Happen counsel sells 2,800 shares at $17.56

Q: At what price were the HAPN shares sold in this insider transaction?

The 2,800 Happen, Inc. shares were sold at a price of $17.56 per share, as disclosed for the September 3, 2026 transaction.

Q: Which Happen, Inc. officer filed this Form 4 transaction?

The Form 4 transaction was reported by Jordan Cheng, who serves as General Counsel & Secretary of Happen, Inc.

A senior legal officer at Happen, Inc. completed a small pre-planned stock sale under a Rule 10b5-1 trading plan.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Happen, Inc. (HAPN) reported that its General Counsel & Secretary, Jordan Cheng, sold 2,800 shares of common stock on September 3, 2026 in a sale transaction at a price of $17.56 per share. After this trade, Cheng held 106,413 shares directly, and the transaction was effected pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary 10b5-1

Net Seller: 2,800 shares

Net Sell 1 txn

Insider Cheng Jordan

Role General Counsel & Secretary

Sold 2,800 shs ($49K)

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	2,800	$17.56	$49K

Holdings After Transaction: Common Stock — 106,413 shares (Direct)

Footnotes (1)

F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Key Figures

Shares sold: 2,800 shares Sale price per share: $17.56 per share Shares held after transaction: 106,413 shares

3 metrics

Shares sold 2,800 shares Common stock sale reported for September 3, 2026

Sale price per share $17.56 per share Price for the September 3, 2026 common stock sale

Shares held after transaction 106,413 shares Direct ownership by Jordan Cheng after the reported sale

Key Terms

Rule 10b5-1 trading plan

1 terms

Rule 10b5-1 trading plan regulatory

"This transaction was effected pursuant to a Rule 10b5-1 trading plan."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did Happen, Inc. (HAPN) report in this Form 4?

Happen, Inc. reported that General Counsel & Secretary Jordan Cheng sold 2,800 shares of common stock on September 3, 2026 in a sale transaction.

At what price were the HAPN shares sold in this insider transaction?

The 2,800 Happen, Inc. shares were sold at a price of $17.56 per share, as disclosed for the September 3, 2026 transaction.

How many Happen, Inc. (HAPN) shares does the insider hold after this sale?

Following the sale, General Counsel & Secretary Jordan Cheng directly held 106,413 shares of Happen, Inc. common stock.

Was the HAPN insider trade made under a Rule 10b5-1 plan?

Yes. A footnote states that the September 3, 2026 sale of 2,800 Happen, Inc. shares was effected pursuant to a Rule 10b5-1 trading plan.

Which Happen, Inc. officer filed this Form 4 transaction?

The Form 4 transaction was reported by Jordan Cheng, who serves as General Counsel & Secretary of Happen, Inc.

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Available on EDGAR 09/04/2026 - 06:41 PM Accepted by SEC EDGAR 09/04/2026 - 06:40 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cheng Jordan

(Last)

(First)

(Middle)

C/O HAPPEN, INC.

88 KEARNY ST., SUITE 600

(Street)

SAN FRANCISCO

CALIFORNIA

94108

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Happen, Inc. [ HAPN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	General Counsel & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/03/2026		S⁽¹⁾		2,800	D	$17.56	106,413	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan.

	/s/ Bhavit Sheth, attorney-in-fact	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR