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[Form 4] Global Water Resources, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that President and CEO Ronnie L. Fleming received a grant of 43 restricted stock units on February 27, 2026. Each RSU is the economic equivalent of one share of common stock, is fully vested upon grant, and is immediately exercisable with no set expiration date. Following this award, Fleming holds 15,544 restricted stock units directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fleming Ronnie L

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 A 43 (2) (2) Common Stock 43 $0 15,544 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Global Water Resources (GWRS) report for Ronnie L. Fleming?

Global Water Resources reported that President and CEO Ronnie L. Fleming received a grant of 43 restricted stock units. These units were awarded on February 27, 2026 and increase his directly held restricted stock units to 15,544 after the transaction.

What are the terms of the 43 restricted stock units granted at GWRS?

The 43 restricted stock units granted to Ronnie L. Fleming are fully vested upon grant and immediately exercisable. Each unit is the economic equivalent of one share of Global Water Resources common stock and the RSUs do not have a set expiration date.

How many restricted stock units does the GWRS CEO hold after this grant?

After the grant of 43 restricted stock units, President and CEO Ronnie L. Fleming holds a total of 15,544 restricted stock units directly. This figure reflects his updated derivative holdings immediately following the February 27, 2026 award transaction.

How does Global Water Resources define each restricted stock unit in this Form 4?

Each restricted stock unit is described as the economic equivalent of one share of Global Water Resources common stock. This means the RSUs track the value of common shares, giving similar economic exposure without initially issuing actual shares of stock.

Do the restricted stock units granted to the GWRS CEO have an expiration date?

The restricted stock units granted to the GWRS CEO do not have a set expiration date. According to the disclosure, they are fully vested and immediately exercisable upon grant, which means they remain outstanding until exercised or otherwise settled.
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