Helios Technologies CFO converts 374 RSUs

Helios Technologies’ CFO had restricted stock units vest into common stock, with a portion of the shares withheld to cover tax obligations.

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) reported that Chief Financial Officer Jeremy Scott Evans had restricted stock units convert into common stock on September 11, 2026. A total of 374 RSUs were exercised into 374 shares of common stock, consistent with each RSU representing one share after vesting.

Of these shares, 92 shares of common stock were withheld by the issuer at a price of $70.66 per share to satisfy tax withholding requirements in connection with the RSU vesting. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

374 shares exercised/converted

Exercise 3 txns

Insider Evans Jeremy Scott

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2, F3	374	$0.00	$0.00
Exercise	Common Stock	374	$70.66	$26K
Tax Withholding	Common Stock F1	92	$70.66	$7K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 1,201 shares (Direct)

Footnotes (3)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. F3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Key Figures

RSUs converted: 374 units Common shares acquired: 374 shares Shares withheld for taxes: 92 shares +3 more

6 metrics

RSUs converted 374 units Restricted stock units converted into common stock on September 11, 2026

Common shares acquired 374 shares Shares of common stock received upon RSU conversion on September 11, 2026

Shares withheld for taxes 92 shares Common shares withheld by issuer to satisfy tax withholding requirements

Reference price per share $70.66 per share Price used for common stock entries on September 11, 2026

Original RSU grant date September 11, 2024 Grant date of restricted stock units that later vested

Vesting schedule 50% on each of first two anniversaries RSUs vest and convert into common stock over two years from grant

Key Terms

Restricted Stock Units, vesting, tax withholding requirements, Rule 10b5-1

4 terms

Restricted Stock Units financial

"The security title reported includes Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"shares were withheld to satisfy tax withholding requirements in connection with the vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax withholding requirements financial

"shares were withheld by the issuer to satisfy tax withholding requirements"

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Helios Technologies (HLIO) report for its CFO on September 11, 2026?

Jeremy Scott Evans, Chief Financial Officer, reported the conversion of 374 restricted stock units into 374 shares of common stock on September 11, 2026, related to previously granted equity awards.

How many Helios Technologies (HLIO) shares were withheld for taxes in this Form 4?

The company withheld 92 shares of common stock at $70.66 per share. A footnote states these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

What price per share is associated with the Helios Technologies (HLIO) RSU vesting event?

The RSU vesting event references a common stock price of $70.66 per share for the acquired and withheld shares reported on September 11, 2026.

Were any Helios Technologies (HLIO) shares sold into the market in this Form 4?

No. A footnote explains that no shares were sold; the 92 shares reported as disposed were withheld by the issuer solely to satisfy tax withholding obligations tied to RSU vesting.

Were the Helios Technologies (HLIO) insider transactions made under a Rule 10b5-1 plan?

No Rule 10b5-1 trading plan is indicated. The document-level checkbox for such a plan is not affirmed, and the footnotes do not describe the transactions as being made under a pre-arranged trading plan.

What were the original grant and vesting terms of the Helios Technologies (HLIO) RSUs reported?

The restricted stock units were granted on September 11, 2024. A footnote states that 50% of the awards vest and convert into common stock on each of the first two anniversaries of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 04:14 PM Accepted by SEC EDGAR 09/15/2026 - 04:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jeremy Scott

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		M		374	A	$70.66	1,293	D
Common Stock	09/11/2026		F		92(1)	D	$70.66	1,201	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(2)	09/11/2026		M			374	(3)	(3)	Common Stock	374	$0	0	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

	/s/ Marc Greenberg, Attorney-in-Fact for Jeremy Scott Evans	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)