Global Water CEO granted 77 RSUs on Aug. 31

Q: What equity award did GWRS grant to its CEO Ronnie L. Fleming?

Global Water Resources granted Ronnie L. Fleming 77 Restricted Stock Units on August 31, 2026, each RSU being the economic equivalent of one share of common stock and becoming exercisable at the time of vesting.

Q: Was the GWRS CEO’s August 31, 2026 RSU grant made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and no footnote states that the August 31, 2026 RSU grant was made pursuant to a Rule 10b5-1 trading plan.

Global Water Resources’ president and CEO received a new RSU grant, modestly increasing his equity-based compensation position.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that President and CEO Ronnie L. Fleming received a grant of 77 Restricted Stock Units on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and becomes exercisable at vesting with no set expiration date. Following this award, Fleming holds 28,063 RSUs directly. No Rule 10b5-1 trading plan is reported in connection with this grant.

Insider Trade Summary

Grant/Award: 77 shares

Grant/Award 1 txn

Insider Fleming Ronnie L

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2}	77	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 28,063 contracts (Direct)

Footnotes (2)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Key Figures

RSUs granted: 77 units Price per RSU: $0.00 per unit RSUs held after transaction: 28,063 units +1 more

4 metrics

RSUs granted 77 units Restricted Stock Units granted to President and CEO on August 31, 2026

Price per RSU $0.00 per unit Compensation grant, not a market purchase

RSUs held after transaction 28,063 units Direct RSU holdings of President and CEO after August 31, 2026 grant

Underlying common shares per RSU 1 share per unit Each RSU is the economic equivalent of one share of common stock

Key Terms

Restricted Stock Units, economic equivalent, exercisable at time of vesting, expiration date

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

exercisable at time of vesting financial

"The RSUs are exercisable at time of vesting and do not have"

expiration date financial

"do not have a set expiration date"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What equity award did GWRS grant to its CEO Ronnie L. Fleming?

Global Water Resources granted Ronnie L. Fleming 77 Restricted Stock Units on August 31, 2026, each RSU being the economic equivalent of one share of common stock and becoming exercisable at the time of vesting.

How many RSUs does the GWRS CEO hold after this Form 4 transaction?

After the August 31, 2026 RSU grant, President and CEO Ronnie L. Fleming directly holds 28,063 Restricted Stock Units, each representing the economic equivalent of one share of Global Water Resources common stock.

Was the GWRS CEO’s August 31, 2026 RSU grant made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and no footnote states that the August 31, 2026 RSU grant was made pursuant to a Rule 10b5-1 trading plan.

What is the exercise or purchase price of the RSUs granted to the GWRS CEO?

The 77 Restricted Stock Units granted to the Global Water Resources CEO on August 31, 2026 have a reported price of $0.00 per unit, reflecting that they are a grant/award of compensation rather than a purchase in the market.

Do the GWRS CEO’s RSUs have an expiration date?

According to the filing, the RSUs granted to the Global Water Resources CEO are exercisable at the time of vesting and do not have a set expiration date, meaning they remain outstanding until exercised after vesting events.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:00 PM Accepted by SEC EDGAR 09/02/2026 - 03:59 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fleming Ronnie L

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/31/2026		A		77		⁽²⁾	⁽²⁾	Common Stock	77	$0	28,063	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR