Canaccord files Form 144 disclosing share sales

Canaccord Genuity Corp submitted a Form 144 disclosure related to proposed sales of Common shares for the issuer trading on OTCQX.

Accepted by SEC EDGAR 04/28/2026 - 04:39 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Form 144 disclosure related to proposed sales of Common shares for the issuer trading on OTCQX. The filing lists multiple small dispositions dated 01/29/2026–02/04/2026 and identifies a set of past sales by DCG International Investments Ltd.

Key Figures

Shares sold on 01/29/2026: 378 shares Shares sold on 01/30/2026: 1,200 shares Shares sold on 02/02/2026: 1,200 shares +2 more

5 metrics

Shares sold on 01/29/2026 378 shares Sale date listed as 01/29/2026

Shares sold on 01/30/2026 1,200 shares Sale date listed as 01/30/2026

Shares sold on 02/02/2026 1,200 shares Sale date listed as 02/02/2026

Shares sold on 02/03/2026 1,200 shares Sale date listed as 02/03/2026

Shares sold on 02/04/2026 725 shares Sale date listed as 02/04/2026

Key Terms

Form 144, OTCQX, Privately Negotiated Transaction

3 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information 144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

OTCQX market

"04/28/2026 | OTCQX 144: Securities To Be Sold"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

Privately Negotiated Transaction financial

"09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does GXLM's Form 144 filed by Canaccord Genuity disclose?

The filing discloses proposed and recent sales of Common shares. It lists dispositions dated 01/29/2026 through 02/04/2026 and names DCG International Investments Ltd among sellers.

How many shares were sold in the transactions listed on the Form 144 for GXLM?

The Form 144 lists individual sales of 378, 1,200, 1,200, 1,200, and 725 shares on specific dates between 01/29/2026 and 02/04/2026. These are per‑transaction counts as shown.

Who is the reporting broker or intermediary on the GXLM Form 144?

The filing shows Canaccord Genuity Corp with an address in Vancouver and lists the market as OTCQX. The document identifies Canaccord Genuity Corp in the filer information.

Were the listed GXLM transactions privately negotiated or open‑market?

The excerpt shows at least one entry labeled Privately Negotiated Transaction and indicates a purchase from Issuer on 09/22/2020, consistent with private transaction labeling in the filing.

Does the Form 144 state aggregate proceeds or remaining holdings for GXLM?

The provided excerpt lists individual sale entries and numeric values beside them but does not state an explicit aggregate proceeds total or a post‑transaction holding total in the visible text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE STELLAR LUMENS TRUST (XLM)
SEC File Number	000-56434
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1204	21873.91	1406600	04/28/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			1204	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	378	7040.25
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	1200	22118.04
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	1200	20820.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	1200	20460.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	725	11977.0

144: Remarks and Signature

Remarks
Date of Notice	04/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)