Heritage Financial (NASDAQ: HFWA) director awarded 1,999 Restricted Stock Units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Heritage Financial Corp. director Allan Scott Tanton received a grant of 1,999 Restricted Stock Units. The RSUs were awarded at a reference price of $27.52 per unit and convert into 1,999 shares of common stock. Following this award, Tanton holds 1,999 RSUs directly. The RSUs are scheduled to vest or expire on May 3, 2027.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Allan Scott Tanton

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	1,999	$27.52	$55K

Holdings After Transaction: Restricted Stock Units — 1,999 shares (Direct, null)

Footnotes (1)

Key Figures

RSUs granted: 1,999 units Reference price per RSU: $27.52 per unit Total RSUs after grant: 1,999 units +2 more

5 metrics

RSUs granted 1,999 units Restricted Stock Units granted to director on June 17, 2026

Reference price per RSU $27.52 per unit Reported transaction price per Restricted Stock Unit

Total RSUs after grant 1,999 units Total Restricted Stock Units held directly following transaction

Underlying common shares 1,999 shares Shares of common stock underlying the granted RSUs

Exercise/expiration date May 3, 2027 RSU exercise and expiration date for the award

Key Terms

Restricted Stock Units, Form 4, underlying security

3 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units" linked to common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"INSIDER FILING DATA (Form 4) reporting the RSU grant"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

underlying security financial

"underlying_security_title: "Common Stock" and underlying_security_shares"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/17/2026 - 04:47 PM Accepted by SEC EDGAR 06/17/2026 - 04:46 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allan Scott Tanton

(Last)

(First)

(Middle)

201 5TH AVE SW

(Street)

OLYMPIA

WASHINGTON

98501

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0	06/17/2026		A		1,999		05/03/2027	05/03/2027	Common Stock	1,999	$27.52	1,999	D

Explanation of Responses:

Remarks:

	/s/ Kaylene Lahn Attorney in Fact for Scott Tanton Allan	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Allan Scott Tanton report for HFWA?

Director Allan Scott Tanton reported receiving a grant of 1,999 Restricted Stock Units in Heritage Financial Corp. This is a compensation-related award, not an open-market stock purchase or sale, and reflects additional equity-based incentives tied to the company’s common stock.

How many Restricted Stock Units did the HFWA director receive?

The director received 1,999 Restricted Stock Units. Each RSU represents a right to receive one share of Heritage Financial Corp. common stock in the future, subject to the award’s vesting or expiration conditions disclosed in the Form 4 filing.

What is the reference price for the granted HFWA Restricted Stock Units?

The 1,999 Restricted Stock Units were granted at a reference price of $27.52 per unit. This price is used for reporting and valuation purposes in the filing and does not represent an open-market purchase price paid by the director.

How many HFWA shares are underlying the granted RSUs?

The 1,999 Restricted Stock Units are linked to 1,999 underlying shares of Heritage Financial Corp. common stock. When the RSUs settle, and if vesting conditions are met, the director would receive a corresponding number of common shares.

What are the key dates for the HFWA Restricted Stock Units granted?

The RSUs have an exercise and expiration date of May 3, 2027. This date marks when the Restricted Stock Units are scheduled to vest or expire, according to the terms reported in the Form 4 for Heritage Financial Corp.

What is the director’s total RSU position in HFWA after this grant?

After the grant, the director directly holds 1,999 Restricted Stock Units in Heritage Financial Corp. This total reflects the newly awarded RSUs and represents his reported derivative equity position related to the company as of the transaction date.