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[Form 4] Harrow, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Harrow Director Perry J. Sternberg received a grant of 7,339 Restricted Stock Units (RSUs) on June 20, 2025, as reported in this Form 4 filing. The RSUs were awarded as compensation for services rendered or to be rendered.

Key terms of the RSU grant:

  • Conversion price: $0
  • Vesting schedule: Full vesting on the one-year anniversary of the grant date
  • Transfer restrictions: Underlying shares cannot be delivered, transferred, or sold until termination of service
  • Ownership form: Direct

The transaction was reported by Andrew R. Boll as Attorney in Fact for Perry J. Sternberg on June 24, 2025. This equity grant aligns with common director compensation practices and creates additional alignment between the director's interests and those of shareholders.

Perry J. Sternberg, Direttore di Harrow, ha ricevuto una concessione di 7.339 Unità Azionarie Vincolate (RSU) il 20 giugno 2025, come riportato in questo modulo Form 4. Le RSU sono state assegnate come compenso per servizi resi o da rendere.

Termini chiave della concessione delle RSU:

  • Prezzo di conversione: 0$
  • Programma di maturazione: piena maturazione al primo anniversario della data di concessione
  • Restrizioni di trasferimento: le azioni sottostanti non possono essere consegnate, trasferite o vendute fino alla cessazione del servizio
  • Forma di proprietà: diretta

La transazione è stata segnalata da Andrew R. Boll in qualità di Procuratore per Perry J. Sternberg il 24 giugno 2025. Questa concessione azionaria è in linea con le pratiche comuni di compenso per i direttori e crea un maggiore allineamento tra gli interessi del direttore e quelli degli azionisti.

Perry J. Sternberg, Director de Harrow, recibió una concesión de 7,339 Unidades de Acciones Restringidas (RSU) el 20 de junio de 2025, según se informó en este formulario Form 4. Las RSU se otorgaron como compensación por servicios prestados o por prestar.

Términos clave de la concesión de RSU:

  • Precio de conversión: $0
  • Calendario de adquisición: adquisición total en el primer aniversario de la fecha de concesión
  • Restricciones de transferencia: las acciones subyacentes no pueden ser entregadas, transferidas o vendidas hasta la finalización del servicio
  • Forma de propiedad: directa

La transacción fue reportada por Andrew R. Boll como Apoderado de Perry J. Sternberg el 24 de junio de 2025. Esta concesión de acciones está alineada con las prácticas comunes de compensación de directores y crea una mayor alineación entre los intereses del director y los de los accionistas.

Harrow의 이사 Perry J. Sternberg는 2025년 6월 20일에 7,339 제한 주식 단위(RSU)를 수여받았으며, 이는 해당 Form 4 신고서에 보고되었습니다. RSU는 제공된 서비스에 대한 보상으로 수여되었습니다.

RSU 수여의 주요 조건:

  • 전환 가격: $0
  • 베스팅 일정: 수여일로부터 1년 되는 날 완전 베스팅
  • 양도 제한: 서비스 종료 전까지 기초 주식의 인도, 양도 또는 판매 불가
  • 소유 형태: 직접 소유

이 거래는 2025년 6월 24일 Perry J. Sternberg의 법정 대리인인 Andrew R. Boll에 의해 보고되었습니다. 이 지분 수여는 일반적인 이사 보상 관행과 일치하며, 이사의 이익과 주주 이익 간의 추가적인 일치를 만듭니다.

Perry J. Sternberg, administrateur de Harrow, a reçu une attribution de 7 339 unités d'actions restreintes (RSU) le 20 juin 2025, comme indiqué dans ce dépôt Form 4. Les RSU ont été attribuées en rémunération des services rendus ou à rendre.

Principaux termes de l'attribution des RSU :

  • Prix de conversion : 0 $
  • Calendrier d'acquisition : acquisition complète à la date anniversaire d'un an de l'attribution
  • Restrictions de transfert : les actions sous-jacentes ne peuvent être livrées, transférées ou vendues avant la fin du service
  • Forme de propriété : directe

La transaction a été déclarée par Andrew R. Boll en tant que mandataire de Perry J. Sternberg le 24 juin 2025. Cette attribution d'actions est conforme aux pratiques courantes de rémunération des administrateurs et renforce l'alignement des intérêts entre l'administrateur et les actionnaires.

Perry J. Sternberg, Direktor von Harrow, erhielt am 20. Juni 2025 eine Zuteilung von 7.339 Restricted Stock Units (RSUs), wie in diesem Form 4 gemeldet. Die RSUs wurden als Vergütung für erbrachte oder zu erbringende Leistungen gewährt.

Wichtige Bedingungen der RSU-Zuteilung:

  • Umwandlungspreis: 0 $
  • Vesting-Plan: Volle Vesting am ersten Jahrestag des Gewährungsdatums
  • Übertragungsbeschränkungen: Die zugrundeliegenden Aktien dürfen bis zum Dienstende weder geliefert, übertragen noch verkauft werden
  • Besitzform: Direkt

Die Transaktion wurde am 24. Juni 2025 von Andrew R. Boll als Bevollmächtigter für Perry J. Sternberg gemeldet. Diese Aktienzuteilung entspricht üblichen Vergütungspraktiken für Direktoren und sorgt für eine stärkere Übereinstimmung der Interessen des Direktors mit denen der Aktionäre.

Positive
  • None.
Negative
  • None.

Perry J. Sternberg, Direttore di Harrow, ha ricevuto una concessione di 7.339 Unità Azionarie Vincolate (RSU) il 20 giugno 2025, come riportato in questo modulo Form 4. Le RSU sono state assegnate come compenso per servizi resi o da rendere.

Termini chiave della concessione delle RSU:

  • Prezzo di conversione: 0$
  • Programma di maturazione: piena maturazione al primo anniversario della data di concessione
  • Restrizioni di trasferimento: le azioni sottostanti non possono essere consegnate, trasferite o vendute fino alla cessazione del servizio
  • Forma di proprietà: diretta

La transazione è stata segnalata da Andrew R. Boll in qualità di Procuratore per Perry J. Sternberg il 24 giugno 2025. Questa concessione azionaria è in linea con le pratiche comuni di compenso per i direttori e crea un maggiore allineamento tra gli interessi del direttore e quelli degli azionisti.

Perry J. Sternberg, Director de Harrow, recibió una concesión de 7,339 Unidades de Acciones Restringidas (RSU) el 20 de junio de 2025, según se informó en este formulario Form 4. Las RSU se otorgaron como compensación por servicios prestados o por prestar.

Términos clave de la concesión de RSU:

  • Precio de conversión: $0
  • Calendario de adquisición: adquisición total en el primer aniversario de la fecha de concesión
  • Restricciones de transferencia: las acciones subyacentes no pueden ser entregadas, transferidas o vendidas hasta la finalización del servicio
  • Forma de propiedad: directa

La transacción fue reportada por Andrew R. Boll como Apoderado de Perry J. Sternberg el 24 de junio de 2025. Esta concesión de acciones está alineada con las prácticas comunes de compensación de directores y crea una mayor alineación entre los intereses del director y los de los accionistas.

Harrow의 이사 Perry J. Sternberg는 2025년 6월 20일에 7,339 제한 주식 단위(RSU)를 수여받았으며, 이는 해당 Form 4 신고서에 보고되었습니다. RSU는 제공된 서비스에 대한 보상으로 수여되었습니다.

RSU 수여의 주요 조건:

  • 전환 가격: $0
  • 베스팅 일정: 수여일로부터 1년 되는 날 완전 베스팅
  • 양도 제한: 서비스 종료 전까지 기초 주식의 인도, 양도 또는 판매 불가
  • 소유 형태: 직접 소유

이 거래는 2025년 6월 24일 Perry J. Sternberg의 법정 대리인인 Andrew R. Boll에 의해 보고되었습니다. 이 지분 수여는 일반적인 이사 보상 관행과 일치하며, 이사의 이익과 주주 이익 간의 추가적인 일치를 만듭니다.

Perry J. Sternberg, administrateur de Harrow, a reçu une attribution de 7 339 unités d'actions restreintes (RSU) le 20 juin 2025, comme indiqué dans ce dépôt Form 4. Les RSU ont été attribuées en rémunération des services rendus ou à rendre.

Principaux termes de l'attribution des RSU :

  • Prix de conversion : 0 $
  • Calendrier d'acquisition : acquisition complète à la date anniversaire d'un an de l'attribution
  • Restrictions de transfert : les actions sous-jacentes ne peuvent être livrées, transférées ou vendues avant la fin du service
  • Forme de propriété : directe

La transaction a été déclarée par Andrew R. Boll en tant que mandataire de Perry J. Sternberg le 24 juin 2025. Cette attribution d'actions est conforme aux pratiques courantes de rémunération des administrateurs et renforce l'alignement des intérêts entre l'administrateur et les actionnaires.

Perry J. Sternberg, Direktor von Harrow, erhielt am 20. Juni 2025 eine Zuteilung von 7.339 Restricted Stock Units (RSUs), wie in diesem Form 4 gemeldet. Die RSUs wurden als Vergütung für erbrachte oder zu erbringende Leistungen gewährt.

Wichtige Bedingungen der RSU-Zuteilung:

  • Umwandlungspreis: 0 $
  • Vesting-Plan: Volle Vesting am ersten Jahrestag des Gewährungsdatums
  • Übertragungsbeschränkungen: Die zugrundeliegenden Aktien dürfen bis zum Dienstende weder geliefert, übertragen noch verkauft werden
  • Besitzform: Direkt

Die Transaktion wurde am 24. Juni 2025 von Andrew R. Boll als Bevollmächtigter für Perry J. Sternberg gemeldet. Diese Aktienzuteilung entspricht üblichen Vergütungspraktiken für Direktoren und sorgt für eine stärkere Übereinstimmung der Interessen des Direktors mit denen der Aktionäre.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sternberg Perry J.

(Last) (First) (Middle)
C/O HARROW, INC.
1A BURTON HILLS BLVD, SUITE 200

(Street)
NASHVILLE TN 37215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARROW, INC. [ HROW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSU(1) $0 06/20/2025 A 7,339 (2) (2) Common Stock 7,339 $0 7,339 D
Explanation of Responses:
1. The Restricted Stock Units were received as a compensatory award for services rendered or to be rendered.
2. Award of Restricted Stock Units vests in full on the one-year anniversary following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service.
/s/ Andrew R. Boll as Attorney in Fact for Perry J. Sternberg 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Restricted Stock Units (RSUs) did HROW director Perry Sternberg receive on June 20, 2025?

Perry J. Sternberg received 7,339 Restricted Stock Units (RSUs) as a compensatory award on June 20, 2025, as reported in the Form 4 filing.

What is the vesting schedule for HROW director Sternberg's RSU grant?

The RSUs granted to Perry Sternberg will vest in full on the one-year anniversary of the grant date (June 20, 2026). Importantly, the underlying shares cannot be delivered, transferred, or sold until Sternberg's termination of service with Harrow.

What is the exercise price of HROW RSUs granted to Perry Sternberg?

The Restricted Stock Units were granted with an exercise price of $0, as indicated in Table II of the Form 4 filing under 'Conversion or Exercise Price of Derivative Security.'

What positions does Perry Sternberg hold at HROW according to the Form 4?

According to the Form 4 filing, Perry J. Sternberg serves as a Director of Harrow, Inc. (HROW). This is indicated by the 'X' marked in the Director box under Section 5 'Relationship of Reporting Person(s) to Issuer.'
Harrow Health Inc

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