Helios Technologies exec exercises 747 RSUs

A Helios Technologies business unit president converted RSUs into common shares, with part of the stock withheld to cover taxes, outside a Rule 10b5-1 trading plan.

Available on EDGAR 09/15/2026 - 04:13 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. (HLIO) reported that Frederick Joseph Martich, Pres. of Hydraulics, MCT, exercised 747 restricted stock units into 747 shares of Common Stock on September 11, 2026. In a related transaction the issuer withheld 294 of those shares at a price of $70.66 per share to satisfy tax withholding requirements. No Rule 10b5-1 trading plan is reported in connection with these transactions.

Insider Trade Summary

747 shares exercised/converted

Exercise 3 txns

Insider Martich Frederick Joseph

Role Pres. of Hydraulics, MCT

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2, F3	747	$0.00	$0.00
Exercise	Common Stock	747	$70.66	$53K
Tax Withholding	Common Stock F1	294	$70.66	$21K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 14,182 shares (Direct)

Holdings Before and After: Restricted Stock Units, 747 to 0 contracts (Direct); Common Stock, 13,729 to 14,182 shares (Direct)

Footnotes (3)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. F2. Each RSU represents the right to receive, following vesting, one share of Common Stock.
3. F3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

Key Figures

RSUs converted: 747 restricted stock units Common Stock acquired from RSU conversion: 747 shares Shares withheld for taxes: 294 shares +1 more

4 metrics

RSUs converted 747 restricted stock units Exercised into Common Stock on September 11, 2026

Common Stock acquired from RSU conversion 747 shares Shares of Helios Technologies Common Stock received upon RSU vesting

Shares withheld for taxes 294 shares Delivered or withheld to satisfy tax withholding requirements

Share value at vesting $70.66 per share Applied to Common Stock involved in RSU vesting and tax withholding

Key Terms

Restricted Stock Units, vesting, tax withholding requirements

3 terms

Restricted Stock Units financial

"Restricted stock units granted to reporting person on 9/11/2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"50% of the awards vest and convert into Common Stock"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax withholding requirements financial

"shares were withheld by the issuer to satisfy tax withholding requirements"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HLIO disclose for Frederick Joseph Martich?

HLIO disclosed that Frederick Joseph Martich exercised 747 restricted stock units into 747 shares of Common Stock on September 11, 2026, with a portion of the resulting shares withheld by the issuer to satisfy tax withholding requirements.

How many HLIO shares were withheld for taxes in this Form 4?

The filing states that 294 shares of Helios Technologies Common Stock were withheld by the issuer at $70.66 per share to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

At what price were the HLIO shares related to the RSU vesting valued?

The Common Stock associated with the RSU vesting and tax withholding was valued at $70.66 per share, as disclosed for both the acquired shares from the RSU conversion and the shares withheld to satisfy taxes.

Were Frederick Joseph Martich’s HLIO transactions under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to these transactions; the document-level checkbox for such a plan is not marked as applicable.

What is the relationship of Frederick Joseph Martich to HLIO?

The reporting person, Frederick Joseph Martich, is identified as an officer of Helios Technologies, serving as President of Hydraulics, MCT, and the reported holdings and transactions are described as held directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Martich Frederick Joseph

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres. of Hydraulics, MCT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		M		747	A	$70.66	14,476	D
Common Stock	09/11/2026		F		294(1)	D	$70.66	14,182	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(2)	09/11/2026		M			747	(3)	(3)	Common Stock	747	$0	0	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Restricted stock units granted to reporting person on 9/11/2024, 50% of the awards vest and convert into Common Stock on each of the first two anniversaries of the grant date.

	/s/ Marc Greenberg, Attorney-in-fact for Frederick Joseph Martich	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)