Global Water director granted 54 stock units

A Global Water Resources director received a fully vested award of 54 RSUs that can be redeemed only after board service ends.

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that director Alexander Richard M received a grant of 54 Restricted Stock Units on August 31, 2026. Each unit is the economic equivalent of one share of common stock and was granted at $0.00 per unit, bringing his directly held RSU balance to 2,928 units. The units are fully vested upon grant but may be redeemed only after he ceases to be a director, in accordance with the company’s omnibus plans. No Rule 10b5-1 trading plan is reported for this award.

Insider Trade Summary

Grant/Award: 54 shares

Grant/Award 1 txn

Insider Alexander Richard M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	54	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 2,928 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Key Figures

Restricted Stock Units granted: 54 units Grant price per Restricted Stock Unit: $0.00 per unit Restricted Stock Units held after grant: 2,928 units +1 more

4 metrics

Restricted Stock Units granted 54 units Grant to director on August 31, 2026

Grant price per Restricted Stock Unit $0.00 per unit Award of 54 Restricted Stock Units

Restricted Stock Units held after grant 2,928 units Director’s directly held RSU balance following the August 31, 2026 grant

Underlying common shares per RSU 1 share per unit Each RSU is the economic equivalent of one share of common stock

Key Terms

Restricted Stock Units, economic equivalent, redeemed, Omnibus plans

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

redeemed financial

"The RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director"

Omnibus plans financial

"Redemption requirements are detailed within the Omnibus plans incorporated by reference"

FAQ

What did GWRS director Alexander Richard M receive in this Form 4 filing?

He received a grant of 54 Restricted Stock Units on August 31, 2026, each equal in economic value to one share of Global Water Resources, Inc. common stock, increasing his directly held RSU balance to 2,928 units.

Are the new GWRS Restricted Stock Units for Alexander Richard M vested?

Yes. The filing states the RSUs are fully vested upon grant. However, they may only be redeemed once he ceases to be a director, following the redemption requirements in the company’s omnibus plans.

When can the director redeem the newly granted GWRS RSUs?

The filing explains that the RSUs are only permitted to be redeemed when the reporting person ceases to be a director of Global Water Resources, Inc., with detailed redemption requirements set out in the company’s omnibus plans.

What is the economic value relationship between the GWRS RSUs and common stock?

Each Restricted Stock Unit is described as the economic equivalent of one share of common stock of Global Water Resources, Inc., meaning one unit tracks the value of one common share.

Was the GWRS RSU grant made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported in connection with this grant of Restricted Stock Units.

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Available on EDGAR 09/02/2026 - 04:00 PM Accepted by SEC EDGAR 09/02/2026 - 03:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander Richard M

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX ARIZONA 85027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/31/2026		A		54		(2)	(2)	Common Stock	54	$0	2,928	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)