Global Water SVP granted 3 RSUs on Aug. 31

An SVP at Global Water Resources received a small grant of 3 RSUs, bringing his direct RSU holdings to 1,093.

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that officer John Carroll Lenderking, SVP, Water Resources, received a grant of 3 Restricted Stock Units on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and vests before becoming exercisable. Following this award, he holds 1,093 RSUs directly.

Insider Trade Summary

Grant/Award: 3 shares

Grant/Award 1 txn

Insider Lenderking John Carroll

Role SVP, Water Resources

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	3	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 1,093 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Key Figures

RSUs granted: 3 units RSUs following transaction: 1,093 units Transaction price per RSU: $0.00

3 metrics

RSUs granted 3 units Grant to SVP, Water Resources on August 31, 2026

RSUs following transaction 1,093 units Direct holdings of John Carroll Lenderking after the award

Transaction price per RSU $0.00 Compensation-related RSU grant with no per-share cost reported

Key Terms

Restricted Stock Units, economic equivalent, vesting

3 terms

Restricted Stock Units financial

"The transaction involved Restricted Stock Units that are the economic equivalent"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit is the economic equivalent of one share"

vesting financial

"The RSUs are exercisable at time of vesting and do not have a set expiration date"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What insider transaction did GWRS report for August 31, 2026?

Global Water Resources reported that SVP, Water Resources John Carroll Lenderking received a grant of 3 Restricted Stock Units (RSUs) on August 31, 2026, as a compensation-related award at no per-share cost.

How many GWRS Restricted Stock Units does the officer hold after this Form 4?

After the August 31, 2026 grant, SVP, Water Resources John Carroll Lenderking holds a total of 1,093 Restricted Stock Units directly, each representing the economic equivalent of one share of Global Water Resources common stock.

What type of security was involved in this GWRS Form 4 filing?

The transaction involved Restricted Stock Units (RSUs), each described as the economic equivalent of one share of common stock of Global Water Resources, Inc., which become exercisable at the time of vesting.

Was the GWRS RSU grant made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the RSU grant was made pursuant to a Rule 10b5-1 trading plan.

Do the GWRS RSUs reported have an expiration date?

The footnotes state that the RSUs are exercisable at the time of vesting and do not have a set expiration date, meaning they become exercisable when vested without a specified expiry.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:00 PM Accepted by SEC EDGAR 09/02/2026 - 03:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lenderking John Carroll

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX ARIZONA 85027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Water Resources

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/31/2026		A		3		(2)	(2)	Common Stock	3	$0	1,093	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)