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Global Water Resources COO receives 19 RSUs; immediate vesting noted

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Insider grant and immediate ownership change: Christopher D. Krygier, Chief Operating Officer of Global Water Resources, Inc. (GWRS), was granted 19 restricted stock units (RSUs) on 08/29/2025. Each RSU is the economic equivalent of one share of common stock and the awards are fully vested upon grant with no set expiration date. After the grant, Mr. Krygier beneficially owns 7,190 shares of common stock. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/02/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: A routine, small-value executive equity grant that is immediately vested and increases insider ownership modestly.

The 19 RSUs represent a minor increase in the COO's stake and are fully vested at grant, which suggests a straightforward compensation or retention action rather than a performance-contingent award. The economic impact on shareholders is minimal given the small share count relative to total outstanding shares. Reporting is timely and complies with Section 16 disclosure requirements.

TL;DR: Governance-wise this is a standard insider compensation disclosure with no red flags.

The Form 4 discloses grant mechanics clearly: RSUs equal to common shares, fully vested on grant, no expiration, and direct ownership form. There are no indications of off-market transactions, related-party arrangements, or unusual vesting conditions in the filing text. Documentation was signed by an attorney-in-fact, which is common practice for timely filings.

Insider Krygier Christopher D
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 19 $0.00 --
Holdings After Transaction: Restricted Stock Units — 7,190 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krygier Christopher D
(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205
(Street)
PHOENIX AZ 85027
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/29/2025 A 19 (2) (2) Common Stock 19 $0 7,190 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did GWRS insider Christopher D. Krygier acquire?

He was granted 19 restricted stock units (RSUs), each equivalent to one share of GWRS common stock.

When was the GWRS RSU grant made and reported?

The transaction date was 08/29/2025 and the Form 4 was signed on 09/02/2025.

Are the RSUs vested or restricted over time?

The RSUs are reported as fully vested upon grant and immediately exercisable; they have no set expiration date.

How many GWRS shares does Krygier own after the grant?

Following the reported transaction, he beneficially owns 7,190 shares of common stock.

Does the Form 4 indicate any indirect ownership or special arrangements?

No. The filing lists the ownership form as Direct (D) and does not describe any indirect ownership arrangements.