HANMI FINANCIAL (NASDAQ: HAFC) CFO reports 916-share tax withholding

Rhea-AI Filing Summary

HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported a tax-withholding disposition of company stock. On this Form 4, 916 shares of common stock were withheld on April 1, 2026 at $26.60 per share to cover tax obligations, leaving him with 77,410 directly held shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SANTAROSA ROMOLO

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	916	$26.60	$24K

Holdings After Transaction: Common Stock — 77,410 shares (Direct)

Footnotes (1)

Key Figures

Tax-withholding shares: 916 shares Per-share valuation: $26.60 per share Shares owned after transaction: 77,410 shares

3 metrics

Tax-withholding shares 916 shares Common Stock withheld for taxes on April 1, 2026

Per-share valuation $26.60 per share Value used for the 916-share tax-withholding disposition

Shares owned after transaction 77,410 shares Direct Common Stock holdings following the withholding

Key Terms

tax-withholding disposition, Common Stock, Form 4

3 terms

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SANTAROSA ROMOLO

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		916	D	$26.6	77,410	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Romolo Santarosa	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HANMI FINANCIAL CORP (HAFC) report for Romolo Santarosa?

HANMI FINANCIAL CORP reported that Chief Financial Officer Romolo Santarosa had 916 shares of common stock withheld for taxes. The Form 4 classifies this as a tax-withholding disposition, not an open-market sale or purchase of HAFC shares.

How many HANMI FINANCIAL CORP (HAFC) shares were involved in the latest Form 4?

The latest Form 4 shows 916 shares of HANMI FINANCIAL CORP common stock involved in a tax-withholding disposition. These shares were delivered to satisfy tax obligations tied to equity compensation, rather than being traded on the open market.

At what price were the HANMI FINANCIAL CORP (HAFC) shares valued in the tax-withholding transaction?

The 916 HANMI FINANCIAL CORP common shares in the tax-withholding event were valued at $26.60 per share. This price is used to determine the value of shares delivered to satisfy the Chief Financial Officer’s tax liability related to equity compensation.

How many HANMI FINANCIAL CORP (HAFC) shares does Romolo Santarosa hold after this Form 4 transaction?

After this tax-withholding disposition, Chief Financial Officer Romolo Santarosa directly holds 77,410 shares of HANMI FINANCIAL CORP common stock. This post-transaction balance is reported on the Form 4 as his direct ownership position following the withholding event.

Was the HANMI FINANCIAL CORP (HAFC) Form 4 transaction an open-market sale?

No, the Form 4 identifies the transaction as a tax-withholding disposition, coded “F.” This means 916 shares were delivered to cover tax obligations, rather than being sold in an open-market transaction for discretionary portfolio or liquidity reasons.