What stock options related to HOPE does Daisy Y. Ha still hold?

Daisy Y. Ha holds a non-qualified stock option to acquire 20,000 shares of Hope Bancorp common stock at an exercise price of $17.18, expiring on 2026-09-01. These options were granted in 2016 and fully vested by September 1, 2018.

Are Daisy Y. Ha’s HOPE share transactions reported under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, indicating the reported sale was not identified as being made under a Rule 10b5-1 pre-arranged trading plan.

Hope Bancorp director sells 26,995 shares

Q: What insider transaction did HOPE director Daisy Y. Ha report?

Daisy Y. Ha reported selling 26,995 shares of Hope Bancorp Inc. common stock at $14.245 per share on 2026-08-03. The shares were held indirectly through the Kim Ha Living Trust, which now holds 346,120 shares after the sale.

Q: How many Hope Bancorp (HOPE) shares does Daisy Y. Ha hold after the reported sale?

After the reported sale, Daisy Y. Ha reports 346,120 shares via the Kim Ha Living Trust, 141,427 shares via the Kana Trust, and 14,831 shares held directly. These figures reflect her reported positions as of the 2026-08-03 transactions.

Q: At what price were the HOPE shares sold in Daisy Y. Ha’s transaction?

The reported sale was executed at a price of $14.245 per share for 26,995 shares of Hope Bancorp Inc. common stock. This price is disclosed on a per-share basis for the transaction dated 2026-08-03.

Q: Through which entities does Daisy Y. Ha indirectly hold HOPE shares?

Indirect holdings are reported through the Kim Ha Living Trust, with 346,120 shares after the sale, and the Kana Trust, with 141,427 shares. She is identified as trustee for these trusts in the ownership descriptions.

Hope Bancorp Inc. director Daisy Y. Ha reported selling 26,995 shares of common stock on 2026-08-03 at $14.245 per share, held indirectly through the Kim Ha Living Trust, leaving 346,120 shares in that trust.

Accepted by SEC EDGAR 08/04/2026 - 07:30 PM EDT

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Rhea-AI Filing Summary

Hope Bancorp Inc. director Daisy Y. Ha reported selling 26,995 shares of common stock on 2026-08-03 at $14.245 per share, held indirectly through the Kim Ha Living Trust, leaving 346,120 shares in that trust. She also reports 14,831 shares held directly and 141,427 shares held indirectly as trustee of the Kana Trust. In addition, she holds a non-qualified stock option for 20,000 shares at an exercise price of $17.18 expiring 2026-09-01, granted under the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan and fully vested by September 1, 2018. The sale is not indicated as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 26,995 shares

Net Sell 1 txn

Insider HA DAISY Y

Role Director

Sold 26,995 shs ($385K)

Share of Position Sold 7.2%

Type	Security	Shares	Price	Value
Sale	Common Stock	26,995	$14.245	$385K
Holding	Non-qualified stock option (right to buy) ^F1	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 346,120 shares (Indirect, By self and spouse as Trustees of Kim Ha Living Trust); Non-qualified stock option (right to buy) — 20,000 contracts (Direct); Common Stock — 14,831 shares (Direct); Common Stock — 141,427 shares (Indirect, By self as Trustee of Kana Trust)

Holdings Before and After: Common Stock, 373,115 to 346,120 shares (Indirect, By self and spouse as Trustees of Kim Ha Living Trust)

Footnotes (1)

F1. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.

Key Figures

Shares sold: 26,995 shares Sale price: $14.245 per share Kim Ha Living Trust holdings: 346,120 shares +5 more

8 metrics

Shares sold 26,995 shares Common Stock sale on 2026-08-03 by Daisy Y. Ha

Sale price $14.245 per share Price for 26,995 Hope Bancorp Inc. common shares sold

Kim Ha Living Trust holdings 346,120 shares Indirect Common Stock holdings following the reported sale

Direct Common Stock holdings 14,831 shares Directly held Hope Bancorp Inc. common shares after transactions

Kana Trust holdings 141,427 shares Indirect Common Stock holdings as trustee of the Kana Trust

Option exercise price $17.18 Exercise price of non-qualified stock option for 20,000 shares

Option underlying shares 20,000 shares Underlying Hope Bancorp Inc. common shares for non-qualified option

Option expiration date 2026-09-01 Expiration of non-qualified stock option granted in 2016

Key Terms

Non-qualified stock option (right to buy), Kim Ha Living Trust, Kana Trust, 2016 Incentive Compensation Plan

4 terms

Non-qualified stock option (right to buy) financial

"security title: Non-qualified stock option (right to buy)"

Kim Ha Living Trust financial

"By self and spouse as Trustees of Kim Ha Living Trust"

Kana Trust financial

"By self as Trustee of Kana Trust"

2016 Incentive Compensation Plan financial

"pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HOPE director Daisy Y. Ha report?

Daisy Y. Ha reported selling 26,995 shares of Hope Bancorp Inc. common stock at $14.245 per share on 2026-08-03. The shares were held indirectly through the Kim Ha Living Trust, which now holds 346,120 shares after the sale.

How many Hope Bancorp (HOPE) shares does Daisy Y. Ha hold after the reported sale?

After the reported sale, Daisy Y. Ha reports 346,120 shares via the Kim Ha Living Trust, 141,427 shares via the Kana Trust, and 14,831 shares held directly. These figures reflect her reported positions as of the 2026-08-03 transactions.

At what price were the HOPE shares sold in Daisy Y. Ha’s transaction?

The reported sale was executed at a price of $14.245 per share for 26,995 shares of Hope Bancorp Inc. common stock. This price is disclosed on a per-share basis for the transaction dated 2026-08-03.

Through which entities does Daisy Y. Ha indirectly hold HOPE shares?

Indirect holdings are reported through the Kim Ha Living Trust, with 346,120 shares after the sale, and the Kana Trust, with 141,427 shares. She is identified as trustee for these trusts in the ownership descriptions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HA DAISY Y

(Last)

(First)

(Middle)

3200 WILSHIRE BLVD. STE. 1400

(Street)

LOS ANGELES

CALIFORNIA

90010

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								14,831	D
Common Stock								141,427	I	By self as Trustee of Kana Trust
Common Stock	08/03/2026		S		26,995	D	$14.245	346,120	I	By self and spouse as Trustees of Kim Ha Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Non-qualified stock option (right to buy)	$17.18							⁽¹⁾	09/01/2026	Common Stock	20,000		20,000	D

Explanation of Responses:

1. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.

	/s/Claire Hur as attorney-in-fact for Daisy Ha	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR