Global Water Resources (GWRS) director receives 68 RSUs, holding rises to 2,737 units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. director Alexander Richard M received a grant of 68 restricted stock units on 2026-05-29. Each RSU is the economic equivalent of one share of common stock and the units are fully vested upon grant. The RSUs may only be redeemed when he ceases to be a director, as described in the company’s omnibus plans. Following this grant, he holds a total of 2,737 RSUs directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Alexander Richard M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	68	$0.00	--

Holdings After Transaction: Restricted Stock Units — 2,737 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Key Figures

RSUs granted: 68 units RSU holdings after grant: 2,737 units Grant price per RSU: $0.0000 per unit +1 more

4 metrics

RSUs granted 68 units Restricted Stock Units granted on 2026-05-29

RSU holdings after grant 2,737 units Total RSUs held directly following the transaction

Grant price per RSU $0.0000 per unit Equity award with no cash exercise price

Underlying common shares 68 shares Common stock underlying the RSU grant

Key Terms

Restricted Stock Units, economic equivalent, Omnibus plans, fully vested upon grant

4 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units" and each RSU is the economic equivalent of one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Omnibus plans financial

"Redemption requirements are detailed within the Omnibus plans incorporated by reference"

fully vested upon grant financial

"The RSUs are fully vested upon grant"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

06/02/2026 - 06:17 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander Richard M

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/29/2026		A		68		⁽²⁾	⁽²⁾	Common Stock	68	$0	2,737	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report for Alexander Richard M?

Global Water Resources reported that director Alexander Richard M received 68 restricted stock units. These RSUs are fully vested on grant and are economically equivalent to common shares, increasing his direct RSU holdings to 2,737 units after the transaction.

How many restricted stock units does the GWRS director hold after this Form 4?

After the award, the director holds 2,737 restricted stock units. Each RSU represents the economic equivalent of one Global Water Resources common share, providing equity-based compensation that aligns his interests with shareholders while he serves on the board.

Are the newly granted GWRS restricted stock units immediately vested?

Yes, the 68 restricted stock units granted to the director are fully vested upon grant. Although vested, they can only be redeemed when he ceases to be a director, according to the company’s omnibus plans referenced in its latest filed Form 10-K.

When can the Global Water Resources director redeem his restricted stock units?

The director may only redeem his restricted stock units once he ceases to be a director. This condition, detailed in the company’s omnibus plans, means the RSUs function as long-term equity compensation tied to his continued board service at Global Water Resources.

What does each GWRS restricted stock unit represent for the director?

Each restricted stock unit is the economic equivalent of one share of Global Water Resources common stock. This gives the director equity-linked value without an immediate cash investment, aligning him financially with shareholders through stock-based compensation rather than open-market purchases.