Does the Global Water Resources (GWRS) COO have any indirect share ownership?

Yes. He reports indirect ownership of 5,095.844 shares held as trustee for The CKTJ Living Trust. This position is separate from his 35,436 directly held shares of Global Water Resources common stock.

Global Water (GWRS) COO corrects RSU tax share withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation activity and a correction to prior disclosures. On May 8, 2026, 6,667 restricted shares of common stock vested, valued at $7.07 per share. To cover tax withholding obligations, 2,647 of these shares were withheld, and his direct holdings increased to 35,436 common shares. He also reports indirect ownership of 5,095.844 shares as trustee of The CKTJ Living Trust. This amendment updates a previously reported 2,743 withheld shares to the correct 2,647, with beneficial ownership figures adjusted accordingly.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Krygier Christopher D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,667	$7.07	$47K
Tax Withholding	Common Stock	2,647	$7.07	$19K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 35,436 shares (Direct, null); Common Stock — 5,095.844 shares (Indirect, By self as Trustee for The CKTJ Living Trust)

Footnotes (1)

Shares represent restricted shares that vested on May 8, 2026. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,667 restricted shares. This Form 4 amendment is being filed to correct an error in the shares withheld to satisfy tax withholding obligations of the reporting person's Form 4 filed on May 12, 2026. The number of shares withheld was originally reported as 2,743 shares and has been corrected to 2,647 shares. The reporting person's beneficial ownership has been adjusted accordingly.

Key Figures

Restricted shares vested: 6,667 shares Shares withheld for taxes: 2,647 shares Share price at vesting: $7.07 per share +3 more

6 metrics

Restricted shares vested 6,667 shares Restricted shares that vested on May 8, 2026

Shares withheld for taxes 2,647 shares Withheld to satisfy tax obligations on vesting

Share price at vesting $7.07 per share Value used for vested and withheld shares

Direct holdings after transaction 35,436 shares Direct common stock owned after vesting and withholding

Indirect holdings via trust 5,095.844 shares Held as trustee for The CKTJ Living Trust

Originally reported withheld shares 2,743 shares Incorrect figure corrected by this amendment

Key Terms

restricted shares, tax withholding obligation, beneficial ownership, Form 4 amendment, +1 more

5 terms

restricted shares financial

"Shares represent restricted shares that vested on May 8, 2026."

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

tax withholding obligation financial

"Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,667 restricted shares."

beneficial ownership financial

"The reporting person's beneficial ownership has been adjusted accordingly."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Form 4 amendment regulatory

"This Form 4 amendment is being filed to correct an error in the shares withheld"

trustee financial

"By self as Trustee for The CKTJ Living Trust"

A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

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Form 4 Insider Transactions: What Each Field Means →

06/02/2026 - 06:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krygier Christopher D

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
05/12/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/08/2026		A		6,667⁽¹⁾	A	$7.07	35,436	D
Common Stock	05/08/2026		F		2,647⁽²⁾⁽³⁾	D	$7.07	32,789	D
Common Stock								5,095.844	I	By self as Trustee for The CKTJ Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares represent restricted shares that vested on May 8, 2026.

2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,667 restricted shares.

3. This Form 4 amendment is being filed to correct an error in the shares withheld to satisfy tax withholding obligations of the reporting person's Form 4 filed on May 12, 2026. The number of shares withheld was originally reported as 2,743 shares and has been corrected to 2,647 shares. The reporting person's beneficial ownership has been adjusted accordingly.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Global Water Resources (GWRS) COO report in this Form 4/A?

The COO reported vesting of 6,667 restricted shares and related tax withholding. This amended filing also corrects the previously reported number of withheld shares and updates his beneficial ownership totals.

How many Global Water Resources (GWRS) restricted shares vested for the COO?

A total of 6,667 restricted shares vested for the COO on May 8, 2026. These shares represent equity compensation and increased his direct ownership after accounting for shares withheld for taxes.

How many Global Water Resources (GWRS) shares were withheld for tax obligations?

The company withheld 2,647 shares to satisfy the COO’s tax obligations on the vesting. This corrected figure replaces an earlier report of 2,743 withheld shares and slightly adjusts his reported beneficial ownership.

What are the Global Water Resources (GWRS) COO’s direct holdings after the transaction?

Following the vesting and tax withholding, the COO directly holds 35,436 shares of Global Water Resources common stock. This figure reflects his updated beneficial ownership after the correction of the withheld share amount.

Why was this Global Water Resources (GWRS) Form 4/A filed as an amendment?

The amendment corrects an error in the number of shares withheld for tax obligations. The original filing reported 2,743 withheld shares; this has been revised to 2,647, with beneficial ownership updated accordingly.