Hanmi Financial (NASDAQ: HAFC) CEO reports tax share withholding

Rhea-AI Filing Summary

Hanmi Financial Corp President & CEO Bonita Lee reported a routine tax-related share disposition. On April 1, 2026, 3,769 shares of common stock were withheld at $26.60 per share to cover tax obligations, not sold on the open market. After this withholding, she directly holds 202,555 common shares and indirectly holds 1,000 shares through her spouse.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider LEE BONITA

Role President & CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	3,769	$26.60	$100K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 202,555 shares (Direct); Common Stock — 1,000 shares (Indirect, By Spouse)

Footnotes (1)

Key Figures

Tax-withheld shares: 3,769 shares Withholding price: $26.60 per share Direct holdings after transaction: 202,555 shares +1 more

4 metrics

Tax-withheld shares 3,769 shares Common stock withheld for taxes on April 1, 2026

Withholding price $26.60 per share Price used for tax-withholding disposition

Direct holdings after transaction 202,555 shares Common stock directly owned by CEO after withholding

Indirect spouse holdings 1,000 shares Common stock held indirectly by spouse

Key Terms

tax-withholding disposition, transaction code F, indirect ownership

3 terms

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

transaction code F financial

"transaction_code": "F", "transaction_code_description""

indirect ownership financial

""direct_or_indirect": "I", "nature_of_ownership": "By Spouse""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEE BONITA

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		3,769	D	$26.6	202,555	D
Common Stock								1,000	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Bonita Lee	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did HAFC CEO Bonita Lee report on this Form 4?

HAFC President & CEO Bonita Lee reported a tax-related share disposition. On April 1, 2026, 3,769 shares of Hanmi Financial common stock were withheld to satisfy tax obligations, rather than sold in the market, as part of routine equity compensation processing.

How many HAFC shares were withheld for taxes and at what price?

A total of 3,769 Hanmi Financial common shares were withheld for taxes at $26.60 per share. This represents a payment of tax liability using shares instead of cash, classified under transaction code F on the Form 4 filing for Bonita Lee.

How many HAFC shares does Bonita Lee hold after this tax-withholding transaction?

After the reported transaction, Bonita Lee directly holds 202,555 Hanmi Financial common shares. The filing also shows an additional 1,000 shares held indirectly through her spouse, indicating both direct and family-related ownership positions in the company’s stock.

Was the HAFC CEO’s Form 4 a market sale of shares?

No, the Form 4 shows a tax-withholding disposition, not a market sale. Shares were delivered to cover tax obligations at $26.60 per share, using transaction code F, which differs from open-market sales typically reported with transaction code S.

What indirect ownership in HAFC stock is reported for the CEO’s household?

The Form 4 discloses 1,000 Hanmi Financial common shares held indirectly "By Spouse." This indicates an additional household-related interest in HAFC stock, separate from Bonita Lee’s 202,555 directly owned shares, even though no buy or sell transaction is reported for that indirect position.