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Honeywell International (NASDAQ: HON) insider settles 1,958 RSUs with tax withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell International Inc. insider transaction: On July 16, 2026, SrVP, General Counsel and Corporate Secretary Su Ping Lu settled 1,958 restricted stock units granted under the 2016 Stock Incentive Plan, converting them one-for-one into common stock of Honeywell Technologies after the June 29, 2026 spin-off.

In connection with this activity, 854 common shares were disposed of at $239.58 per share in a tax-withholding transaction. Separately, 616.1688 common shares are reported as indirectly held in a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Lu Su Ping
Role SrVP, General Counsel, CorpSec
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F1, F2 1,958 $0.00 $0.00
Exercise Common Stock F1, F2, F3 1,958 -- --
Exercise Price or Tax Liability Common Stock 854 $239.58 $205K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 5,060 shares (Direct); Common Stock — 616.1688 shares (Indirect, Held in 401(k) Plan)
Footnotes (3)
  1. F1. Reflects settlement of restricted share units granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates that vested upon the successful completion of the spin-off of Honeywell Aerospace Inc. from Honeywell International Inc. ("Honeywell Technologies") on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell Technologies.
  2. F2. Includes the reinvestment of dividend equivalents into 62 additional restricted stock units.
  3. F3. Instrument converts to common stock of Honeywell Technologies on a one-for-one basis.
RSUs settled 1,958 units Restricted stock units settled into common stock on July 16, 2026
Shares withheld for taxes 854 shares Common shares disposed of in a tax-withholding transaction at $239.58 per share
Tax withholding price $239.58 per share Per-share value used in the tax-withholding disposition of common stock
Shares held in 401(k) 616.1688 shares Indirect common stock holdings reported as held in a 401(k) plan
Restricted Stock Units financial
"Security title is listed as Restricted Stock Units settled into shares."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Transaction code F is described as a tax-withholding disposition of common stock."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
spin-off financial
"Units vested upon the successful completion of the spin-off of Honeywell Aerospace Inc."
A spin-off happens when a company creates a new, independent business by separating part of itself, like splitting off a division into its own company. This often happens so the new company can focus better on its own goals or attract different investors. It matters because it can lead to more growth opportunities and clearer focus for both companies.
reverse stock split financial
"Awards were adjusted to reflect the reverse stock split of Honeywell Technologies."
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
2016 Stock Incentive Plan financial
"Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc."

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FAQ

What insider transaction did Honeywell (HON) report for Su Ping Lu?

Honeywell (HON) reported that Su Ping Lu settled 1,958 restricted stock units on July 16, 2026. These RSUs converted one-for-one into common stock of Honeywell Technologies after vesting tied to the June 29, 2026 spin-off of Honeywell Aerospace Inc.

How many shares were used for tax withholding in the HON insider transaction?

The filing shows that 854 common shares were disposed of in a tax-withholding transaction. These shares were valued at $239.58 per share, reflecting payment of tax obligations related to the restricted stock unit settlement.

What equity award plan is involved in the Honeywell (HON) Form 4 filing?

The reported restricted stock units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. The awards were later adjusted for the spin-off of Honeywell Aerospace Inc. and a reverse stock split of Honeywell Technologies.

How many shares does Su Ping Lu hold indirectly according to the HON filing?

The Form 4 reports 616.1688 common shares as indirectly held in a 401(k) plan. This entry reflects a holding line separate from the restricted stock unit settlement and related tax-withholding disposition.

How were the Honeywell (HON) restricted stock units converted in this transaction?

The filing states that the instrument converts to common stock of Honeywell Technologies on a one-for-one basis. Thus, 1,958 restricted stock units resulted in 1,958 common shares upon settlement after the spin-off adjustments.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Su Ping

(Last)(First)(Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NORTH CAROLINA 28202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SrVP, General Counsel, CorpSec
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/16/2026M(1)1,958(2)A(3)5,914D
Common Stock07/16/2026F854D$239.585,060D
Common Stock616.1688IHeld in 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)07/16/2026M(1)1,958 (1) (1)Common Stock1,958(2)$00D
Explanation of Responses:
1. Reflects settlement of restricted share units granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates that vested upon the successful completion of the spin-off of Honeywell Aerospace Inc. from Honeywell International Inc. ("Honeywell Technologies") on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell Technologies.
2. Includes the reinvestment of dividend equivalents into 62 additional restricted stock units.
3. Instrument converts to common stock of Honeywell Technologies on a one-for-one basis.
Remarks:
Richard Kent for Su Ping Lu07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)