HRTG investor files to sell 867 common shares under Form 144

HRTG investor Ernesto Garateix filed a Form 144 notice covering the proposed sale of 867 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $25,108.32.

Accepted by SEC EDGAR 12/22/2025 - 04:23 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

HRTG investor Ernesto Garateix filed a Form 144 notice covering the proposed sale of 867 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $25,108.32. The notice lists 30,911,435 common shares outstanding and targets an approximate sale date of 12/22/2025.

The 867 shares to be sold were originally acquired on 03/15/2013 in an open-market cash purchase from the issuer. The filing also discloses multiple sales of HRTG common stock over the past three months, including 10,000 shares sold on 11/11/2025 for $290,976.00 and several trades identified as Rule 10b5-1 sales for Ernesto and Yvette Garateix.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 filing disclose about HRTG?

The filing shows that an investor in HRTG, Ernesto Garateix, has filed a notice of intent to sell 867 common shares on the NYSE through Morgan Stanley Smith Barney LLC, with an aggregate market value of $25,108.32.

How many HRTG shares are covered by this Form 144 notice and when may they be sold?

The notice covers the proposed sale of 867 HRTG common shares, with an approximate planned sale date of 12/22/2025 on the NYSE.

How and when were the HRTG shares in this Form 144 originally acquired?

According to the filing, the 867 HRTG common shares were acquired on 03/15/2013 via an open market cash purchase from the issuer.

How many HRTG shares are outstanding according to this filing?

The Form 144 lists 30,911,435 HRTG common shares as outstanding, providing a baseline for the size of the proposed sale relative to total shares.

What HRTG share sales has Ernesto Garateix reported over the past three months?

The filing lists several sales of HRTG common stock, including 10,000 shares sold on 11/11/2025 for $290,976.00, and multiple additional trades in October, November, and December 2025 with disclosed share counts and gross proceeds.

Does the Form 144 reference any Rule 10b5-1 trading plans for HRTG shares?

Yes. Several entries in the past three months section are labeled as 10b5-1 Sales for Ernesto Garateix, Ernesto J. Garateix, and Ernesto & Yvette Garateix, indicating trades executed under written trading plans.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Heritage Insurance Holdings, Inc.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	7273627200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	867	25108.32	30911435	12/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2013	Open Market Purchase	Issuer			867	03/15/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/12/2025	1709	49298.33
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/11/2025	6291	178814.13
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/09/2025	7000	198537.50
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/20/2025	7467	201152.77
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/20/2025	867	23343.54
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/13/2025	5000	153848.00
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/12/2025	5000	151950.00
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/11/2025	10000	290976.00
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	10/20/2025	7467	171825.38
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	10/20/2025	867	19958.60

144: Remarks and Signature

Remarks
Date of Notice	12/22/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)