Hope Bancorp director files Form 3, no holdings

HOPE BANCORP INC director Takaaki Nakajima filed an initial Form 3 reporting his ownership position in the company.

Rhea-AI Filing Summary

HOPE BANCORP INC director Takaaki Nakajima filed an initial Form 3 reporting his ownership position in the company. The filing states that no securities are beneficially owned, and total shares owned following this reporting are zero. The entry is a holdings disclosure only and does not reflect any buy or sell transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Nakajima Takaaki

Role Director

Type	Security	Shares	Price	Value
holding	No securities are beneficially owned	--	--	--

Holdings After Transaction: No securities are beneficially owned — 0 shares (Direct)

Key Figures

Total shares following reported position: 0 shares

1 metrics

Total shares following reported position 0 shares Director holdings as of the Form 3 reporting date

Key Terms

beneficially owned, Form 3, reporting person

3 terms

beneficially owned financial

"No securities are beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Form 3 regulatory

"filed an initial Form 3 reporting his ownership position"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"The phrase indicates the reporting person, director Takaaki Nakajima"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Takaaki Nakajima's Form 3 for HOPE Bancorp show?

The Form 3 shows that director Takaaki Nakajima currently has no beneficial ownership of HOPE Bancorp common stock, with total shares following the reported position listed as zero in the filing.

Did Takaaki Nakajima buy or sell HOPE (HOPE) shares in this Form 3?

No buy or sell transactions are reported. The Form 3 is a holdings disclosure stating that Nakajima beneficially owns no HOPE Bancorp securities, with total shares after the reported position shown as zero.

What is the significance of 'No securities are beneficially owned' on HOPE's Form 3?

The phrase indicates the reporting person, director Takaaki Nakajima, does not currently hold any HOPE Bancorp securities for SEC beneficial ownership purposes, and the total shares following the reported position are recorded as zero.

Does the HOPE Bancorp Form 3 include any derivative securities for Nakajima?

The filing does not list any derivative securities. The only entry is a holding line stating that no securities are beneficially owned and that total shares owned following the reported position are zero.

Is Takaaki Nakajima a ten percent owner of HOPE Bancorp?

The Form 3 identifies Takaaki Nakajima as a director of HOPE Bancorp but not a ten percent owner. The report also states that no securities are beneficially owned, with total shares shown as zero.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 01:12 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nakajima Takaaki

(Last) (First) (Middle)

3200 WILSHIRE BLVD. STE. 1400

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026

3. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities are beneficially owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/Angelee Harris as AIF for Guido Sacchi	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)