Welcome to our dedicated page for Harley Davidson SEC filings (Ticker: HOG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Harley-Davidson, Inc.'s SEC filings document operating results, governance, capital actions and financial-services arrangements for a Wisconsin corporation whose common stock trades on the New York Stock Exchange under HOG. Form 8-K reports furnish quarterly and annual financial results, strategic-plan disclosures, share-repurchase activity and material events involving Harley-Davidson Motor Company and Harley-Davidson Financial Services.
Proxy filings cover board composition, director elections, executive compensation and shareholder voting matters. Other current reports document executive transitions, compensatory arrangements and material agreements, including completed HDFS transactions with KKR and PIMCO-related entities. The filings also identify the company’s registered common stock, reporting controls and exhibit records tied to earnings releases and corporate events.
Jonathan R. Root, CFO and CCO of Harley-Davidson, Inc., reported an open-market sale of 1,554 shares of common stock at $24.21 per share. The transaction was executed under a pre-arranged Rule 10b5-1(c) trading plan adopted by Root. Following the sale, he holds 32,508 shares directly and 15,086.72 shares indirectly through a 401(k) plan, so the trade reflects only a portion of his overall ownership.
Harley-Davidson, Inc. director Maryrose Sylvester exercised derivative awards to acquire 6,015 shares of common stock. These shares came from "Share Units" granted under the Harley-Davidson Director Stock Plan and paid out on a 1-for-1 basis, not from open-market purchases. After the transaction, Sylvester directly holds 27,889.757 shares of common stock, including amounts previously acquired through automatic reinvestment of dividends.
HARLEY-DAVIDSON, INC. director Masood Rafeh exercised equity awards to acquire additional shares of common stock. On May 14, 2026, he converted 6,015 Share Units into 6,015 shares of Common Stock under the Harley-Davidson Director Stock Plan.
After the transactions, he directly holds 13,495 shares of Common Stock and 4,615 Share Units. Each Share Unit is equivalent to one share of common stock and was granted as director compensation, with shares generally payable on the one-year anniversary of the grant date or upon earlier termination of board service.
HARLEY-DAVIDSON, INC. director Allan C. Golston exercised derivative awards to acquire common shares rather than trading in the open market. He converted 3,008 share units into an equal number of shares of common stock, granted under the Harley-Davidson, Inc. Director Stock Plan.
After the transaction, he directly holds 7,310 shares of common stock and 5,619 share units. Each stock unit is equivalent to one share of common stock and is generally payable on the one-year anniversary of the grant date or upon earlier termination of service as a director. The filing notes that common stock holdings include shares acquired through automatic reinvestment of dividends.
HARLEY-DAVIDSON, INC. director Lori Ann Flees exercised share-based awards, converting 6,015 Share Units into the same number of Common Stock shares. These awards were granted under the Harley-Davidson, Inc. Director Stock Plan and represent compensation rather than an open-market purchase.
Following this exercise, she directly holds 17,223 shares of Common Stock, which include shares accumulated through automatic dividend reinvestment. All 6,015 Share Units shown in this filing were fully converted, leaving no remaining balance of those units.
HARLEY-DAVIDSON, INC. director James D. Farley Jr. exercised 6,015 share units into Common Stock on May 14, 2026. These units were granted under the Harley-Davidson, Inc. Director Stock Plan on a 1-for-1 basis.
Following the transaction, he directly holds 22,220.41 shares of Common Stock. The filing shows a routine, compensation-related derivative exercise with no open-market buying or selling and no remaining share units from this grant.
Harley-Davidson, Inc. director Troy Alstead exercised equity awards to acquire additional common shares. On May 14, 2026, he converted 6,015 share units into the same number of Harley-Davidson common shares, a routine exercise of derivative securities rather than an open-market purchase.
The share units were granted under the Harley-Davidson, Inc. Director Stock Plan and are structured on a 1-for-1 basis, meaning each unit equals one share of common stock. Following this transaction, Alstead directly holds 41,248.582 shares of Harley-Davidson common stock, including shares accumulated through automatic reinvestment of dividends.
Donald Smith & Co., Inc. reported beneficial ownership of 10,016,874 shares of Harley-Davidson, Inc. common stock, representing 8.96% of the class as disclosed on the Schedule 13G filing. The filing states sole voting power of 9,712,420 shares and sole dispositive power of 9,923,550 held by Donald Smith & Co., Inc., and a separate 93,324 share position held by DSCO Value Fund, L.P.
The filing clarifies that Donald Smith & Co., Inc. acts as an investment adviser and does not serve as custodian; ultimate voting and investment power for these shares rests with the advisory clients. The filing is signed by Richard L. Greenberg, CEO and Co-CIO, dated 05/13/2026.
Harley-Davidson, Inc. Chief Legal Officer Paul J. Krause reported an open-market sale of 1,564 shares of Common Stock at $26.00 per share on May 11, 2026. After the sale, he directly holds 30,012 shares and indirectly holds 598.2495 shares through a 401(k) plan. The sale was executed under a pre-arranged Rule 10b5-1(c) trading plan adopted on November 14, 2025.