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Honeywell International (HON) awards 14,233 RSUs to automation chief

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Form Type
4

Rhea-AI Filing Summary

Honeywell International Inc. reported that Peter James Lau, Pres/CEO Industrial Automation, received a grant of 14,233 Restricted Stock Units on August 3, 2026. These RSUs convert into common stock on a one-for-one basis and vest 50% on August 3, 2028 and 50% on August 3, 2029.

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Insider LAU PETER JAMES
Role Pres/CEO Industrial Automation
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 14,233 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 14,233 shares (Direct)
Footnotes (2)
  1. F1. Instrument converts to common stock on a one-for-one basis.
  2. F2. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 50% on August 3, 2028 and 50% on August 3, 2029.
RSUs granted 14,233 units Restricted Stock Units awarded to Peter James Lau on August 3, 2026
Underlying common shares 14,233 shares Each RSU converts into one share of common stock
RSUs after transaction 14,233 units Total Restricted Stock Units held directly after this grant
Vesting tranche 1 50% First half of RSUs vests on August 3, 2028
Vesting tranche 2 50% Second half of RSUs vests on August 3, 2029
Transaction price per RSU $0.0000 Per-unit price for the RSU grant
Restricted Stock Units financial
"security_title: Restricted Stock Units granted to executive"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2016 Stock Incentive Plan financial
"granted under the 2016 Stock Incentive Plan of Honeywell"
converts to common stock on a one-for-one basis financial
"Instrument converts to common stock on a one-for-one basis"
vest financial
"RSUs will vest 50% on August 3, 2028 and 50% on August 3, 2029"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Honeywell (HON) report for Peter James Lau?

Honeywell reported that Peter James Lau, Pres/CEO Industrial Automation, received a grant of 14,233 Restricted Stock Units on August 3, 2026. The award is part of his equity compensation and is settled in Honeywell common stock when vested.

How many Honeywell (HON) Restricted Stock Units were granted to Peter James Lau?

Peter James Lau was granted 14,233 Restricted Stock Units tied to Honeywell common stock. Following this grant, he directly holds 14,233 RSUs from this award, which will convert into the same number of Honeywell common shares as they vest over time.

When do Peter James Lau’s Honeywell (HON) RSUs vest?

The RSUs granted to Peter James Lau vest in two equal tranches: 50% on August 3, 2028 and 50% on August 3, 2029. Vesting must occur before the units convert into Honeywell common stock and become deliverable to him.

Under which plan were the Honeywell (HON) RSUs to Peter James Lau granted?

The RSUs were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. This plan governs the terms of equity awards such as restricted stock units issued to executives and other eligible participants at Honeywell.

Do Peter James Lau’s Honeywell (HON) RSUs convert into common stock?

Yes. A footnote states the instrument converts to common stock on a one-for-one basis. This means each of the 14,233 Restricted Stock Units will convert into one share of Honeywell common stock as the units vest under the award terms.

Was the Honeywell (HON) Form 4 RSU grant made under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked, so this RSU grant is not reported as made under a Rule 10b5-1 trading plan. The filing does not describe any pre-arranged trading plan related to this specific equity award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAU PETER JAMES

(Last)(First)(Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NORTH CAROLINA 28202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Pres/CEO Industrial Automation
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/03/2026A14,233 (2) (2)Common Stock14,233$014,233D
Explanation of Responses:
1. Instrument converts to common stock on a one-for-one basis.
2. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 50% on August 3, 2028 and 50% on August 3, 2029.
Remarks:
Richard Kent for Peter James Lau08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)