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184,770-share RSU award for Honest Company (NASDAQ: HNST) CPO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honest Company, Inc. reported that Chief People Officer Dorria L. Ball acquired 184,770 shares of Common Stock on February 24, 2026 through a grant of Restricted Stock Units (RSUs) at a price of $0.00 per share.

The RSUs vest over four years, with 25% vesting on February 19, 2027 and the remaining 75% vesting in 12 equal quarterly installments on February 19, May 19, August 19 and November 19 thereafter, subject to her continuous service. After this award, her direct holdings total 447,394 shares, including 391,796 RSUs payable in an equivalent number of common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ball Dorria L.

(Last) (First) (Middle)
12130 MILLENNIUM DRIVE, SUITE 500

(Street)
LOS ANGELES CA 90094

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Honest Company, Inc. [ HNST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 A 184,770(1) A $0 447,394(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on February 19, 2027, and the remainder vesting in 12 equal quarterly installments on each of February 19, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.
2. Includes 391,796 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.
Remarks:
/s/ Brendan Sheehey, Attorney-in-Fact 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Honest Company (HNST) report for Dorria L. Ball?

Honest Company reported that Chief People Officer Dorria L. Ball received a grant of 184,770 Restricted Stock Units at $0.00 per share. These RSUs represent a stock-based compensation award, not an open-market purchase, and can settle in an equivalent number of common shares.

How many RSUs were granted to Honest Company (HNST) Chief People Officer?

Dorria L. Ball was granted 184,770 Restricted Stock Units of Honest Company common stock. This award increased her direct holdings to 447,394 shares, including 391,796 RSUs that are payable in an equivalent number of Honest Company common shares when they vest over time.

What is the vesting schedule for Dorria L. Ball’s RSUs at Honest Company (HNST)?

The RSUs vest over four years, with 25% vesting on February 19, 2027. The remaining 75% vest in 12 equal quarterly installments on February 19, May 19, August 19 and November 19, contingent on her continuous service under the 2021 Equity Incentive Plan.

What are Dorria L. Ball’s total reported holdings in Honest Company (HNST) after this grant?

After the RSU grant, Dorria L. Ball is reported to directly hold 447,394 shares of Honest Company common stock. This figure includes 391,796 RSUs, which are stock-based awards that may settle into the same number of common shares when vesting conditions are satisfied.

How do the RSUs granted to Honest Company (HNST) CPO affect shareholders?

The grant of 184,770 RSUs to the Chief People Officer represents stock-based executive compensation that may convert into common shares as they vest. This aligns her incentives with shareholders, while any future share issuance occurs gradually over the four-year vesting schedule.

What does a transaction code "A" mean in this Honest Company (HNST) Form 4?

The transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of securities. In this case, it reflects the stock-based compensation award of 184,770 Restricted Stock Units to the Chief People Officer rather than an open-market stock purchase.
Honest Company, Inc.

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