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Global Water Resources director granted 47 RSUs

Global Water Resources granted a small, fully vested RSU award to a director, settled only when board service ends.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that director Brett Huckelbridge received a grant of 47 Restricted Stock Units on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and is fully vested upon grant, but may be redeemed only when he ceases to be a director. Following this award, he holds 12,165 RSUs directly.

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Insider Huckelbridge Brett
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 47 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 12,165 contracts (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs granted 47 units Equity award to director on August 31, 2026
RSUs held after transaction 12,165 units Total Restricted Stock Units directly held by Brett Huckelbridge after grant
Transaction price per RSU $0.00 Equity grant with no cash exercise price
Underlying common shares per RSU 1 share per unit Each RSU is the economic equivalent of one share of common stock
Transaction date August 31, 2026 Grant date for the 47 Restricted Stock Units
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
redeemed financial
"RSUs are only permitted to be redeemed upon the reporting person"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated"

FAQ

What insider transaction did GWRS disclose for Brett Huckelbridge?

Global Water Resources disclosed that director Brett Huckelbridge received a grant of 47 Restricted Stock Units on August 31, 2026, as an equity-based award. The grant carries no cash exercise price and represents additional director compensation in equity form.

How many GWRS RSUs does Brett Huckelbridge hold after this grant?

After the August 31, 2026 grant, Brett Huckelbridge directly holds 12,165 Restricted Stock Units. Each RSU is the economic equivalent of one share of common stock of Global Water Resources, Inc.

What are the vesting terms of the new GWRS RSU grant?

The 47 Restricted Stock Units are fully vested upon grant. However, the RSUs are only permitted to be redeemed when Brett Huckelbridge ceases to be a director of Global Water Resources, according to the disclosure.

When can the GWRS RSUs granted to Brett Huckelbridge be redeemed?

The RSUs may be redeemed only when Brett Huckelbridge ceases to be a director of Global Water Resources. Redemption requirements are described in the company’s Omnibus plans referenced in its latest Form 10-K.

Was the GWRS RSU grant to Brett Huckelbridge made under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not checked, and there is no footnote stating the grant was made pursuant to a Rule 10b5-1 trading arrangement.

What does each RSU granted by GWRS to Brett Huckelbridge represent?

Each Restricted Stock Unit granted to Brett Huckelbridge is the economic equivalent of one share of Global Water Resources common stock. This means the value of each RSU tracks the value of one common share, subject to the plan’s redemption rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/31/2026A47 (2) (2)Common Stock47$012,165D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)