ZoomInfo Technologies (NASDAQ: GTM) CFO settles RSUs and phantom units
Rhea-AI Filing Summary
ZoomInfo Technologies Inc. reports that CFO Michael Graham O'Brien exercised equity awards on August 1, 2026. HSKB Phantom Units for 1,541 shares and restricted stock units for 3,469, 29,400 and 91,384 shares of Common Stock vested and converted. To cover related tax liabilities, 758 and 61,073 shares of Common Stock were withheld at $3.30 per share.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 63,963 shares
Net Buy
10 txns
Insider
O'Brien Michael Graham
Role
CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | HSKB Phantom Units F1, F5 | 1,541 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F6 | 3,469 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F7 | 29,400 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F8 | 91,384 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 1,541 | -- | -- |
| Exercise | Common Stock F2 | 3,469 | -- | -- |
| Exercise | Common Stock F2 | 29,400 | -- | -- |
| Exercise | Common Stock F2 | 91,384 | -- | -- |
| Tax Withholding | Common Stock F3 | 758 | $3.30 | $3K |
| Tax Withholding | Common Stock F4 | 61,073 | $3.30 | $202K |
Holdings After Transaction:
HSKB Phantom Units — 1,542 shares (Direct);
Restricted Stock Units — 202,884 shares (Direct);
Common Stock — 304,947 shares (Direct)
Footnotes (8)
- F1. Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
- F2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F3. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.
- F4. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
- F5. The Reporting Person received an original grant of HSKB Phantom Units on December 1, 2023, which vest in equal quarterly installments during the 24 months following November 1, 2024.
- F6. The Reporting Person received an original grant of restricted stock units on December 29, 2023, which vest in equal quarterly installments during the 36 months following November 1, 2024.
- F7. The Reporting Person received an original grant of restricted stock units on September 10, 2024, which vest in its entirety on the date that is 12 months from the date on which a permanent Chief Financial Officer is employed by the Issuer.
- F8. The Reporting Person received an original grant of restricted stock units on July 31, 2025, which vests as follows: (a) 33% on August 1, 2026; and (b) the remainder of the award in equal quarterly installments during the 24 months following August 1, 2026.
Key Figures
HSKB Phantom Units converted: 1,541 shares
RSUs converted (grant 1): 3,469 shares
RSUs converted (grant 2): 29,400 shares
+5 more
8 metrics
HSKB Phantom Units converted
1,541 shares
Phantom Units settled into Common Stock on August 1, 2026
RSUs converted (grant 1)
3,469 shares
Restricted Stock Units converted into Common Stock on August 1, 2026
RSUs converted (grant 2)
29,400 shares
Restricted Stock Units converted into Common Stock on August 1, 2026
RSUs converted (grant 3)
91,384 shares
Restricted Stock Units converted into Common Stock on August 1, 2026
Total derivative exercises
125,794 shares
Aggregate underlying shares for code M derivative exercises
Shares withheld for taxes (phantom units)
758 shares
Common Stock withheld at $3.30 per share to cover tax on HSKB Phantom Units
Shares withheld for taxes (RSUs)
61,073 shares
Common Stock withheld at $3.30 per share to cover tax on RSU vesting
Tax withholding price
$3.30 per share
Per-share value used for both tax-withholding dispositions of Common Stock
Key Terms
HSKB Phantom Units, restricted stock unit, tax liability, equal quarterly installments, +1 more
5 terms
HSKB Phantom Units financial
"Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting"
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax liability financial
"Reflects shares withheld to cover the Reporting Person's tax liability"
equal quarterly installments financial
"which vest in equal quarterly installments during the 24 months following"
contingent right financial
"represents a contingent right to receive one share of the Issuer's Common Stock"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did ZoomInfo Technologies (GTM) CFO Michael Graham O'Brien do on August 1, 2026?
On August 1, 2026, CFO Michael Graham O'Brien exercised equity awards, converting HSKB Phantom Units and several restricted stock unit (RSU) grants into Common Stock. Some of the resulting shares were withheld to satisfy tax liabilities tied to these vesting events.
What are HSKB Phantom Units reported in the ZoomInfo (GTM) Form 4?
HSKB Phantom Units are awards that settle one-for-one in Common Stock upon vesting. The filing notes that HSKB Phantom Units of HSKB Funds II, LLC converted into shares of ZoomInfo Common Stock as they vested, per footnote F1 and the associated transaction row.
How do the restricted stock units for the GTM CFO vest over time?
The CFO’s RSUs vest under several schedules: one grant vests in equal quarterly installments over 36 months after November 1, 2024; another vests 12 months after a permanent CFO is employed; and a later grant vests 33% on August 1, 2026 with the balance quarterly thereafter.
Were the GTM CFO’s transactions under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox in the filing is not marked as affirmative, and the footnotes do not describe these as plan-based trades. The transactions are presented as equity award vesting and related tax-withholding events, rather than open-market trading under a preset plan.