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Honeywell's Su Ping Lu sells 2,943 shares after exercise

The officer's reported sale covered exercise costs and withholding tax obligations; about 618 common shares were held indirectly in the 401(k) Plan.

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Form Type
4

Rhea-AI Filing Summary

Honeywell International Inc. officer Su Ping Lu (SrVP, General Counsel, CorpSec) exercised 4,033 employee stock options on October 26, 2026, at $114.44 per share, acquiring 4,033 common shares; the reported option position afterward was 0. That day, Lu sold 2,943 common shares at $221.1804 per share to cover exercise costs and withholding tax obligations. No Rule 10b5-1 plan is reported. The filing also reports about 618 common shares held indirectly in a 401(k) Plan.

Insider Lu Su Ping
Role SrVP, General Counsel, CorpSec
Sold 2,943 shs ($651K)
Approx. gross sale proceeds $651K
Approx. exercise cost $462K
Type Security Shares Price Value
Exercise Employee Stock Options (right to buy) F1, F3 4,033 $0.00 $0.00
Exercise Common Stock F1 4,033 $114.44 $462K
Sale Common Stock F2 2,943 $221.1804 $651K
holding Common Stock -- -- --
Holdings After Transaction: Employee Stock Options (right to buy) — 0 contracts (Direct); Common Stock — 6,631 shares (Direct); Common Stock — 617.937 shares (Indirect, Held in 401(k) Plan)
Footnotes (3)
  1. F1. The options held by the Reporting Person were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (the "Plan"), with the number of options and the exercise price each adjusted to reflect the Garrett Motion Inc. spin-off from Honeywell International Inc. ("Honeywell Technologies") which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell Technologies which occurred on October 29, 2018, and further adjusted to reflect the spin-off of Solstice Advanced Materials Inc. from Honeywell Technologies on October 30, 2025, the spin-off of Honeywell Aerospace Inc. from Honeywell Technologies on June 29, 2026 and the reverse stock split of Honeywell Technologies.
  2. F2. The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
  3. F3. The Employee Stock Options were granted under the Plan and vested in four equal annual installments on each of February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.
Employee stock options exercised 4,033 options October 26, 2026
Exercise price $114.44 per share Options exercised October 26, 2026
Common shares acquired 4,033 shares Option exercise on October 26, 2026
Common shares sold 2,943 shares October 26, 2026
Sale price $221.1804 per share Sale on October 26, 2026
Reported option position after exercise 0 options Following the October 26, 2026 exercise
Common shares held in 401(k) Plan Approximately 618 shares Indirect holding reported October 26, 2026
Employee Stock Options (right to buy) financial
"Employee Stock Options (right to buy)"
exercise price financial
"the number of options and the exercise price"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
withholding tax obligations financial
"withholding tax obligations arising from the stock option exercise"
401(k) Plan financial
"Held in 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HON shares did Su Ping Lu sell, and at what price?

Su Ping Lu sold 2,943 Honeywell common shares at $221.1804 per share on October 26, 2026. The reported sale covered the cost of the option exercise and withholding tax obligations, and no Rule 10b5-1 plan is reported.

How many HON options did Su Ping Lu exercise?

Su Ping Lu exercised 4,033 employee stock options on October 26, 2026, at an exercise price of $114.44 per share, acquiring 4,033 common shares. The reported option position afterward was 0.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Su Ping

(Last)(First)(Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NORTH CAROLINA 28202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SrVP, General Counsel, CorpSec
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/26/2026M4,033(1)A$114.44(1)9,574D
Common Stock10/26/2026S2,943(2)D$221.18046,631D
Common Stock617.937IHeld in 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Options (right to buy)$114.44(1)10/26/2026M4,033(1)02/28/2021(3)02/27/2027(3)Common Stock4,033(1)$00D
Explanation of Responses:
1. The options held by the Reporting Person were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (the "Plan"), with the number of options and the exercise price each adjusted to reflect the Garrett Motion Inc. spin-off from Honeywell International Inc. ("Honeywell Technologies") which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell Technologies which occurred on October 29, 2018, and further adjusted to reflect the spin-off of Solstice Advanced Materials Inc. from Honeywell Technologies on October 30, 2025, the spin-off of Honeywell Aerospace Inc. from Honeywell Technologies on June 29, 2026 and the reverse stock split of Honeywell Technologies.
2. The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
3. The Employee Stock Options were granted under the Plan and vested in four equal annual installments on each of February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.
Remarks:
Richard Kent for Su Ping Lu10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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