?

Jim Evans, EVP Corporate Services at Gran Tierra Energy, reported receiving 173 shares of common stock through the company’s Employee Stock Purchase Plan. This was a compensation-related award rather than an open-market purchase, and his direct holdings increased to 49,160 shares.

At what price were Jim Evans’s new Gran Tierra Energy (GTE) shares acquired?

The 173 newly acquired Gran Tierra Energy common shares were recorded at a price of $7.81 per share. A footnote explains the purchase price was originally in Canadian currency and then converted into U.S. dollars for reporting purposes.

How many Gran Tierra Energy (GTE) shares does Jim Evans hold after this Form 4?

Following the reported transactions, Jim Evans directly holds 49,160 common shares of Gran Tierra Energy. The filing also shows an additional 3,200 common shares held indirectly through his spouse, illustrating both his direct and indirect beneficial ownership positions.

Were Jim Evans’s Gran Tierra Energy (GTE) share acquisitions open-market buys?

The 173-share acquisition was not an open-market purchase. It came via the Gran Tierra Inc. Employee Stock Purchase Plan and is described as exempt under Rule 16b-3(d) and Rule 16b-3(c), indicating a compensation-related, plan-based transaction.

How are Jim Evans’s indirect Gran Tierra Energy (GTE) holdings reported?

The Form 4 reports 3,200 Gran Tierra Energy common shares held indirectly, noted as "By Spouse." This entry is categorized as indirect ownership, providing transparency into shares attributed to Evans through a related party rather than held in his own name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 05:44 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jim

(Last) (First) (Middle)

C/O GRAN TIERRA ENERGY INC.

500 CENTRE STREET SE

(Street)

CALGARY T2G 1A6

(City) (State) (Zip)

ALBERTA, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Corporate Services

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A(1)		173	A	$7.81(2)	49,160	D
Common Stock								3,200	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired on June 1, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

	/s/ Phillip Abraham, Attorney-In Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)