Tax withholding moves 148 Hanmi Financial (HAFC) shares for CAO

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a routine tax-related stock transaction. On April 1, 2026, 148 shares of common stock were disposed of at $26.60 per share to satisfy tax obligations on equity compensation. After this tax-withholding disposition, he directly owned 2,765 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Pangrazio Joseph

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	148	$26.60	$4K

Holdings After Transaction: Common Stock — 2,765 shares (Direct)

Footnotes (1)

Key Figures

Tax-withholding shares: 148 shares Tax-withholding price: $26.60/share Shares owned after transaction: 2,765 shares

3 metrics

Tax-withholding shares 148 shares Common Stock disposed on April 1, 2026 for taxes

Tax-withholding price $26.60/share Value used for 148-share tax disposition

Shares owned after transaction 2,765 shares Direct common stock holdings after April 1, 2026 event

Key Terms

tax-withholding disposition, Common Stock, Payment of exercise price or tax liability by delivering securities, Form 4

4 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pangrazio Joseph

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		148	D	$26.6	2,765	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph Pangrazio	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hanmi Financial (HAFC) report for Joseph Pangrazio?

Hanmi Financial reported that Chief Accounting Officer Joseph Pangrazio had 148 common shares disposed of at $26.60 each to cover tax obligations on equity compensation, a routine tax-withholding event rather than an open-market purchase or sale.

How many Hanmi Financial (HAFC) shares were involved in the latest insider tax withholding?

The filing shows 148 shares of Hanmi Financial common stock were used to satisfy tax liabilities at a price of $26.60 per share, reflecting a small, routine adjustment linked to equity compensation rather than a discretionary trade in the open market.

How many Hanmi Financial (HAFC) shares does Joseph Pangrazio hold after this Form 4?

Following the April 1, 2026 tax-withholding disposition, Chief Accounting Officer Joseph Pangrazio directly owns 2,765 shares of Hanmi Financial common stock. This figure reflects his position after 148 shares were used to pay taxes tied to equity-based compensation.

Was the Hanmi Financial (HAFC) insider transaction an open-market sale or a tax withholding?

The Form 4 describes the event as a tax-withholding disposition, not an open-market sale. 148 shares of common stock were delivered at $26.60 per share to satisfy tax liabilities arising from equity compensation, a common administrative transaction for executives.

What does the F transaction code mean in the Hanmi Financial (HAFC) Form 4?

In this Form 4, transaction code F indicates payment of an exercise price or tax liability by delivering securities. For Hanmi Financial, it reflects 148 shares of common stock used to cover taxes related to equity awards for Chief Accounting Officer Joseph Pangrazio.