Global Water Resources (GWRS) director receives 69 fully vested RSUs

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources director Alexander Richard M reported an equity compensation grant. On April 30, 2026, he received 69 Restricted Stock Units (RSUs), each economically equivalent to one share of the company’s common stock.

The RSUs were fully vested upon grant and may be redeemed only when he ceases to be a director, as described in the company’s Omnibus plans. Following this grant, his reported holdings linked to this award total 2,669 RSUs.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Alexander Richard M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	69	$0.00	--

Holdings After Transaction: Restricted Stock Units — 2,669 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Key Figures

RSUs granted: 69 Restricted Stock Units Holdings after transaction: 2,669 Restricted Stock Units RSU-to-share ratio: 1 RSU = 1 common share (economic equivalent) +1 more

4 metrics

RSUs granted 69 Restricted Stock Units Grant on April 30, 2026

Holdings after transaction 2,669 Restricted Stock Units Total RSUs following grant

RSU-to-share ratio 1 RSU = 1 common share (economic equivalent) Per footnote definition

Grant price $0.00 per RSU Equity compensation, no cash exercise price

Key Terms

Restricted Stock Units, RSU, Omnibus plans

3 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU financial

"Each restricted stock unit ("RSU") is the economic equivalent"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Omnibus plans financial

"Redemption requirements are detailed within the Omnibus plans"

Form 4 Insider Transactions: What Each Field Means →

05/04/2026 - 09:27 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander Richard M

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/30/2026		A		69		⁽²⁾	⁽²⁾	Common Stock	69	$0	2,669	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report?

Global Water Resources director Alexander Richard M received 69 Restricted Stock Units as equity compensation. These RSUs are fully vested on grant and are economically equivalent to 69 shares of common stock, increasing his reported RSU holdings to 2,669 units.

How many Restricted Stock Units did the Global Water Resources director receive?

He was granted 69 Restricted Stock Units on April 30, 2026. Each RSU represents the economic equivalent of one share of Global Water Resources common stock, adding to his existing equity position as disclosed in the filing.

Are the newly granted Global Water Resources RSUs immediately vested?

Yes, the 69 Restricted Stock Units granted to the director are fully vested upon grant. Although vested, they can only be redeemed when he ceases to be a director, according to the company’s Omnibus plans referenced in its latest Form 10-K.

When can the director redeem the 69 Global Water Resources RSUs?

The 69 RSUs may be redeemed only when the reporting person stops serving as a director. This restriction is outlined in the company’s Omnibus plans, which are incorporated by reference in Global Water Resources’ most recently filed annual report.

How many Global Water Resources RSUs does the director hold after this grant?

After receiving 69 new RSUs, the director’s reported total related RSU holdings are 2,669 units. Each unit is economically equivalent to one share of Global Water Resources common stock, providing a direct link between his compensation and shareholder value.

What is the economic value relationship between the RSUs and Global Water Resources common stock?

Each Restricted Stock Unit is described as the economic equivalent of one share of Global Water Resources common stock. This means the director’s 69 new RSUs track the value of 69 common shares, aligning his equity compensation with the company’s share performance.