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Helios Technologies exec converts 747 RSUs

Helios Technologies officer Matteo Arduini converted 747 RSUs into common stock from a 2024 grant and now directly holds 12,064 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) reported that officer Matteo Arduini, President of Hydraulics, FCT, exercised 747 Restricted Stock Units into 747 shares of Common Stock on September 11, 2026. These RSUs came from a September 11, 2024 grant that vests 50% on each of the first two anniversaries. Following this conversion, Arduini holds 12,064 Common shares directly, and no Rule 10b5-1 trading plan is reported.

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Insider Arduini Matteo
Role President of Hydraulics, FCT
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 747 $0.00 $0.00
Exercise Common Stock 747 $70.66 $53K
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 12,064 shares (Direct)
Footnotes (2)
  1. F1. Each RSU represents the right to receive, following vesting, one share of Common Stock.
  2. F2. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.
RSUs Exercised 747 units Restricted Stock Units converted to Common Stock on September 11, 2026
Common Stock Received 747 shares Shares of Common Stock issued upon RSU conversion on September 11, 2026
Per-share value on conversion $70.66 per share Value reported for Common Stock associated with the RSU conversion
Post-transaction holdings 12,064 shares Common Stock directly owned by Matteo Arduini after the transaction
RSU grant date September 11, 2024 Date the Restricted Stock Units underlying this conversion were granted
Vesting schedule 50% on each of first two anniversaries Vesting terms for the September 11, 2024 RSU grant
Restricted Stock Units financial
"Each RSU represents the right to receive, following vesting, one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"convert into Common Stock on each of the first two anniversaries"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HLIO report for Matteo Arduini on September 11, 2026?

HLIO reported that Matteo Arduini exercised 747 Restricted Stock Units, which converted into 747 shares of Common Stock on September 11, 2026, as part of an equity award vesting event.

How many Helios Technologies (HLIO) shares does Matteo Arduini hold after this Form 4?

After the reported transactions, Matteo Arduini directly holds 12,064 shares of Helios Technologies Common Stock, according to the filing’s post-transaction ownership figure.

What was the price associated with the HLIO common stock in Arduini’s RSU conversion?

The Form 4 shows a value of $70.66 per share for the 747 Common Stock shares received upon conversion of the Restricted Stock Units on September 11, 2026.

What are the vesting terms of Matteo Arduini’s 2024 RSU grant at HLIO?

The filing states that Restricted Stock Units granted on September 11, 2024 vest such that 50% of the award vests and converts into Common Stock on each of the first two anniversaries of the grant date.

Were Matteo Arduini’s HLIO transactions made under a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox is marked in a way that indicates no Rule 10b5-1 trading plan is reported for these transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arduini Matteo

(Last)(First)(Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FLORIDA 34243

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President of Hydraulics, FCT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/11/2026M747A$70.6612,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(1)09/11/2026M747 (2) (2)Common Stock747$00D
Explanation of Responses:
1. Each RSU represents the right to receive, following vesting, one share of Common Stock.
2. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.
/s/ Marc Greenberg, Attorney-in-fact for Matteo Arduini09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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