What is Anthony I. Kim’s Hanmi Financial (HAFC) share ownership after these transactions?

Following the vesting and tax withholding, Anthony I. Kim directly owned 44,493 shares of Hanmi Financial common stock. This figure reflects the net shares remaining after 4,455 vested shares were added and 1,776 shares were withheld for tax obligations.

Hanmi Financial (NASDAQ: HAFC) banking chief reports stock vesting and tax withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported routine share-based compensation activity. On March 26, 2026, 4,455 shares of common stock vested as a performance-based restricted stock award, reflecting a 120% payout of the original 3,713-share grant. To satisfy tax obligations on this vesting, 1,776 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than sold on the open market. After these transactions, Kim held 44,493 shares of Hanmi Financial common stock directly.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Kim Anthony I.

Role Chief Banking Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	339	$26.33	$9K
Grant/Award	Common Stock	4,455	$0.00	--
Tax Withholding	Common Stock	1,437	$26.33	$38K

Holdings After Transaction: Common Stock — 44,493 shares (Direct)

Footnotes (1)

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Key Figures

Vested shares: 4,455 shares Original grant: 3,713 shares Payout level: 120% +3 more

6 metrics

Vested shares 4,455 shares Performance-based restricted stock vested on March 26, 2026

Original grant 3,713 shares Restricted stock granted on March 10, 2023

Payout level 120% Performance criteria for three-year period ending March 10, 2026

Tax-withheld shares 1,776 shares Shares delivered to cover tax liabilities on March 26, 2026

Withholding price $26.33 per share Value used for tax-withholding dispositions

Post-transaction holdings 44,493 shares Common stock directly owned after vesting and tax withholding

Key Terms

restricted stock, performance criteria, tax-withholding disposition, grant, award, or other acquisition

4 terms

restricted stock financial

"the reporting person was granted 3,713 shares of restricted stock which would vest"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

performance criteria financial

"subject to the satisfaction of certain performance criteria. The performance criteria for the three year period"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

04/06/2026 - 04:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Anthony I.

(Last)

(First)

(Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES

CALIFORNIA

90017

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Banking Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/30/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/26/2026		F		339	D	$26.33	44,493	D
Common Stock	03/26/2026		A		4,455⁽¹⁾	A	$0	48,948	D
Common Stock	03/26/2026		F		1,437	D	$26.33	47,511	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On March 10, 2023, the reporting person was granted 3,713 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 4,455 shares (120% of payout).

	/s/ Anthony Kim	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did HAFC executive Anthony I. Kim report on this Form 4/A?

Anthony I. Kim reported a performance-based restricted stock vesting and related tax withholding. On March 26, 2026, 4,455 shares of Hanmi Financial common stock vested and 1,776 shares were withheld to cover tax liabilities, with the balance retained as direct holdings.

How many Hanmi Financial (HAFC) shares vested for Anthony I. Kim and what triggered it?

4,455 shares vested for Anthony I. Kim after performance criteria were met. The award was originally 3,713 restricted shares granted on March 10, 2023, with performance over a three-year period ending March 10, 2026 certified on March 26, 2026 at 120% payout.

Were the HAFC insider transactions open-market sales or tax withholding events?

The Form 4/A shows tax-withholding dispositions, not open-market sales. Two transactions totaling 1,776 shares, coded “F,” represent payment of tax liabilities by delivering shares back to the issuer in connection with the restricted stock vesting.

How was the 120% payout for Anthony I. Kim’s HAFC restricted stock award determined?

The 120% payout resulted from performance criteria tied to a three-year period. A grant of 3,713 restricted shares on March 10, 2023 was subject to performance through March 10, 2026, and certification on March 26, 2026 confirmed achievement at 120%, yielding 4,455 vested shares.