ZoomInfo (GTM) CRO reports RSU vesting and Rule 10b5-1 sale
Rhea-AI Filing Summary
ZoomInfo Technologies Inc. (GTM) insider Form 4 shows Chief Revenue Officer James M. Roth received vesting restricted stock units and completed share sales under a Rule 10b5-1 plan. On 10/01/2025 Mr. Roth had multiple RSU vesting events (totaling 57,163 RSUs across three grants) that increased derivative and beneficial ownership reported in the filing. The filing also shows shares withheld to cover taxes (28,582) and a weighted-average sale of 14,290 shares on 10/02/2025 at a weighted-average price of $10.3888, reducing his reported beneficial holdings to 58,459 shares. Transaction notes state the sale used a Rule 10b5-1 trading plan and that the tax withholding related to the RSU vesting.
Positive
- 57,163 RSUs vested on 10/01/2025, converting to common stock and increasing reported holdings
- Sale was effected under a Rule 10b5-1 trading plan (disclosed), indicating prearranged transactions
Negative
- 28,582 shares withheld
- 14,290 shares sold10/02/2025 at a weighted-average price of $10.3888, lowering beneficial ownership to 58,459 shares
Insights
Insider received RSUs and performed planned sales; ownership net decreased.
What it means: The CRO had multiple RSU vesting events on 10/01/2025 that converted into shares, increasing reported holdings before tax-withholding and sales.
Why it matters: Vesting is routine compensation, while the subsequent 28,582 shares withheld for taxes and the 14,290 share sale on 10/02/2025 show a net decline in directly held shares to 58,459, which is a disclosed change to insider ownership.
Sales executed under a Rule 10b5-1 plan at mid-$10 prices; volume small relative to public float.
What it means: The sale was effected under a prearranged Rule 10b5-1 plan and occurred at a weighted-average price of $10.3888 (range $10.34–$10.46 for transactions cited).
Why it matters: Use of a 10b5-1 plan signals preplanned disposition rather than opportunistic trading; the filing discloses the exact sale volume and price range for transparency. The filing also discloses tax-withholding shares sold at $10.91.
Monitor the quarterly vesting schedule beginning 01/01/2025 for additional routine vesting events.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 14,290 | $10.3888 | $148K |
| Exercise | Restricted Stock Units | 4,465 | $0.00 | -- |
| Exercise | Restricted Stock Units | 30,639 | $0.00 | -- |
| Exercise | Restricted Stock Units | 22,059 | $0.00 | -- |
| Exercise | Common Stock | 4,465 | $0.00 | -- |
| Exercise | Common Stock | 30,639 | $0.00 | -- |
| Exercise | Common Stock | 22,059 | $0.00 | -- |
| Tax Withholding | Common Stock | 28,582 | $10.91 | $312K |
Footnotes (1)
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.34 to $10.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The Reporting Person received an original grant of restricted stock units on March 23, 2023, which vest in equal quarterly installments during the 27 months following January 1, 2025. The Reporting Person received an original grant of restricted stock units on October 25, 2023, which vest in equal quarterly installments during the 21 months following January 1, 2025. The Reporting Person received an original grant of restricted stock units on March 26, 2024, which vest in equal quarterly installments during the 27 months following January 1, 2025.
