Welcome to our dedicated page for Happen SEC filings (Ticker: HAPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Happen, Inc. (HAPN) reported that its General Counsel & Secretary, Jordan Cheng, sold 2,800 shares of common stock on September 3, 2026 in a sale transaction at a price of $17.56 per share. After this trade, Cheng held 106,413 shares directly, and the transaction was effected pursuant to a Rule 10b5-1 trading plan.
Happen, Inc. (HAPN) director Erin Selleck reported selling 2,057 shares of common stock on September 4, 2026 at $17.41 per share in a transaction described as a sale in the open market or a private transaction. The sale was effected pursuant to a Rule 10b5-1 trading plan. A separate entry notes unvested director Restricted Stock Units (RSUs) under Happen, Inc.’s 2014 Equity Incentive Plan, which will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service.
Happen, Inc. (HAPN) received a Rule 144 notice from director Erin Selleck covering a planned sale of up to 9,205 shares of common stock through Charles Schwab, with an aggregate market value of $160,259.00 and a proposed sale date of September 4, 2026 on NASDAQ.
These shares arise from vested equity compensation awards dated between 2021 and 2026. As context, 115,407,464 shares of Happen, Inc. common stock were outstanding, a baseline figure not equal to the amount being sold. In the prior three months, Selleck sold 2,391 shares for $41,603.00.
Happen, Inc. (HAPN) reports that officer Jordan Cheng has filed a Rule 144 notice to sell up to 8,400 shares of common stock held at Charles Schwab, with an estimated aggregate market value of $147,504 as of September 3, 2026. The shares were acquired on November 25, 2023 through a restricted stock lapse categorized as equity compensation. The notice also lists prior Rule 144 sales over the past three months, each for 5,500 shares.
Happen, Inc. (HAPN) reported that officer Stack Fergal, SVP, Corporate Controller, effected several equity compensation transactions on August 25, 2026. Three tranches of Restricted Stock Units (RSUs) covering 6,593 RSUs were exercised or converted into an equal number of shares of common stock at a $0.00 exercise price. Corresponding non-derivative entries show the acquisition of 3,117, 1,907 and 1,569 common shares. In a separate transaction, 2,682 common shares were disposed of at $18.25 per share to satisfy tax withholding obligations related to the RSU vesting, which the company specifies does not represent a sale of shares. Footnotes describe quarterly vesting schedules for the RSU awards, conditioned on continued service.
Happen, Inc. (HAPN) director Erin Selleck reported selling common stock in the company. On June 5, 2026, Selleck sold 2,391 shares of Happen common stock at $17.40 per share in an open-market or private transaction effected pursuant to a Rule 10b5-1 trading plan.
The filing also notes a separate holding entry for the unvested portion of an annual non-employee director award of Restricted Stock Units under Happen’s 2014 Equity Incentive Plan. These RSUs are scheduled to vest quarterly over a one-year period beginning June 2, 2026, subject to continued service.
Happen, Inc. (HAPN) reported insider transactions by CEO and director Sanborn Scott. On August 26, 2026, he sold 28,750 shares of common stock at a weighted-average price of $18.2508 per share under a Rule 10b5-1 trading plan, which footnotes state may cover up to 9.4% of his equity interest. On August 25, 2026, RSUs for 27,817 shares (three tranches of 13,151; 8,045; and 6,621) were exercised into common stock at a conversion price of $0.00. Also on August 25, 14,856 shares of common stock were withheld to satisfy tax withholding obligations related to RSU vesting, which is explicitly described as not a sale.
Happen, Inc. (HAPN) reported that officer Steven C. Mattics, Bank – Chief Lending Officer, settled previously granted restricted stock units on August 25, 2026. A total of 21,034 and 6,179 RSUs were converted into an equal number of common shares at a $0.00 exercise price. In connection with these vestings, 13,697 common shares were withheld at $18.25 per share to satisfy tax withholding obligations, which the company states does not represent a market sale. The RSUs vest over time, with portions vesting on May 25, 2026 and additional tranches vesting quarterly, subject to continued service.
Happen, Inc. (HAPN) reported insider equity activity by Chief Financial Officer Andrew LaBenne on August 25, 2026. Three blocks of Restricted Stock Units (RSUs) for 12,274; 7,509; and 6,179 units were converted into an equal number of common shares at a $0.00 exercise price as vesting occurred under previously granted awards. To satisfy related tax obligations, 13,371 common shares were withheld by the company at $18.25 per share, which the filing states does not represent an open-market sale. The report also shows 12,000 common shares held indirectly in two UTMA accounts for the reporting person’s children.
Happen, Inc. (HAPN) reported equity compensation activity for General Counsel & Secretary Cheng Jordan. On August 25, 2026, a total of 12,116 Restricted Stock Units (RSUs) were exercised for an equal number of common shares at a $0.00 exercise price. In connection with this vesting, 5,477 common shares were delivered or withheld at $18.25 per share to satisfy tax withholding obligations, which the company states does not represent a sale of shares.