STOCK TITAN

Huntington Bancshares (HBAN) exec reports new stock awards on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huntington Bancshares Inc. executive Scott D. Kleinman, Senior Executive Vice President, reported acquiring common stock of the company. On January 2, 2026, he acquired 2,028.257 shares of common stock at a price of $0.0000 per share, bringing his directly held beneficial ownership to 454,923.246 shares.

On the same date, 3.196 shares of common stock were acquired at $0.0000 per share through an indirect holding described as “By Issuer's Supplemental Stock Purchase and Tax Savings Plan,” resulting in 359.076 shares held indirectly. A footnote states that this filing should not be construed as an admission that the undersigned is the beneficial owner of the reported securities.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kleinman Scott D

(Last) (First) (Middle)
HUNTINGTON CENTER
41 S. HIGH STREET

(Street)
COLUMBUS OH 43215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Exec. V.P.
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 A 2,028.257 A $0.0000 454,923.246 D
Common Stock 01/02/2026 A 3.196 A $0.0000 359.076 I By Issuer's Supplemental Stock Purchase and Tax Savings Plan(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Rachel L. Lawless, Attorney-in-Fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in the HBAN Form 4 filing and what is their role?

The insider is Scott D. Kleinman, who serves as a Senior Executive Vice President of Huntington Bancshares Inc. and is an officer but not a director or 10% owner.

What non-derivative stock did Scott D. Kleinman acquire in this HBAN Form 4?

He reported acquiring 2,028.257 shares of Huntington Bancshares common stock on January 2, 2026 at a price of $0.0000 per share, held directly.

How many Huntington Bancshares shares does the insider own after the reported Form 4 transactions?

After the reported transactions, Scott D. Kleinman beneficially owns 454,923.246 shares of common stock directly and 359.076 shares indirectly through a supplemental stock purchase and tax savings plan.

What is the nature of the indirect ownership reported in the HBAN Form 4?

The indirect ownership is listed as common stock held "By Issuer's Supplemental Stock Purchase and Tax Savings Plan", with 3.196 shares acquired on January 2, 2026 at $0.0000 per share, bringing that indirect holding to 359.076 shares.

Does the HBAN Form 4 include any disclaimer about beneficial ownership?

Yes. A footnote states that filing the statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Are there any derivative securities reported in this HBAN Form 4?

No derivative securities transactions are reported. Table II for derivative securities is present but contains no entries for options, warrants, or other derivative instruments.
Huntington Bancshares Inc

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