Hanmi Financial (HAFC) risk chief surrenders 360 shares for taxes

Rhea-AI Filing Summary

Hanmi Financial Corp’s Chief Risk Officer, Michael Du, reported a small tax-related share disposition. On this Form 4, 360 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non‑market “tax-withholding disposition” rather than an open‑market sale. After this transaction, he directly holds 15,249 shares of Hanmi Financial common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Du Michael

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	360	$26.60	$10K

Holdings After Transaction: Common Stock — 15,249 shares (Direct)

Footnotes (1)

Key Figures

Tax-withheld shares: 360 shares Price per share: $26.60 per share Post-transaction holdings: 15,249 shares

3 metrics

Tax-withheld shares 360 shares Common Stock delivered to cover tax liability

Price per share $26.60 per share Value used for 360-share tax-withholding disposition

Post-transaction holdings 15,249 shares Common Stock directly held by Michael Du after disposition

Key Terms

tax-withholding disposition, Common Stock, Chief Risk Officer, Form 4

4 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Chief Risk Officer financial

"officer_title: "Chief Risk Officer""

The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Du Michael

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		360	D	$26.6	15,249	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michael Du	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hanmi Financial (HAFC) report for Michael Du?

Hanmi Financial reported that Chief Risk Officer Michael Du surrendered 360 common shares in a tax-withholding disposition. The shares were valued at $26.60 each and used to cover tax liabilities, rather than being sold on the open market.

Was the Hanmi Financial (HAFC) insider transaction an open-market sale?

No, the transaction was not an open-market sale. It was coded as a tax-withholding disposition, meaning 360 shares were delivered to satisfy tax obligations. This type of event is typically administrative and does not reflect a discretionary market trade.

How many Hanmi Financial (HAFC) shares does Michael Du hold after the filing?

After the reported tax-withholding disposition, Chief Risk Officer Michael Du holds 15,249 shares of Hanmi Financial common stock directly. This figure reflects his remaining position following the surrender of 360 shares for tax purposes in the Form 4 filing.

What does transaction code “F” mean in the Hanmi Financial (HAFC) Form 4?

Code “F” in the Form 4 indicates a payment of an exercise price or tax liability by delivering securities. In this case, 360 Hanmi Financial common shares were used to cover tax obligations, classed as a tax-withholding disposition rather than a voluntary buy or sell.

What role does Michael Du hold at Hanmi Financial (HAFC)?

Michael Du is the Chief Risk Officer of Hanmi Financial Corp. His Form 4 filing reflects an insider transaction where 360 common shares were surrendered for taxes, leaving him with 15,249 directly held shares after the reported disposition.