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Global Water (GWRS) insider: 1,149 RSUs granted, 1,149 shares disposed

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Christopher D. Krygier, Chief Operating Officer and Director of Global Water Resources, Inc. (GWRS), reported transactions dated 09/30/2025. The filing shows the reporting person was credited with 1,149 shares (from restricted stock units) with a reported acquisition price of $0 per share, and a corresponding disposition of 1,149 shares at $10.3 per share, leaving the reporting person with 28,769 shares beneficially owned after the disposition.

The report also discloses an additional 18 restricted stock units granted (fully vested) and an indirect beneficial ownership stake of 5,095.844 shares held as Trustee for The CKTJ Living Trust. The form is signed by an attorney-in-fact on 10/02/2025.

Positive

  • 1,149 RSUs were recorded as acquired at $0, indicating grant/vesting of equity compensation
  • 18 RSUs are explicitly noted as fully vested and exercisable upon grant

Negative

  • 1,149 common shares were disposed of at $10.3, reducing direct beneficial ownership from 29,918 to 28,769

Insights

TL;DR: COO Krygier acquired 1,149 RSU-equivalent shares and reported a disposition of 1,149 common shares on 09/30/2025.

The filing lists a grant/recognition of 1,149 shares from restricted stock units at a $0 per-share acquisition cost and a same-day disposition of 1,149 shares at $10.3 per share, changing beneficial holdings from 29,918 to 28,769 shares. These entries are recorded under Section 16 reporting for insider activity and are typical for RSU vesting and related transactions.

The report also shows 18 additional fully vested RSUs and an indirect holding of 5,095.844 shares held as trustee. All figures and dates are taken directly from the Form 4; no additional interpretation is provided.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Krygier Christopher D

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/30/2025 M 1,149 A $0(1) 29,918 D
Common Stock 09/30/2025 D 1,149 D $10.3 28,769 D
Common Stock 5,095.844 I By self as Trustee for The CKTJ Living Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/30/2025 A 18 (2) (2) Common Stock 18 $0 7,208(3) D
Restricted Stock Units (1) 09/30/2025 M 1,149 (4) (4) Common Stock 1,149 $0 6,059(3) D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
4. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GWRS insider Christopher D. Krygier report on Form 4?

He reported acquisition of 1,149 shares from RSUs at $0 per share and a disposition of 1,149 shares at $10.3 per share on 09/30/2025.

How many shares does Krygier beneficially own after the reported transactions?

The filing shows 28,769 shares beneficially owned following the reported disposition.

Does the Form 4 disclose any indirect holdings for Krygier?

Yes. It discloses 5,095.844 shares held indirectly as Trustee for The CKTJ Living Trust.

Were any RSUs noted as fully vested in the filing?

Yes. The filing states 18 RSUs are fully vested upon grant and immediately exercisable.

When was the Form 4 signed and filed?

The signature on the form is dated 10/02/2025, and the transactions are dated 09/30/2025.
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