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Honeywell International Inc (NASDAQ: HON) CEO converts RSUs, 131 shares withheld

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell International Inc. Chief Executive Officer Vimal Kapur exercised 300 Restricted Stock Units, which converted into 300 shares of Common Stock on July 28, 2026 under the 2016 Stock Incentive Plan. In a related transaction, 131 shares were withheld at $249.0500 per share to satisfy exercise price or tax-liability obligations. After this vesting, 285 Restricted Stock Units from this award remain outstanding, excluding future dividend-equivalent reinvestments, and Kapur reports indirect holdings of 23,288 shares in a trust and 497.8524 shares in a 401k plan.

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Insider Kapur Vimal
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F1, F3, F4, F5 300 $0.00 $0.00
Exercise Common Stock F1, F2 300 -- --
Exercise Price or Tax Liability Common Stock 131 $249.05 $33K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 285 shares (Direct); Common Stock — 2,206 shares (Direct); Common Stock — 23,288 shares (Indirect, Held in a Trust); Common Stock — 497.8524 shares (Indirect, Held in a 401k plan)
Footnotes (5)
  1. F1. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and were adjusted to reflect the spin-off of Solstice Advanced Materials Inc. from Honeywell International Inc. ("Honeywell Technologies") on October 30, 2025, and further adjusted to reflect the spin-off of Honeywell Aerospace Inc. from Honeywell Technologies on June 29, 2026 and the reverse stock split of Honeywell Technologies.
  2. F2. Instrument converts to common stock on a one-for-one basis.
  3. F3. Includes the reinvestment of dividend equivalents into 24 additional restricted stock units.
  4. F4. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest 33%, 33% and 34% on each of July 28, 2024, July 28, 2026 and July 28, 2028, respectively.
  5. F5. Excludes reinvestment of dividend equivalents during the vesting period.
RSUs exercised 300 Restricted Stock Units Converted into Common Stock on July 28, 2026
Common shares acquired 300 shares of Common Stock Received upon conversion of Restricted Stock Units on July 28, 2026
Shares withheld for exercise price or taxes 131 shares of Common Stock Disposed of at $249.0500 per share under transaction code F
Withholding transaction price $249.0500 per share Per-share value for the 131-share disposition to satisfy exercise price or tax liability
Indirect trust holdings 23,288 shares of Common Stock Held indirectly in a trust after the July 28, 2026 transactions
Indirect 401k holdings 497.8524 shares of Common Stock Held indirectly in a 401k plan after the reported transactions
Restricted Stock Units financial
"The Restricted Stock Units were granted under the 2016 Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"Includes the reinvestment of dividend equivalents into 24 additional restricted stock units."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
spin-off financial
"were adjusted to reflect the spin-off of Solstice Advanced Materials Inc."
A spin-off happens when a company creates a new, independent business by separating part of itself, like splitting off a division into its own company. This often happens so the new company can focus better on its own goals or attract different investors. It matters because it can lead to more growth opportunities and clearer focus for both companies.
reverse stock split financial
"and the reverse stock split of Honeywell Technologies."
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
401k plan financial
"total shares following transaction held in a 401k plan."
A 401(k) plan is an employer-sponsored retirement savings account that lets workers set aside part of their paycheck into investments, often with tax breaks and sometimes with matching contributions from the employer. Think of it as a workplace piggy bank that grows through employee contributions, optional company top-ups, and market returns; it matters to investors because it shapes household retirement security, drives large flows of money into public markets, and affects a company’s compensation costs and ability to attract and keep talent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity transactions did Honeywell (HON) CEO Vimal Kapur report?

Vimal Kapur reported exercising 300 Restricted Stock Units into 300 shares of Common Stock on July 28, 2026. In a related move, 131 shares of Common Stock were withheld at $249.0500 per share to satisfy exercise price or tax-liability obligations.

How many Restricted Stock Units did HON’s CEO convert, and on what terms?

Kapur converted 300 Restricted Stock Units into 300 shares of Common Stock on July 28, 2026. The instrument converts to common stock on a one-for-one basis and was granted under Honeywell’s 2016 Stock Incentive Plan for Honeywell International Inc. and its affiliates.

How many Honeywell (HON) shares were withheld for exercise price or taxes, and at what price?

A total of 131 shares of Common Stock were disposed of to satisfy exercise price or tax-liability obligations. These shares were valued at $249.0500 per share, according to the code F transaction, which covers payment of exercise price or tax liability by delivering or withholding securities.

What indirect Honeywell (HON) holdings does Vimal Kapur report after these transactions?

Kapur reports indirect ownership of 23,288 shares of Common Stock held in a trust and 497.8524 shares held in a 401k plan. These figures represent indirect holdings after the reported July 28, 2026 transactions and reflect his continuing economic exposure to Honeywell stock.

How do the Restricted Stock Units granted to Honeywell (HON) CEO Vimal Kapur vest over time?

The Restricted Stock Units vest in three tranches of 33%, 33% and 34%. Vesting occurs on July 28, 2024, July 28, 2026 and July 28, 2028, respectively, with the award structure excluding future reinvestment of dividend equivalents during the vesting period.

Were Vimal Kapur’s Honeywell (HON) equity transactions reported as part of a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox indicating that the trades were made under a trading plan is marked false. The transactions are characterized by their respective SEC transaction codes, including an M code exercise and an F code disposition.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kapur Vimal

(Last)(First)(Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NORTH CAROLINA 28202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/28/2026M300(1)A(2)2,337D
Common Stock07/28/2026F131D$249.052,206D
Common Stock23,288IHeld in a Trust
Common Stock497.8524IHeld in a 401k plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/28/2026M300(1)(3) (4) (4)Common Stock300(3)$0285(5)D
Explanation of Responses:
1. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and were adjusted to reflect the spin-off of Solstice Advanced Materials Inc. from Honeywell International Inc. ("Honeywell Technologies") on October 30, 2025, and further adjusted to reflect the spin-off of Honeywell Aerospace Inc. from Honeywell Technologies on June 29, 2026 and the reverse stock split of Honeywell Technologies.
2. Instrument converts to common stock on a one-for-one basis.
3. Includes the reinvestment of dividend equivalents into 24 additional restricted stock units.
4. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest 33%, 33% and 34% on each of July 28, 2024, July 28, 2026 and July 28, 2028, respectively.
5. Excludes reinvestment of dividend equivalents during the vesting period.
Remarks:
Richard Kent for Vimal Kapur07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)