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Happen, Inc. (HAPN) received a notice that Scott Sanborn intends to sell 25,000 shares of its common stock under Rule 144 through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value listed as $456,500.00. The filing cites 115,407,464 shares of common stock outstanding and identifies NASDAQ as the trading market. The shares to be sold were acquired upon vesting of restricted stock units between August 25, 2019 and February 12, 2020 and are associated with a 10b5-1 trading plan, as indicated by prior sales disclosed over the past three months.
Happen, Inc. (HAPN) reported that officer Stack Fergal, SVP, Corporate Controller, sold a total of 115,000 shares of Common Stock in three open-market or private transactions on August 18–20, 2026. The sales were made under a Rule 10b5-1 trading plan at weighted-average prices between roughly $17.94 and $19.03 per share, with each day’s trades executed in multiple price levels.
Happen, Inc. (symbol HAPN) was named as the issuer in a notice filed under Rule 144 by officer Fergal Stack, covering a planned sale of 115,000 shares of common stock through broker Charles Schwab & Co., Inc. The shares to be sold had an indicated aggregate market value of $2,169,281.00 and relate to equity compensation originally acquired and paid for between 02/15/2020 and 05/25/2025. The filer states that these shares may be sold over various dates. The notice also lists prior sales over the past three months of 60,000 shares for $1,140,225.00 on 06/16/2026 and 50,000 shares for $1,050,689.00 on 07/01/2026, all in Happen, Inc. common stock.
Wellington Management Group LLP and related entities report beneficial ownership of 15,284,869 shares of Happen, Inc. common stock, representing 13.25% of the class. All reported shares are held with shared rather than sole voting and dispositive power, primarily through Wellington’s investment adviser subsidiaries.
The securities are owned of record by advisory clients of the Wellington Investment Advisers, which have rights to dividends and sale proceeds. Certain clients, including Bay Pond Partners, L.P. and Bay Pond Investors (Bermuda) L.P., each hold more than five percent of this class through Wellington-managed accounts.
Happen, Inc. Chief Financial Officer Andrew LaBenne reported a Rule 10b5-1 plan sale of 13,929 shares of common stock on 2026-08-10 at a weighted-average price of $19.3713 per share. Following the sale, he holds 221,026 shares directly and 12,000 shares indirectly through UTMAs for his children. The company previously disclosed that the maximum shares that can be sold under this plan, including this transaction, represent 7.0% of his equity interest in Happen, Inc.
Happen, Inc. CEO and director Sanborn Scott reported an open-market sale of 28,750 shares of common stock on 2026-08-05 at a weighted-average price of $20.5632 per share. Following the transaction, he directly holds 1,478,563 shares. The sale was made under a Rule 10b5-1 trading plan to diversify his assets, under which the maximum shares that may be sold, including this trade, represent 9.4% of his equity interest in the company.
Vanguard Capital Management reports a significant passive ownership position in Happen Inc common stock on a Schedule 13G. Vanguard discloses beneficial ownership of 5,772,120 shares of Happen Inc, representing 5% of the outstanding common stock as of June 30, 2026.
Vanguard has sole voting power over 859,602 shares and sole dispositive power over all 5,772,120 shares, with no shared voting or dispositive power. The filing explains that the reported holdings include securities managed by Vanguard Capital Management LLC and specified affiliated entities and business divisions, including certain Vanguard funds and client accounts over which they exercise voting and/or dispositive authority. No other single person’s economic interest in these securities exceeds 5% of the class.
Happen, Inc., formerly LendingClub Corporation, operates a nationally chartered digital marketplace bank through its wholly owned Happen Bank. As of June 30, 2026, total assets were 12,549,040 (in thousands) and deposits were 10,765,267 (in thousands), with 115,407,464 common shares outstanding.
For the three months ended June 30, 2026, the company generated total net revenue of 262,855 (in thousands) and net income of 58,148 (in thousands), up from 38,178 (in thousands) a year earlier. Diluted earnings per share were 0.50 versus 0.33 in the prior-year quarter. Net interest income rose to 179,017 (in thousands), while provision for credit losses was a net benefit of 10,917 (in thousands) compared with an expense of 39,733 (in thousands) a year ago.
Non-interest income of 83,838 (in thousands) reflected stronger origination and gain-on-sale revenues offset by larger negative net fair value adjustments. Non-interest expense increased to 198,115 (in thousands), driven partly by higher marketing. The company elected the fair value option for new held-for-investment loans beginning January 1, 2026, aligning accounting for originated loans and shifting credit loss recognition into fair value adjustments. The allowance for loan and lease losses on amortized-cost loans was 192,893 (in thousands), and nonaccrual loans totaled 55,319 (in thousands).
Happen, Inc. reported strong second-quarter 2026 results, with total net revenue of $262.9 million and record pre-tax income of $75.7 million. Net income rose to $58.1 million and diluted EPS to $0.50, both up 52% year-over-year, delivering a profit margin of 28.8%.
Loan originations reached $3.1 billion, up 29% year-over-year, supported by AI-driven automation with a >90% automation rate and efficiency gains. The company reported ROE of 15.1% and ROTCE of 15.9%, total assets of $12.5 billion, deposits of $10.8 billion, and a CET1 capital ratio of 16.9%.
Management highlighted progress on strategic initiatives, including rebranding to Happen Bank and transferring its listing to Nasdaq under HAPN, entering the $500 billion home improvement financing market, adopting fair value option accounting for new originations, and executing $50 million to date under a $100 million stock repurchase and acquisition program.
Happen, Inc. director and CEO Sanborn Scott sold 28,750 shares of common stock on July 15, 2026 at a weighted-average price of $20.078 per share, in trades ranging from $19.76 to $20.27, under a Rule 10b5-1 trading plan. He now directly owns 1,507,313 shares, and the plan allows sales of up to 9.4% of his equity interest.